Information Collection Request

Rule 17a-2, 17 CFR 240.17a-2 (Recordkeeping Requirements Relating to Stabilizing Activities)

ICR 202302-3235-004 · OMB 3235-0201 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
3235-0201.pdf Supplementary Document Uploaded 2023-04-22 Repair queued
3235-0201.pdf Supplementary Document Uploaded 2023-04-22 Repair queued
DGL REVISED 2023 Rule 17a-2 Supporting Statement.pdf Supporting Statement A Uploaded 2023-02-08 Repair queued
3235-0201 30 Day Notice.pdf Supplementary Document Uploaded 2020-06-09 Missing upstream
3235-0201 60 Day Notice.pdf Supplementary Document Uploaded 2020-06-09 Repair queued
IC Document Collections
ICR Details
StatusReceived in OIRA
Agency/SubagencySEC
OMB Control No3235-0201
Type of Information CollectionExtension without change of a currently approved collection
Previous ICR Reference No202003-3235-011
Agency Tracking NoTM-270-189
Date Submitted to OIRA1969-12-31
Requested Expiration Date1969-12-31