Form F-4 30 Day Federal Register Notice

Federal Register / Vol. 87, No. 196 / Wednesday, October 12, 2022 / Notices
Parts of this meeting will be
open to the public. The rest of the
meeting will be closed to the public.
MATTERS TO BE CONSIDERED: Regular
Board of Directors meeting.
The General Counsel of the
Corporation has certified that in his
opinion, one or more of the exemptions
set forth in the Government in the
Sunshine Act, 5 U.S.C. 552b (c)(2) and
(4) permit closure of the following
portion(s) of this meeting:
• Executive Session

100 F Street NE, Washington, DC
20549–2736

STATUS:

Agenda
I. CALL TO ORDER
II. Sunshine Act Approval of Executive
(Closed) Session
III. Executive Session Report from CEO
IV. Executive Session: Report from CFO
V. Executive Session: General Counsel
Report
VI. NeighborWorks Compass—Future
Planning Discussion
VII. Action Item Approval of Minutes
VIII. Action Item FY2022 HUD Housing
Counseling Award
IX. Action Item Revised Whistleblower
Policy
X. Action Item Revised Code of Ethical
Conduct
XI. Discussion Item September 8, 2022
Audit Committee Report
XII. Discussion Item Report From CIO
XIII. Discussion Item FY2023 Corporate
Scorecard
XIV. Discussion Item DC/NYC Office
Relocation Status Update
XV. Management Program Background
and Updates
XVI. Adjournment
PORTIONS OPEN TO THE PUBLIC:
Everything except the Executive
Session.
PORTIONS CLOSED TO THE PUBLIC:
Executive Session.
CONTACT PERSON FOR MORE INFORMATION:
Lakeyia Thompson, Special Assistant,
(202) 524–9940; [email protected].
Lakeyia Thompson,
Special Assistant.
[FR Doc. 2022–22232 Filed 10–7–22; 11:15 am]
BILLING CODE 7570–01–P

SECURITIES AND EXCHANGE
COMMISSION

Dated: October 5, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.

[SEC File No. 270–249, OMB Control No.
3235–0258]
jspears on DSK121TN23PROD with NOTICES

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Form F–1 (17 CFR 239.31) is used by
certain foreign private issuers to register
securities pursuant to the Securities Act
of 1933 (15 U.S.C. 77a et seq.). The
information collected is intended to
ensure that the information required to
be filed by the Commission permits
verification of compliance with
securities law requirements and assures
the public availability of such
information. Form F–1 takes
approximately 1,615.64 hours per
response and is filed by approximately
66 respondents. We estimate that 25%
of the 1,615.64 hours per response
(403.91 hours) is prepared by the
registrant for a total annual reporting
burden of 26,658 hours (403.91 hours
per response × 66 responses). An agency
may conduct or sponsor, and a person
is not required to respond to, a
collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by November 14, 2022 to (i)
www.reginfo.gov/public/do/PRAMain
and (ii) David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
[email protected].

[FR Doc. 2022–22095 Filed 10–11–22; 8:45 am]

Submission for OMB Review;
Comment Request; Extension: Form
F–1

BILLING CODE 8011–01–P

Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,

VerDate Sep<11>2014

18:37 Oct 11, 2022

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SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–288, OMB Control No.
3235–0325]

Submission for OMB Review;
Comment Request; Extension: Form
F–4
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Form F–4 (17 CFR 239.34) is used by
foreign issuers to register securities in
business combinations, reorganizations
and exchange offers pursuant to federal
securities laws pursuant to the
Securities Act of 1933 (15 U.S.C. 77a et
seq.). The information collected is
intended to ensure that the information
required to be filed by the Commission
permits verification of compliance with
securities law requirements and assures
the public availability of such
information. The information provided
is mandatory and all information is
made available to the public upon
request. Form F–4 takes approximately
1,438.05 hours per response and is filed
by approximately 39 respondents. We
estimate that 25% of the 1,438.05 hours
per response (359.51 hours) is prepared
by the registrant for a total annual
reporting burden of 14,021 hours
(359.51 hours per response × 39
responses).
An agency may conduct or sponsor,
and a person is not required to respond
to, a collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by November 14, 2022 to (i)
www.reginfo.gov/public/do/PRAMain
and (ii) David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John

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61634

Federal Register / Vol. 87, No. 196 / Wednesday, October 12, 2022 / Notices

Pezzullo, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
[email protected].
Dated: October 5, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–22098 Filed 10–11–22; 8:45 am]
BILLING CODE P

SECURITIES AND EXCHANGE
COMMISSION

jspears on DSK121TN23PROD with NOTICES

II. Description of the Proposed Rule
Change, as Modified by Amendment
No. 1
As described more fully in the Notice,
the Exchange proposes to amend
Exchange Rule 5.34(b)(4) to adopt a new
buy strategy price check for complex
orders. Under proposed Exchange Rule
5.34(b)(4)(B), the System cancels or
rejects a vertical or butterfly spread
order to buy that has a price of zero and
is not designated as either IOC or Direct
to PAR, and the System does not initiate
a Complex Order Auction (‘‘COA’’) with
a vertical or butterfly spread order to
buy that has a price of zero unless the
order is auctioned via PAR.6 The

SECURITIES AND EXCHANGE
COMMISSION

Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Form S–4 (17 CFR 239.25) is the form
used for registration under the
Securities Act of 1933 (15 U.S.C. 77a et
seq.) of securities issued in business
combination transactions. The
information collected is intended to
ensure the adequacy of information
available to investors in connection
with business combination transactions.
Form S–4 is a public document and all
information provided is mandatory.
Form S–4 takes approximately 3,820.89
hours per response to prepare and is
filed by 588 registrants annually. We
estimate that 25% of the 3,820.89 hours
per response (955.223 hours) is
prepared by the registrant for an annual
reporting burden of 561,671 hours
(955.223 hours per response × 588
responses).
An agency may conduct or sponsor,
and a person is not required to respond
to, a collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent

Jkt 259001

Dated: October 5 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
BILLING CODE 8011–01–P

Submission for OMB Review;
Comment Request; Extension: Form
S–4

18:37 Oct 11, 2022

Exchange filed Amendment No. 1 to the
proposed rule change.5 The Commission
has received no comment letters
regarding the proposal. The Commission
is publishing this notice to solicit
comment on Amendment No. 1 and is
approving the proposed rule change, as
modified by Amendment No. 1, on an
accelerated basis.

[FR Doc. 2022–22097 Filed 10–11–22; 8:45 am]

[SEC File No. 270–287, OMB Control No.
3235–0324]

VerDate Sep<11>2014

within 30 days of publication of this
notice by November 14, 2022 to (i)
www.reginfo.gov/public/do/PRAMain
and (ii) David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
[email protected].

[Release No. 34–95987; File No. SR–CBOE–
2022–041]

Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Filing of
Amendment No. 1 and Order Granting
Accelerated Approval of a Proposed
Rule Change, as Modified by
Amendment No. 1, To Amend
Exchange Rule 5.34(b) Related to Price
Protections and Risk Controls for
Complex Orders
October 5, 2022.

I. Introduction
On August 4, 2022, Cboe Exchange,
Inc. (‘‘Exchange’’ or ‘‘Cboe Options’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Exchange
Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to amend
Exchange Rule 5.34(b) to revise the
definition of butterfly spread and to
adopt a new buy strategy price check
that will reject or cancel vertical or
butterfly spread orders to buy that have
a price of zero and are not designated
as either Immediate-or-Cancel (‘‘IOC’’)
or Direct to PAR.3 The proposed rule
change was published for comment in
the Federal Register on August 23,
2022.4 On September 14, 2022, the
1 15

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Under the Exchange’s rules, an Immediate-orCancel or IOC order is a limit order that must
execute in whole or in part as soon as the System
receives it; the System cancels and does not post
to the Book an IOC order (or unexecuted portion)
not executed immediately on the Exchange or
another options exchange. Users may designate
bulk messages as IOC. A User may not designate an
IOC order as Direct to PAR. A Direct to PAR order
is an order a User designates to be routed directly
to a specified PAR workstation for manual
handling. A User must designate a Direct to PAR
order as RTH Only. See Exchange Rule 5.6(b).
4 See Securities Exchange Act Release No. 95520
(August 17, 2022), 87 FR 51723 (‘‘Notice’’).
2 17

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5 Amendment No. 1 revises the proposal to (1)
correct an error in the description section of the
Form 19b–4 by stating that the component legs of
a butterfly spread order have different strike prices;
(2) provide additional explanation by stating that,
in rare circumstances, market participants may seek
to sell a vertical or butterfly spread at a price of zero
to liquidate a position; (3) state that the proposal
continues to provide execution opportunities for
vertical and butterfly spread buy orders priced at
zero through the IOC instruction or manual
handling, while preventing these orders from
overwhelming the Complex Order Book (‘‘COB’’);
(4) state that the proposed price check does not
extend to zero-priced vertical or butterfly spread
sell orders, which will continue to be permitted to
rest on the COB; (5) correct an error in the
description section of the Form 19b–4 by stating
that between January and July 2022, only 1.3% of
the approximately 177 million zero-priced vertical
and butterfly spread contracts (rather than orders)
of the approximately 6.5 million orders submitted
to rest in the COB, were filled; and (6) state that
zero-bid vertical or butterfly spread orders may be
submitted as part of a paired order as a cross on
the trading floor or to a Complex Automated
Improvement Mechanism (‘‘C–AIM’’) auction.
Amendment No. 1 makes no changes to Exhibit 5
of the proposal. Amendment No. 1 is available on
the Commission’s website at https://www.sec.gov/
comments/sr-cboe-2022-041/srcboe2022041.htm.
6 For purposes of Exchange Rule 5.34(b), a
vertical spread is a two-legged complex order with
one leg to buy a number of calls (puts) and one leg
to sell the same number of calls (puts) with the
same expiration date but different exercise prices,
except as set forth in Exchange Rule 5.34(b)(3)(A).
See Exchange Rule 5.34(b)(1)(A). As discussed
below, Exchange Rule 5.34(b)(1)(B), as proposed to
be amended, defines a butterfly spread as a threelegged complex order with two legs to buy (sell) the
same number of calls (puts) and one leg to sell (buy)
twice as many calls (puts), all with the same
expiration date but different exercise prices, and the
exercise price of the middle leg is between the
exercise prices of the other legs. The System
considers a true butterfly and a skewed butterfly to
be a butterfly spread. If the exercise price of the
middle leg is the average of the exercise prices of
the other legs, it is a ‘‘true’’ butterfly; and if the
exercise price of the middle leg is less in-the-money

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