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pdfCompliance Guide Pacific Coast
Groundfish Sablefish
Regulations
Electronic Fish Tickets
New requirements start January 1, 2017
December 2016
published 12/19/2016
This small entity compliance guide was prepared pursuant to section 212 of the Small
Business Regulatory Enforcement Fairness Act of 1996 (SBREFA), Pub. L. 104-121.
The statements in this document are intended solely as guidance. This document is
intended to provide a plain-language summary of how small businesses can comply
with new requirements to submit harvest information via electronic fish tickets in the
Pacific Coast groundfish fishery (81 FR 84419, November 23, 2016). Any
discrepancies between this guide and the Federal Register will be resolved in favor of
the Federal Register.
West Coast Groundfish Sablefish Regulations: E-tickets
Table of Contents
1- Introduction ....................................................................................................................................................... 1
1.1 Who should read this guide? ................................................................................................................................. 1
1.2 What are e-tickets and when do I use them? .................................................................................................. 1
1.3 Why the switch from paper to electronic tickets? ........................................................................................ 2
1.4 Who needs to be involved in filling out an e-ticket? .................................................................................... 2
1.5 My state regulations are different than those in this rule. Which should I follow? ........................ 2
1.6 What if the fish are landed and transported by the vessel operator before they get to the
buyer? ...................................................................................................................................................................................... 2
-
2 First Receivers ................................................................................................................................................. 3
2.1 What am I responsible for? .................................................................................................................................... 3
2.2 How do I create an E-Tix Portal profile?........................................................................................................... 4
2.3 How do I create an e-ticket? What equipment do I need? ......................................................................... 4
2.4 When does the ticket need to be turned in? .................................................................................................... 5
2.5 Do E-tickets have to be submitted outside of regular business hours? ............................................... 5
2.6 I made a mistake when I submitted the e-ticket information. What do I do? ................................... 5
2.7 How do I apply for a waiver? How long does the waiver last? ................................................................. 6
2.8 My internet is down. Do I still have to submit the e-ticket? ..................................................................... 6
2.9 The vessel operator wants to split the sablefish landings and deliveries between more than
one limited entry permit. How do I do that? ........................................................................................................... 6
2.10 The vessel caught more sablefish than the tier permit allowed. Do I fill out an overage
ticket? ...................................................................................................................................................................................... 6
2.11 Who needs to fill out an e-ticket if there is more than one first receiver?....................................... 7
2.12 For a sablefish offload with two or more first receivers, does each receiver need to have its
own e-ticket and e-ticket number?.............................................................................................................................. 7
2.13 I am a first receiver submitting e-ticket data the next day after an offload. How do I get the
vessel operator or owner-on-board signature when they left hours ago? ................................................. 7
2.14 I am submitting the e-ticket at the time of offload. Do I have to print the ticket and get a
signature before the vessel leaves? ............................................................................................................................. 7
-
3 California ........................................................................................................................................................... 8
3.1 Can I use the E-Tix Portal functions to distribute catch between more than one permit on a
single e-ticket? ..................................................................................................................................................................... 8
3.2 What do I need to know about using a paper ticket? .................................................................................. 8
3.3 Once I fill out this e-ticket, what do I need to do to be compliant in CA? .......................................... 11
3.4 I need more help with the E-Tix Portal or have specific questions. What do I do?........................ 11
3.5 I have state-specific questions not answered in this guide. What do I do? ....................................... 11
-
4 Oregon ............................................................................................................................................................. 12
4.1 Can I use the E-Tix Portal functions to distribute catch between more than one permit on a
single e-ticket? ................................................................................................................................................................... 12
4.2 Do I still need to fill out a paper ticket? .......................................................................................................... 12
4.3 Once I fill out this e-ticket, what do I need to do to be compliant in OR? ......................................... 12
4.4 I need more help with the E-Tix Portal or have specific questions. What do I do?........................ 12
Table of Contents
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West Coast Groundfish Sablefish Regulations: E-tickets
4.5 I have state-specific questions not answered in this guide. What do I do? ....................................... 12
-
5 Washington .................................................................................................................................................... 13
5.1 Can I use the E-Tix Portal functions to distribute catch between more than one permit on a
single e-ticket? ................................................................................................................................................................... 13
5.2 Do I still need to fill out a paper ticket? .......................................................................................................... 13
5.3 Once I fill out this e-ticket, what do I need to do to be compliant in WA? ........................................ 13
5.4 I need more help with the E-Tix Portal or have specific questions. What do I do?....................... 13
5.5 I have state-specific questions not answered in this guide. What do I do? ....................................... 14
-
6 Primary Sablefish Fishery ........................................................................................................................ 15
6.1 I am the “owner-on-board” the vessel fishing in the sablefish primary fishery. What
requirements am I subject to, relative to e-ticket reporting? ........................................................................ 15
6.2 I am close to completing my tier limit. What do I need to do? .............................................................. 15
6.3 If I have stacked multiple (2 or 3) sablefish endorsed permits to my vessel and I am fishing
against these tier amounts, can I attribute certain landed amounts against different
permits/tiers? .................................................................................................................................................................... 15
6.4 The current regulations state that if you there are less than 300 pounds remaining on the tier
amounts associated with your vessel, you must then fish under the DTLs. Is this requirement still
in place? ................................................................................................................................................................................ 15
6.5 For those vessels registered to a sablefish endorsed permit, do the regulations continue to
require that any landing of sablefish starting on April 1 must count against the tier amounts until
such time that the tier amounts are exhausted? .................................................................................................. 16
6.6 Is it possible that multiple e-tickets may be generated from a single landing that attributes
certain amounts against multiple permits/tiers? ............................................................................................... 16
6.7 How do I know what my tier balances are to date? Can a first receiver tell me? .......................... 16
7 – Fishermen ....................................................................................................................................................... 17
7.1 I caught sablefish and other species during a trip. Which needs to go on an e-ticket and which
does not? .............................................................................................................................................................................. 17
7.2 Do I have to wait on an action by the E-Tix Portal web administrators before the first receiver
can show me my submitted ticket? ........................................................................................................................... 17
7.3 Does the e-ticket system allow me to pull a history of all of my landings? ...................................... 17
7.4 I am transporting my fish before they will get to the first receiver. What paperwork do I need
to complete for the transport? .................................................................................................................................... 17
7.5 I have a limited fish seller permit for sablefish. What am I required to do? ..................................... 18
Glossary .................................................................................................................................................................. 19
Table of Contents
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West Coast Groundfish Sablefish Regulations: E-tickets
Need Help?
Websites:
NMFS, Pacific Coast Groundfish Management, Sablefish :
http://www.westcoast.fisheries.noaa.gov/fisheries/management/sablefish.html
Pacific Fishery Management Council, Groundfish Management:
http://www.pcouncil.org/groundfish/fishery-management-plan/
Pacific States Marine Fisheries Commission, E-Tix Portal:
https://etix.psmfc.org/Account/Login
Question regarding e-tickets?
Contact the PSMFC E-Tix Manager at the following:
Email: [email protected] Phone: (503) 595-3100
Question regarding the program?
Contact the NMFS Groundfish Policy and Regulations Branch at the following:
Phone: 206-526-6140
Fax: (206) 526-6736
Question regarding permits/licenses?
Contact the NMFS, West Coast Region Permits Office at the following number:
Phone: (206) 526-4353
Need to contact NMFS law enforcement?
Find an enforcement office nearest you at
http://www.nmfs.noaa.gov/ole/index.html
Need to report violations?
Hotline: (800) 853-1964
Need Help?
Page iv of 21
West Coast Groundfish Sablefish Regulations: E-tickets
1- Introduction
Electronic fish ticket (e-ticket) requirements affect
all participants in the commercial Pacific coast
groundfish fishery who land or receive/purchase
sablefish. This guide will help participants
understand the e-ticket requirements, which are
based on recommendations by the Pacific Fishery
Management Council (Council) and implemented
by the National Marine Fisheries Service (NMFS)
through the sablefish e-tickets final rule 81 FR
84419, November 23, 2016).
This guide applies to you
if…
you are a commercial fisherman that
takes and retains sablefish.
you are a fish buyer, shorebased
processor, or first receiver of sablefish.
you are the owner-on-board of a
sablefish endorsed limited entry permit.
E-ticket usage is required
beginning January 1, 2017.
1.1 Who should read this guide?
Persons harvesting sablefish or taking possession of commercially caught sablefish should read
this guide. This includes vessel owner and operators, fish buyers, shorebased fish processors, and
sablefish-endorsed limited entry permit owners.
This guide will walk you through new Federal e-ticket requirements and will note pertinent, and
sometimes overlapping, state requirements regarding e-ticket reporting, including but not limited
to dock tickets, fish receipts, and transportation tickets. Please review the section that applies to
your specific sector, which provides an overview, and your state section, which explains how
new Federal requirements may interact with your state-specific reporting requirements. There is
a glossary at the end of this guide for clarification of terms and definitions.
1.2 What are e-tickets and when do I use them?
An e-ticket is a web-based form used to send groundfish landing data via the Pacific States
Marine Fisheries Commission (PSMFC). It is used to collect information similar to the
information required in state fish receiving tickets or landing receipts (henceforth referred to as
paper tickets), but it does not replace or change any state requirements. An e-ticket should be
used for a delivery when landing any amount of sablefish, starting January 1, 2017. The states
may require more than just sablefish to be reported using the E-Tix Portal. Please see the
individual state sections below.
Introduction
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West Coast Groundfish Sablefish Regulations: E-tickets
1.3 Why the switch from paper to e-tickets?
Sablefish is a species that is fished to a high level of attainment, and inseason monitoring and
management are needed to enable not exceeding annual catch limits (ACLs). Electronic
reporting of landings will improve the timeliness and quality of data for fishery managers and
law enforcement, and it will provide current catch data for vessel operators relative to tier limits
in the limited entry fixed gear sablefish primary fishery and trip limits in the limited entry fixed
gear and open access daily trip limit (DTL) fisheries.
1.4 Who needs to be involved in filling out an e-ticket?
First receivers are responsible for generating the e-ticket number, filling out the e-ticket, and
submitting the final information. A printed copy must be signed by the first receiver and the
vessel operator, though this does not need to occur within 24 hours of the completion of the
offload. If it is outside of business hours or a printer is not
available, the e-ticket number can be generated to complete Final data have to be submitted via
e-ticket within 24 hours of the
the dock ticket, and the first receiver and the vessel
completion of the offload.
operator and/or owner-on-board can sign the dock ticket.
The e-ticket must be submitted within 24 hours of the
Printed e-tickets can be signed by
completion of the offload, with the data from the
the vessel operator at the earliest
completed dock ticket. The signature on the e-ticket can be
convenience.
obtained after the 24-hour submission deadline.
1.5 My state regulations are different than those in this rule. Which
should I follow?
The requirement to submit an e-ticket for every landing of sablefish is a Federal requirement for
a federally managed fishery. The data required on the e-tickets are similar to those required by
the state tickets, but this federal requirement is in addition to and does not change or replace any
state regulation (§660.11). Please see the individual state sections below for details. Federal
requirements are that the final submitted e-ticket includes the actual scale weights of fish, the
vessel identification, and the applicable limited entry permit number, which is already required
on state documents.
1.6 What if the fish are landed and transported by the vessel
operator before they get to the buyer?
The trigger for written documentation of the landing is not when the fish buyer, or first receiver,
takes possession of the fish. Written documentation of the fish offload is required once the fish
are removed from the vessel. Any fish removed from a vessel is considered a “landing,” per
regulations at section §660.213 and §660.313. It is the responsibility of the vessel operator or
other person taking possession of the fish upon landing to comply with the new requirements to
record the limited entry permit number and the e-ticket number on the dock ticket or
transportation ticket.
Introduction
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West Coast Groundfish Sablefish Regulations: E-tickets
2- Are You A First Receiver?
First receivers are the primary persons responsible for generating, filling out and submitting eticket data. The following information identifies e-ticket requirements for first receivers.
A first receiver means a person who receives, purchases, or takes custody, control, or
possession of catch onshore directly from a vessel.
You may have heard the term “first receiver” in the context of the Individual Fishing Quota
(IFQ) fishery. IFQ first receivers must go through a certification process to accept deliveries of
IFQ species. First receiver is a broader term that applies to anyone taking deliveries of
groundfish from a vessel. If you accept landings or offloads that include any amount of sablefish,
please read the following sections for more information.
2.1 I am receiving a delivery of sablefish and other species. Which
have to go on an e-ticket and which do not?
The first receiver is responsible for documenting any delivery that contains any sablefish
purchased via E-Tix Portal to PSMFSC. If the vessel operator is splitting the delivery and you
are not purchasing sablefish, then a paper ticket is sufficient.
2.2 What am I responsible for?
First receiver taking possession of sablefish during regular business hours:
A first receiver is responsible for the following:
• creating an e-ticket in the E-Tix Portal for a delivery when purchasing any amount of
sablefish during regular business hours,
• submitting the completed e-ticket within 24 hours of the completion of the offload, and
• collecting signatures from printed e-tickets.
First receiver taking possession of sablefish outside of regular business hours:
A first receiver is responsible for the following:
• filling out an e-ticket OR a dock ticket with the information that will be used to complete
the e-ticket,
• obtaining the e-ticket number from the E-Tix Portal web-based form if using a dock
ticket,
• submitting the complete e-ticket within 24 hours of the completion of the offload, even if
using a dock ticket, and
• collecting signatures from printed e-tickets.
In some cases, the fish seller and the fish buyer may be the same entity. When that is the case,
that entity must comply with the requirements for both the fish seller and the fish buyer.
First Receivers
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West Coast Groundfish Sablefish Regulations: E-tickets
2.3 How do I create an e-tickets user profile?
A profile can be created on the E-tix Portal by contacting Dave Colpo at the PSMFC at
[email protected] or (503) 595-3100. The information needed to create the profile is as
follows:
Company Information:
• Company Name
• State Dealer Number
• Physical Address
• Company Contact Number
• Main Port
Personal Contact Information:
• First/Last Name
• Email Address
• Contact Number (can be company
number)
• Username (name for your log-in)
Additional users may be added by providing the second user’s personal contact information
during the new profile setup, or later as needed.
2.4 How do I create an e-ticket? What equipment do I need?
An e-ticket can be created from a web browser on any internet-enabled device, including mobile
phones, tablets, and computers. The first receiver must provide a paper copy of the e-ticket to the
vessel operator and/or vessel owner for their records, so a printer is needed.
Go to https://etix.psmfc.org/Account/Login to log into your E-Tix Portal account.
First Receivers
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West Coast Groundfish Sablefish Regulations: E-tickets
2.5 When does the ticket have to be turned in?
The e-ticket has to be submitted within 24 hours of the completion of the offload. The e-ticket
number can be generated and data recorded later, as long as submission occurs within 24 hours
of the offload. The home screen of the Query Ticket page displays submitted and unsubmitted
(draft) e-tickets.
Federal requirements state that signatures from the vessel operator and/or owner-onboard and the
first receiver should be obtained after the submission of the e-ticket, documenting that both
parties have verified that the information for the e-ticket is correct. Copies of the signed e-ticket
must be provided to the vessel operator and/or owner-on-board, the state of origin (if required,
see your state-specific sections for more information), and the first receiver. If the original catch
data were documented on a dock ticket and signed by the first receiver and vessel operator, then
the e-ticket does not have to be signed. State requirements may differ; please see your statespecific section.
2.6 Do E-tickets have to be submitted outside of regular business
hours?
Not necessarily. The E-Tix Portal is available 24
hours a day, but paper tickets may be used at the
E-tickets must be submitted within
first receiver’s discretion. If a first receiver is
24 hours of completion of the offload,
taking possession of the fish outside of regular
unless a waiver has been obtained.
business hours, a signed dock ticket meets the
federal need for documentation that the first
receiver and vessel operator agree about the
specifics of the landing. The dock ticket must include the e-ticket number, which can be
generated remotely via any device with a web browser and internet connection (e.g., mobile
phone) and the rest of the e-ticket can be completed and submitted within 24 hours of the
completion of the offload from information recorded on the dock ticket. If landing information is
recorded on the dock ticket for later submission of the e-ticket, then the dock ticket must be
signed by the vessel operator and the first receiver.
2.7 I made a mistake when I submitted the e-ticket information.
What do I do?
E-tickets are to be used for the submission of final data. If a data error is found, e-ticket
submissions must be revised by submitting the revised form electronically on the E-Tix Portal
website. Preliminary data, including estimates of fish weights or species composition, should not
be submitted on e-tickets. E-ticket numbers can be generated within the web-based form for the
completion of a dock ticket, and left unsubmitted until final data can be collected, within the
24-hour deadline.
First Receivers
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West Coast Groundfish Sablefish Regulations: E-tickets
2.8 How do I apply for a waiver? How long does the waiver last?
On a case-by-case basis, a temporary, written, short-term waiver of the requirement to submit etickets may be granted by the NMFS Assistant Regional Administrator or designee if he/she
determines that circumstances beyond the control of a receiver would result in inadequate data
submissions using the e-ticket system. The duration of the short-term waiver will be determined
on a case-by-case basis. If granted a waiver, a paper ticket with the same data must be sent
within 24 hours of the completion of the offload. Paper tickets must be sent by facsimile (fax) to
(206) 526-6736 at NMFS, West Coast Region, Sustainable Fisheries Division, or by delivery in
person to 7600 Sand Point Way NE, Seattle, WA 98115. The requirements for submission of
paper tickets in the paragraph are separate from, and in addition to, existing state requirements
for landing receipts or fish receiving tickets.
2.9 My internet is down. Do I still have to submit the e-ticket?
Yes, unless you have been granted a short-term waiver by NMFS. NMFS has given a 24-hour
window for submitting e-tickets to account for these types of unforeseen circumstances. E-tickets
can be created and submitted on a web browser from any electronic device. In acknowledgement
of interruptions in service or equipment problems, 24 hours after completion of the offload is
deemed an appropriate amount of time to complete the e-ticket.
2.10 The vessel operator wants to split the sablefish landings and
deliveries between more than one limited entry permit. How do I do
that?
The limited entry permit number is a required field on the fish ticket, which the vessel operator
must give to the first receiver. The interface of the E-Tix Portal webpage will have a tab to
allocate between permits. However, you should check with your state to see if it requires
separate e-tickets for each permit.
2.11 The vessel caught more sablefish than the tier permit allowed.
Do I fill out an overage ticket?
Probably not. E-ticket data fields allow sablefish from the same landing to be split and counted
against more than one limit. If the amount of sablefish in the delivery exceeds a single tier limit,
the remainder may be counted against other tier limits (if more than one sablefish-endorsed
permit is registered to the vessel and has not yet been caught in full). If all tier limits associated
with permits registered to the vessel have been fully harvested, the overage from the primary
fishery tier limit should be counted toward the applicable limited entry fixed gear daily trip limit
(DTL). This means that an overage ticket only has to be filled out if a vessel finishes its tier
limits and exceeds the applicable limited entry fixed gear trip limit. [See Section 6.2 of this
compliance guide.]
First Receivers
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West Coast Groundfish Sablefish Regulations: E-tickets
2.12 Who has to fill out an e-ticket if there is more than one first
receiver?
Any first receiver purchasing any amount of sablefish is responsible for creating and submitting
an e-ticket that documents all of the fish that were part of that delivery that contained sablefish.
First receivers purchasing non-IFQ groundfish (but no sablefish) are not required to submit an eticket, unless otherwise required by state law.
2.13 For a sablefish offload with two or more first receivers, does
each receiver have to have its own e-ticket and e-ticket number?
Yes. First receivers have a unique identification (dealer) number that must be used when taking
possession of fish. Therefore, all dealers have to fill out their own e-tickets and will have
different e-ticket numbers. Only what is being purchased by first receivers should be recorded on
their e-ticket so that there is no double reporting.
2.14 I am a first receiver submitting e-ticket data the next day after
an offload. How do I get the vessel operator’s or owner-on-board’s
signature when they left hours ago?
A signature on a paper document is needed at the
transfer of fish to verify that the vessel operator
A first receiver buying any sablefish
and first receiver agree on the specifics of the
has to include the sablefish and all
offload. If the e-ticket will be submitted after the
other species purchased on the evessel operator has left, then the dock ticket must
ticket.
be signed. The e-ticket must be submitted within
24 hours of the completion of the offload, but a
signature is not needed on the printed e-ticket if
the dock ticket has already been signed. A printed hard copy of the e-ticket should be given to
the vessel operator at the next offload to keep for their records.
2.15 I am submitting the e-ticket at the time of offload. Do I have to
print the ticket and get a signature before the vessel leaves?
Yes. Signatures are used to document that there is no discrepancy on e-ticket values between the
vessel operator and the first receiver. The e-ticket can be submitted and signed, but if a printer is
not available, then the dock ticket should also be filled out and signed. State requirements may
differ; please see your state-specific section.
First Receivers
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West Coast Groundfish Sablefish Regulations: E-tickets
3- California
The following information identifies e-ticket requirements for first receivers and vessel operators
in California. If you accept landings or offloads that include any amount of sablefish, please read
the following section for more information.
3.1 Can I use the E-Tix Portal functions to distribute catch between
more than one permit on a single e-ticket?
Yes, vessels landing in California can do this.
3.2 What do I have to know about using a paper ticket?
A state paper landing receipt must be used at all times. Additionally, some form of paper
documentation (e.g., a printed copy of submitted e-ticket, a state landing receipt, or a fish
transportation receipt with added information) has to be completed and signed by the first
receiver and vessel operator. The next two pages provide examples of a state landing receipt and
fish transportation receipt that fulfill federal documentation requirements of paper tickets in the
interim until the e-ticket is submitted.
To use a California landing receipt to fulfill federal documentation requirements (e.g., as a dock
ticket), the following information will have to be included on the landing receipt:
1. List the federal groundfish permit number in the “Permit #” field in the upper left corner
of the landing receipt.
2. If this is a landing in the sablefish primary fishery, and sablefish will be counted against
more than one sablefish-endorsed permit, list the federal groundfish permit number(s) for
sablefish and the associated pounds to be attributed to each permit. This goes in the “Note
pad” in the lower right corner of the receipt. The total should match the weight of
sablefish listed on the landing receipt.
California
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West Coast Groundfish Sablefish Regulations: E-tickets
California
Page 9 of 21
West Coast Groundfish Sablefish Regulations: E-tickets
To use a California fish transportation
receipt to fulfill federal documentation
requirements (e.g., as a dock ticket),
you have to add the following
information in addition to everything
currently on the fish transportation
receipt:
1. If you sell to more than one first
receiver, use letters A, B, C, etc.,
to link fish business, buyer’s
name/ signature, and sablefish
pounds purchased.
2. List the federal groundfish permit
number(s) for sablefish and the
associated pounds to be attributed
to each permit. This goes in the
lower left corner of the receipt.
The total should match what is in
the species and weight list for
sablefish. If there is more than one
first receiver for sablefish, use
letters A, B, C, etc., to link the
permit pounds to the buyer.
Add the printed name and signature of
each fish buyer. This goes on the
bottom line(s) of the species and
weight list. If there is more than one
fish buyer, use letters A, B, C, etc., to
link buyer to name/signature.
California
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West Coast Groundfish Sablefish Regulations: E-tickets
3.3 Once I fill out this e-ticket, what do I need to do to be compliant
in California?
After submitting the e-ticket, and completing and submitting the state paper landing receipt per
state requirements, you are in compliance with federal and California state regulations. The
paper landing receipt must be sent to your local California Department of Fish and Wildlife
(CDFW) office, along with your other landing receipts by the 16th or the last day of the month in
which the fish were landed, whichever date occurs first after the landing. Fish transportation
receipts are sent to CDFW’s Los Alamitos office using the same timeline. Signed
documentation, either the e-ticket or the dock ticket, has to be kept for at least four years, per
California Fish and Game Code, and made available to enforcement. If the dock ticket is not a
state landing receipt or fish transportation receipt, then signed dock tickets do not have to be sent
to the state.
3.4 I need more help. What do I do?
For a guide to E-Tix, visit your portal homepage under “Help” or
https://etix.psmfc.org/Content/Documents/ETixStartGuide_CADealers.pdf
For specific questions or troubleshooting, contact Dave Colpo at the PSMFC at
[email protected] or (503) 595-3100.
3.5 I have state-specific questions not answered in this guide. What
do I do?
Contact Joann Eres at CDFW at [email protected] or by phone at (562) 342-7135.
California
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West Coast Groundfish Sablefish Regulations: E-tickets
4- Oregon
The following information identifies e-ticket requirements for first receivers and vessel operators
in Oregon. If you accept landings or offloads that include any amount of sablefish, please read
the following section for more information.
4.1 Can I use the E-Tix Portal functions to distribute catch between
more than one permit on a single e-ticket?
Yes, vessels landing in Oregon can do this. If offloading in Washington, check with state
personnel.
4.2 Do I still have to fill out a paper ticket?
If purchasing any sablefish, a paper ticket is not necessary. If the offload will be finished before
the e-ticket is completed, then some form of paper documentation (dock ticket) has to be
completed and signed by the first receiver and vessel operator. A paper ticket OR e-ticket may
be used if you are not purchasing sablefish.
4.3 Once I fill out this e-ticket, what do I need to do to be compliant
in Oregon?
After submitting the e-ticket, you are in compliance with Federal and Oregon state regulations.
Signed documentation, either the e-ticket or the dock ticket, has to be kept for at least three years
and made available to enforcement. Signed tickets do not have to be sent to the state, but do have
to be kept for inspection by an ODFW agent or enforcement.
4.4 I need more help. What do I do?
For a guide to E-Tix, visit your portal homepage under “Help” or
https://etix.psmfc.org/Content/Documents/ETixStartGuide_ORDealers.pdf. For specific
questions or troubleshooting, contact Dave Colpo at the PSMFC at [email protected] or at
(503) 595-3100.
4.5 I have state-specific questions not answered in this guide. What
do I do?
Contact Nadine Hurtado at ODFW via e-mail at [email protected] or by phone at
(503) 947-6247.
Oregon
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West Coast Groundfish Sablefish Regulations: E-tickets
5- Washington
The following information identifies e-ticket requirements for first receivers and vessel operators
in Washington State. Washington is planning on requiring all landings from the directed
commercial groundfish fisheries to be reported through the E-Tix Portal beginning in early
January 2017. First receivers will have to use E-Tix for all groundfish delivered by directed
commercial groundfish vessels, not just those that include sablefish. Deliveries of groundfish
landed under the incidental trip limits by pink shrimp or salmon troll vessels are not covered by
these regulations and will continue to be reported using paper tickets.
5.1 Can I use the E-Tix Portal functions to distribute catch between
more than one permit on a single e-ticket?
Please check with the Washington Department of Fish and Wildlife (WDFW) before using the
new e-ticket functionality for reporting multiple permits on a single e-ticket. WDFW will be
adopting this method, but this work may or may not be completed by April 1, 2017, the start of
the 2017 primary season. Follow current state requirements, where a landing in the primary
season allocated to different permits is reported on a “one permit per e-ticket” basis.
5.2 Do I still have to fill out a paper ticket?
Washington is currently streamlining its rules to eliminate the need to submit paper tickets.
WDFW will receive fish ticket information through the E-Tix Portal. This arrangement will
apply to all deliveries from the directed commercial groundfish fisheries, but not to the incidental
trip limits for pink shrimp and salmon troll vessels. The relevant rules can be found in Chapter
220-69 of the Washington Administrative Code (WAC). The streamlined rules are expected to
go into effect in early January 2017. Check with WDFW for updates at that time.
5.3 Once I fill out this e-ticket, what do I have to do to be compliant
in Washington?
Washington state regulations on e-ticket reporting are largely aligned with the federal rules.
Washington’s specific rules can be found in WAC Chapter 220-69, with the core requirements
listed in WAC 220-69-246 and 220-69-256. E-tickets must be printed and signed by the first
receiver and deliverer and maintained at the first receiver’s place of business for at least
three years. The signed printouts do not need to be sent to the state.
5.4 I need more help. What do I do?
For a guide to e-tickets, visit your portal homepage under “Help” or
https://etix.psmfc.org/Content/Documents/ETixStartGuide_WADealers.pdf. For specific
questions or troubleshooting, contact Dave Colpo at the PSMFC at [email protected] or
(503) 595-3100.
Washington
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5.5 I have state-specific questions not answered in this guide. What
do I do?
Contact Marjorie Morningstar at WDFW at [email protected] or
(360) 902-2854.
Washington
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6- Primary Sablefish Fishery
6.1 I am the “owner-on-board” for the vessel fishing in the sablefish
primary fishery. What requirements am I subject to relative to eticket reporting?
If you are the owner-on-board for a vessel that is making a delivery of sablefish that will be
counted against tier limits in the sablefish primary fishery, then you must cosign the dock ticket
or printed copy of the e-ticket. Unless granted a waiver for the owner-on-board requirements by
NMFS, it would be unlawful to land sablefish against the sablefish primary fishery tier limits and
not have an e-ticket or dock ticket for that delivery that is unsigned by the owner-on-board.
Vessels with sablefish-endorsed permits fishing in the primary sablefish fishery will be
delivering to first receivers that are now required to submit e-tickets. You may split sablefish
among multiple permits (see Section 6.3). Depending on the state in which you are landing, this
may require multiple e-tickets or one e-ticket with separate fields filled out.
6.2 I am close to completing my tier limit. What do I have to do?
The first receiver may split sablefish from a single delivery for the purposes of completing a tier
limit (or limits) and counting any remaining sablefish from that delivery toward the limitedentry, fixed-gear daily trip limit (DTL). Depending on the state in which you are landing your
catch, this may be accomplished by apportioning the catch within a single e-ticket, or via
separate e-tickets. An overage only occurs if the tier limit is completed, and the DTL is
exceeded.
6.3 If I have stacked (two or three) sablefish-endorsed permits to my
vessel, and I am fishing against these tier amounts, can I attribute
certain landed amounts against different permits/tiers?
Yes. Your first receiver is able to allocate sablefish against different permits. Depending on your
state, this may result in more than one e-ticket.
6.4 The current regulations state that if there are less than 300
pounds remaining on the tier amounts associated with your vessel,
you must then fish under the DTLs. Is this requirement still in
place?
No, but vessel operators still have to know how close they are to their tier limits. It is the
responsibility of the vessel operator to tell the first receiver how to split the landing, including
finishing the limit and switching to DTL.
Primary Sablefish Fishery
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6.5 For those vessels registered to a sablefish-endorsed permit, do
the regulations continue to require that any landing of sablefish
starting on April 1 must count against the tier amounts until such
time that the tier amounts are exhausted?
Yes. A vessel that is eligible to fish in the sablefish primary season may fish in the DTL fishery
for sablefish once that vessel’s primary season sablefish limit(s) have been landed, or after the
close of the primary season, whichever occurs earlier (as described at § 660.231(b)(1)). If the
vessel continues to fish in the limited entry fixed gear fishery for any part of the remaining
fishing year, any subsequent sablefish landings by that vessel will be subject to the restrictions
and limits of the limited entry fixed gear DTL fishery for sablefish.
6.6 Is it possible that multiple e-tickets may be generated from a
single landing that attributes certain amounts against multiple
permits/tiers?
Yes. Depending on the state into which you are landing, you may have multiple e-tickets for the
purposes of counting a sablefish delivery against multiple permits. You may also have multiple
e-tickets if you finish your tier, land the entire DTL limit, and have an overage ticket all from the
same delivery.
6.7 How do I know what my tier balances are to date? Can a first
receiver tell me?
For each delivery, the first receiver is must provide the vessel operator with a printed copy of the
e-ticket. The sum of the landings from these e-tickets, subtracted from the available tier limit, is
your tier balance.
Also, a first receiver can share a summary report of all the landings you have made to them with
you, sorted by permit number. However, first receivers only have access to their own e-ticket
information, and they cannot provide you with landing data from other first receivers. Therefore,
if you have delivered to three different first receivers, each one of them could provide you with a
summary report. The sum of the totals of those three reports against your available tier limits is
your tier balance.
Primary Sablefish Fishery
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7- Fishermen
7.1 I caught sablefish and other species during a trip. Which have to
go on an e-ticket and which do not?
The first receiver is responsible for documenting any delivery that contains any sablefish
purchased via E-Tix Portal to PSMFC. If you are splitting the delivery, and a first receiver is not
purchasing sablefish, then a paper ticket is sufficient.
7.2 Do I have to wait on an action by the E-Tix Portal web
administrators before the first receiver can show me my submitted
ticket?
No. Once entered into the e-ticket database by the first receiver, catch information is
immediately available. The landing information can be shown to vessel operators by the first
receivers logging into their password-protected interfaces right after submission. Enforcement
and federal and state fishery managers will also have access to this information. This is an
automated system, and the availability of submitted e-ticket data does not rely on action by
system administrators.
7.3 Does the e-ticket system allow me to pull a history of all of my
landings?
For each delivery, the first receiver is required to provide the vessel operator with a printed copy
of the e-ticket. These printed tickets may serve as a history of all the vessels landings.
Also, a first receiver can share a summary report of all the landings you have made to them with
you. However, first receivers only have access to their own e-ticket information, and they cannot
provide you with landing data from other first receivers. For example, if you have delivered to
three different first receivers, each one of them would have to give you a summary report in
order for you to get the complete picture of your landings.
7.4 I am transporting my fish before they will get to the first
receiver. What paperwork do I have to complete for the transport?
This somewhat depends on which state you are landing your fish in. Any fish removed from a
vessel is considered a “landing,” per Federal regulations at sections §660.213 and §660.313. It is
the responsibility of the vessel operator or other person taking possession of the fish upon
landing to fill out a dock ticket or transportation ticket with the limited entry permit number. The
e-ticket number must be added as soon as it reaches the first receiver, who generates the e-ticket
number.
Fishermen
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West Coast Groundfish Sablefish Regulations: E-tickets
7.5 I have a limited fish seller permit for sablefish. What am I
required to do?
Vessel operators with limited fish seller permits to sell sablefish are acting as their own first
receivers and will have to create an E-Tix Portal profile and report landings that include sablefish
via e-ticket (see Section 2).
Fishermen
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West Coast Groundfish Sablefish Regulations: E-tickets
Glossary
Annual Catch Limit (ACL) is a harvest specification set in consideration of conservation
objectives, socioeconomic concerns, management uncertainty, and other factors. The ACL is a
harvest limit that includes all sources of fishing-related mortality including landings, discard
mortality, research catches, and catches in exempted fishing permit activities.
Dock ticket means a form accepted by the state to record the landing, receipt, purchase, or
transfer of fish for the purposes of completing a federal e-ticket.
E-ticket, E-tix means a web-based form that is used to send landing data to the Pacific States
Marine Fisheries Commission. E-tickets are used to collect information similar to the
information required in state fish-receiving tickets or landing receipts, but they do not replace or
change any state requirements.
Endorsement means an additional specification affixed to the limited entry permit that further
restricts fishery participation or further specifies a harvest privilege, and it is non-severable from
a limited entry permit.
First receiver means a person who receives, purchases, or takes custody, control, or possession
of catch onshore directly from a vessel.
Vessel operator means the party who harvests and first sells or otherwise delivers groundfish
species to a fish buyer.
Groundfish species means fish defined under “groundfish” at §660.11 and managed under the
Pacific coast groundfish FMP and regulations at 50 CFR part 660, subparts C through G.
Individual fishing quota (IFQ) – This is a federal permit to harvest a quantity of fish, expressed
as a percentage of the total allowable catch of a fishery that may be received or held for
exclusive use by a person. An IFQ is a harvest privilege that may be revoked at any time in
accordance with the Magnuson-Stevens Act.
Land or landing means to begin transfer of fish, offloading fish, or to offload fish from any
vessel. Once transfer of fish begins, all fish aboard the vessel are counted as part of the landing.
Limited entry fishery means the fishery composed of vessels registered for use with limited
entry permits.
Limited entry gear means longline, trap (or pot), or groundfish trawl gear used under the
authority of a valid limited entry permit affixed with an endorsement for that gear.
Limited entry permit means the Federal permit required to fish in the limited-entry-endorsed
fishery, and it includes any gear, size, or species endorsements affixed to the permit.
Glossary
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West Coast Groundfish Sablefish Regulations: E-tickets
Office of Law Enforcement (OLE) refers to the National Marine Fisheries Service, Office of
Law Enforcement, Western Division.
Open access fishery means the fishery composed of commercial vessels using open access gear
fished pursuant to the harvest guidelines, quotas, and other management measures governing the
harvest of open access allocations (detailed in §660.55) or governing the fishing activities of
open access vessels (detailed in subpart F of this part). Any commercial vessel that is not
registered to a limited entry permit and which takes and retains, possesses, or lands groundfish is
a participant in the open access groundfish fishery.
Open access gear means all types of fishing gear except the following:
(1) Longline or trap (or pot) gear fished by a vessel that has a limited entry permit affixed
with a gear endorsement for that gear.
(2) Groundfish trawl
Processing (or to process) — The preparation or packaging of groundfish to render it suitable
for human consumption, retail sale, industrial uses or long-term storage, including, but not
limited to, cooking, canning, smoking, salting, drying, filleting, freezing, or rendering into meal
or oil, but does not mean heading and gutting, unless additional preparation is done.
Owner-on-board requirement Any person who owns or has ownership interest in a limited
entry permit with a sablefish endorsement, as described at §660.25(b)(3), subpart C, must be on
board the vessel registered for use with that permit at any time that the vessel has sablefish on
board the vessel that count toward that permit's cumulative sablefish landing limit. A permit
owner is not obligated to be on board the vessel fishing sablefish if any qualifications are met at
660.231 (b)(4). A permit owner who owned a sablefish permit as of November 1, 2000, was
exempted from the owner-on-board requirement. The exemption can be lost if all sablefish
endorsement permits are sold, the exempted party dies, or the corporation dissolves.
Pacific States Marine Fisheries Commission (PSMFC) promotes and supports policies and
actions to conserve, develop, and manage fishery resources in California, Oregon, Washington,
Idaho, and Alaska. It accomplishes this through coordinating research activities, monitoring
fishing activities, and facilitating a wide variety of projects. It works to collect data and maintain
databases on salmon, steelhead, and other marine fish for fishery managers and the fishing
industry.
Pacific Fisheries Information Network (PacFIN) is collaboration between member state and
Federal fishery agencies that supply the information needed effectively to manage fish stocks on
the West Coast of the United States, and it improves data quality and timeliness for use in
fisheries management. The data are stored, processed, and disseminated by members of
PacFIN staff. The member agencies include the California Department of Fish & Wildlife,
Oregon Department of Fish & Wildlife, Washington Department of Fish & Wildlife, National
Oceanic and Atmospheric Administration (NOAA), Pacific States Marine Fisheries Commission
(PSMFC), and Pacific Fisheries Management Council (PFMC).
Glossary
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West Coast Groundfish Sablefish Regulations: E-tickets
Processor is a person, vessel, or facility that engages in commercial processing, or receives live
groundfish directly from a fishing vessel for retail sale without further processing.
Vessel owner or owner of a vessel means a person identified as the current owner in the
Certificate of Documentation (CG-1270) issued by the U.S. Coast Guard (USCG) for a
documented vessel, or in a registration certificate issued by a state or the USCG for an
undocumented vessel.
Glossary
Page 21 of 21
File Type | application/pdf |
File Title | West Coast Groundfish Trawl Catch Share Program |
Subject | This guide was prepared pursuant to section 212 of the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA), Pub. |
Author | NOAA Fisheries |
File Modified | 2016-12-19 |
File Created | 2016-12-19 |