Information Collection

15aa-2

IC 259157 under ICR 202302-3235-023 · OMB 3235-0030.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0030 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 15A 15aa-2	Form and Instruction
15A Application for Registration as a National or Affiliated Form 15A - 2023 Proposed Revision.pdf	Form and Instruction
15A Application for Registration as a National or Affiliated Form 15A - 2023 Proposed Revision.pdf	Form and Instruction

IC Title:

15aa-2

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Aa-2

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	15A	Application for Registration as a National or Affiliated Securities Association and Amendments and Supplements Thereto	Form 15A - 2023 Proposed Revision.pdf		Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	11	11
Annual IC Time Burden (Hours)	264	264
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.