Form SHO: Filings in EDGAR

Short Position and Short Activity Reporting by Institutional Investment Managers

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0804 can be found here:

Documents and Forms

Document Name Document Type
Form 249.333 Form SHO: Filings in EDGAR Form and Instruction
249.333 Form SHO Proposed Form SHO.pdf Form and Instruction
249.333 Form SHO Proposed Form SHO.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form SHO: Filings in EDGAR	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.333 17 CFR 240.13f-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	249.333	Form SHO	Proposed Form SHO.pdf		Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,000	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	12,000	12,000
Annual IC Time Burden (Hours)	240,000	240,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.