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Form X-17A-5 Annual Reports
Rule 18a-7 – Reports to be Made by Certain Security-Based Swap Dealers and Major Security-Based Swap Participants
Form X-17A-5, Part III (as amended by the final rulemaking)
FOCUS Report Part II for Stand-Alone SBSDs
OMB: 3235-0749
OMB.report
SEC
OMB 3235-0749
ICR 202302-3235-007
IC 223463
Form X-17A-5 Annual Reports
( )
⚠️ Notice: This form may be outdated. More recent filings and information on OMB 3235-0749 can be found here:
2024-06-03 - Extension without change of a currently approved collection
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