15aa-2

Rules 15aa-1 and 15aa-2 and Form 15A

Documents and Forms

Document Name Document Type
Form 15A 15aa-2 Form and Instruction
15A Application for Registration as a National or Affiliated Form 15A - 2023 Proposed Revision.pdf Form and Instruction
15A Application for Registration as a National or Affiliated Form 15A - 2023 Proposed Revision.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	15aa-2	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Aa-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	15A	Application for Registration as a National or Affiliated Securities Association and Amendments and Supplements Thereto	Form 15A - 2023 Proposed Revision.pdf		Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	11	11
Annual IC Time Burden (Hours)	264	264
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.