IC10 - Rule 19b-4(n)(1) Advance Notice Filings

Rule 19b-4 Filings with Respect to Securities-Based Swap Submissions, Advance Notices and Proposed Rule Changes by Self-Regulatory Organizations and the Security-Based Swap Stay of Clearing Requiremen

OMB: 3235-0045

IC ID: 203192

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IC10 - Rule 19b-4(n)(1) Advance Notice Filings
 
No Modified
 
Mandatory
 
17 CFR 240.19b-4(n)(1)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

5 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 10 0 0 -15 0 25
Annual IC Time Burden (Hours) 900 0 0 -1,350 0 2,250
Annual IC Cost Burden (Dollars) 184,800 0 0 -231,000 0 415,800

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