Form F-1 60 Day Federal Register Notice

Form F-1.60 Day Federal Register Notice.2022.pdf

Form F-1 - Registration Statement

Form F-1 60 Day Federal Register Notice

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47802

Federal Register / Vol. 87, No. 149 / Thursday, August 4, 2022 / Notices

The Commission:
[email protected].

ADDRESSES:

FOR FURTHER INFORMATION CONTACT:

Shawn Davis, Assistant Director, at
(202) 551–6413 or Chief Counsel’s
Office at (202) 551–6821; SEC, Division
of Investment Management, Chief
Counsel’s Office, 100 F Street NE,
Washington, DC 20549–8010.
Infinity Long/Short Equity Fund, LLC
[File No. 811–23297]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On December 31,
2021, and March 28, 2022, applicant
made liquidating distributions to its
shareholders based on net asset value.
Expenses of $20,000 incurred in
connection with the liquidation were
paid by the applicant’s investment
adviser.
Filing Dates: The application was
filed on May 12, 2022, and amended on
July 12, 2022.
Applicant’s Address:
[email protected].
PFM Funds [File No. 811–04933]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Government
Obligations Fund, a series of First
American Funds, Inc., and on December
20, 2021 made a final distribution to its
shareholders based on net asset value.
Expenses of $538,205 incurred
connection with the reorganization were
paid by the applicant, the applicant’s
investment adviser, and the acquiring
fund.
Filing Date: The application was filed
on June 28, 2022.
Applicant’s Address: HESSD@
pfmam.com.

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PIMCO Dynamic Credit & Mortgage
Income Fund [File No. 811–22758]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to PIMCO Dynamic
Income Fund, and on December 10,
2021 made a final distribution to its
shareholders based on net asset value.
Expenses of $2,990,379 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Date: The application was filed
on January 3, 2021.
Applicant’s Address: david.sullivan@
ropesgray.com.

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PIMCO Income Opportunity Fund [File
No. 811–22121]

SECURITIES AND EXCHANGE
COMMISSION

Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to PIMCO Dynamic
Income Fund, and on December 10,
2021 made a final distribution to its
shareholders based on net asset value.
Expenses of $482,768 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Date: The application was filed
on January 3, 2021.
Applicant’s Address: david.sullivan@
ropesgray.com.

[SEC File No. 270–249, OMB Control No.
3235–0258]

Pioneer Income Opportunities Trust
[File No. 811–23486]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on February 9, 2022, and amended
on June 10, 2022.
Applicant’s Address:
[email protected].
Value Line Tax Exempt Fund, Inc. [File
No. 811–03904]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 25,
2021, applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of $139,000
incurred in connection with the
liquidation were paid by the applicant
and the applicant’s investment advisor.
Filing Dates: The application was
filed on April 20, 2022, and amended on
June 29, 2022.
Applicant’s Address: info@
vlfunds.com.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–16653 Filed 8–3–22; 8:45 am]
BILLING CODE 8011–01–P

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Proposed Collection; Comment
Request: Extension: Form F–1
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Form F–1 (17 CFR 239.31) is used by
certain foreign private issuers to register
securities pursuant to the Securities Act
of 1933 (15 U.S.C. 77a et seq.). The
information collected is intended to
ensure that the information required to
be filed by the Commission permits
verification of compliance with
securities law requirements and assures
the public availability of such
information. Form F–1 takes
approximately 1,615.57 hours per
response and is filed by approximately
66 respondents. We estimate that 25%
of the 1,615.57 hours per response
(403.89 hours) is prepared by the
registrant for a total annual reporting
burden of 26,657 hours (403.89 hours
per response × 66 responses).
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication by October 3, 2022.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief

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Federal Register / Vol. 87, No. 149 / Thursday, August 4, 2022 / Notices
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].
Dated: July 29, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–16671 Filed 8–3–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–156, OMB Control No.
3235–0288]

jspears on DSK121TN23PROD with NOTICES

Proposed Collection; Comment
Request: Extension: Form 20–F
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Form 20–F (17 CFR 249.220f) is used
to register securities of foreign private
issuers pursuant to Section 12 of the
Securities Exchange Act of 1934
(‘‘Exchange Act’’) (15 U.S.C. 78l) or as
annual and transitional reports pursuant
to Sections 13 and 15(d) of the Exchange
Act (15 U.S.C. 78m(a) and 78o(d)). The
information required in the Form 20–F
is used by investors in making
investment decisions with respect to the
securities of such foreign private
issuers. We estimate that Form 20–F
takes approximately 2,629.689 hours per
response and is filed by approximately
729 respondents. We estimate that 25%
of the 2,629.689 hours per response
(657.422 hours) is prepared by the
issuer for a total reporting burden of
479,261 (657.422 hours per response ×
729 responses).
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to

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minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication by October 3, 2022.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].
Dated: July 29, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–16678 Filed 8–3–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–95392; File No. SR–CBOE–
2022–039]

Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Filing of
Proposed Rule Change To Amend Rule
4.13
July 29, 2022.

Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on July 21,
2022, Cboe Exchange, Inc. (‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Cboe Exchange, Inc. (the ‘‘Exchange’’
or ‘‘Cboe Options’’) proposes to amend
Rule 4.13. The text of the proposed rule
change is provided below.
(additions are italicized; deletions are
[bracketed])
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Rules of Cboe Exchange, Inc.

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2

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15 U.S.C. 78s(b)(1).
17 CFR 240.19b–4.

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Rule 4.13. Series of Index Options

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(e) Nonstandard Expirations Pilot Program.
(1) Weekly Expirations. The Exchange may
open for trading Weekly Expirations on any
broad-based index eligible for standard
options trading to expire on any Monday,
Wednesday, or Friday (other than the third
Friday-of-the-month or days that coincide
with an EOM expiration). In addition, the
Exchange may also open for trading Weekly
Expirations on S&P 500 Index and Mini-S&P
500 Index options to expire on any Tuesday
or Thursday (other than days that coincide
with an EOM expiration). Weekly Expirations
shall be subject to all provisions of this Rule
and treated the same as options on the same
underlying index that expire on the third
Friday of the expiration month; provided,
however, that Weekly Expirations shall be
P.M.-settled and new series in Weekly
Expirations may be added up to and
including on the expiration date for an
expiring Weekly Expiration.
The maximum number of expirations that
may be listed for each Weekly Expiration
(i.e., a Monday expiration, Tuesday
expiration, Wednesday expiration, Thursday
expiration, or Friday expiration, as
applicable) in a given class is the same as the
maximum number of expirations permitted
in Rule 4.13(a)(2) for standard options on the
same broad-based index. Weekly Expirations
need not be for consecutive Monday,
Tuesday, Wednesday, Thursday, or Friday
expirations as applicable; however, the
expiration date of a non-consecutive
expiration may not be beyond what would be
considered the last expiration date if the
maximum number of expirations were listed
consecutively. Weekly Expirations that are
first listed in a given class may expire up to
four weeks from the actual listing date. If the
Exchange lists EOMs and Weekly Expirations
as applicable in a given class, the Exchange
will list an EOM instead of a Weekly
Expiration that expires on the same day in
the given class. Other expirations in the same
class are not counted as part of the maximum
number of Weekly Expirations for an
applicable broad-based index class. If the
Exchange is not open for business on a
respective Monday, the normally Monday
expiring Weekly Expirations will expire on
the following business day. If the Exchange
is not open for business on a respective
Tuesday, Wednesday, Thursday, or Friday,
the normally Tuesday, Wednesday,
Thursday, or Friday expiring Weekly
Expirations will expire on the previous
business day. If two different Weekly
Expirations on S&P 500 Index or Mini-S&P
500 Index options would expire on the same
day because the Exchange is not open for
business on a certain weekday, the Exchange
will list only one of such Weekly Expirations.

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The text of the proposed rule change
is also available on the Exchange’s
website (http://www.cboe.com/
AboutCBOE/
CBOELegalRegulatoryHome.aspx), at
the Exchange’s Office of the Secretary,
and at the Commission’s Public
Reference Room.

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