Information Collection Request
Form CRS and rule 17a-14 under the Exchange Act
ICR 202211-3235-002 · OMB 3235-0766 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0766 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0766.pdf |
Supplementary Document | Uploaded 2023-01-24 | Repair queued |
| 3235-0766.pdf |
Supplementary Document | Uploaded 2023-01-24 | Repair queued |
| DGL FINAL REVISED 2023 Rule 17a-14 SUPPORTING STATEMENT.pdf |
Supporting Statement A | Uploaded 2022-11-09 | Repair queued |
| 34-83063-appendix-b General Instructions.pdf |
Supplementary Document | Uploaded 2019-02-13 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 231405 |  Form CRS and Rule 17a-14 under the Securities Exchange Act of 1934 |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0766 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201909-3235-017 |
| Agency Tracking No | IM-270-809 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |