Information Collection Request
Rule 101, 17 CFR 242.101 (Activities by Distribution Participants)
ICR 202302-3235-002 · OMB 3235-0464 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0464 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0464.pdf |
Supplementary Document | Uploaded 2023-05-02 | Missing upstream |
| 3235-0464.pdf |
Supplementary Document | Uploaded 2023-05-02 | Repair queued |
| DGL REVISED 2023 Rule 101 Supporting Statement.pdf |
Supporting Statement A | Uploaded 2023-02-08 | Repair queued |
| 3235-0464 30 Day Notice.pdf |
Supplementary Document | Uploaded 2020-06-09 | Missing upstream |
| 3235-0464 60 Day Notice.pdf |
Supplementary Document | Uploaded 2020-06-09 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35158 |  Rule 101, 17 CFR 242.101 (Activities by Distribution Participants) |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0464 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202003-3235-012 |
| Agency Tracking No | TM-270-408 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |