Form BD-N Initial Applications

Form BD-N/Rule 15b11-1 Application for registration as a notice registered broker-dealer

OMB: 3235-0556

IC ID: 194765

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Form BD-N Initial Applications
 
No Modified
 
Mandatory
 
17 CFR 240.15b11-1 17 CFR 249.501b

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction SEC 1500 Form BD-N formbd-n.pdf https://www.sec.gov/files/formbd-n.pdf Yes Yes Fillable Fileable Signable

Economic Development Financial Sector Oversight

 

1 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 1 0 0 -1 0 2
Annual IC Time Burden (Hours) 0 0 0 -1 0 1
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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