Information Collection Request
Rule 15c2-5 (17 CFR 240.15c2-5); Disclosure and Other Requirements When Extending or Arranging Credit in Certain Transactions
ICR 202301-3235-002 · OMB 3235-0198 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0198 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0198.pdf |
Supplementary Document | Uploaded 2023-03-30 | Repair queued |
| 3235-0198.pdf |
Supplementary Document | Uploaded 2023-03-30 | Repair queued |
| DGL REVISED 2023 15c2-5 Supporting Statement (002).pdf |
Supporting Statement A | Uploaded 2023-01-17 | Repair queued |
| 3235-0198 30 Day Notice.pdf |
Supplementary Document | Uploaded 2020-05-29 | Repair queued |
| 3235-0198 60 Day Notice.pdf |
Supplementary Document | Uploaded 2020-05-29 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 34548 |  Rule 15c2-5 (17 CFR 240.15c2-5); Disclosure and Other Requirements When Extending or Arranging Credit in Certain Transactions |
Unchanged |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0198 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202003-3235-008 |
| Agency Tracking No | TM-270-195 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |