Information Collection

Rule 15aa-1

IC 258614 under ICR 202302-3235-023 · OMB 3235-0030.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 15A Rule 15aa-1	Form and Instruction
15A Application for Registration as a National or Affiliated Form 15A - 2023 Proposed Revision.pdf	Form and Instruction
15A Application for Registration as a National or Affiliated Form 15A - 2023 Proposed Revision.pdf	Form and Instruction

IC Title:

Rule 15aa-1

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Aa-1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	15A	Application for Registration as a National or Affiliated	Form 15A - 2023 Proposed Revision.pdf		Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	293	293
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.