Information Collection Request
Rule 8c-1, Hypothecation of customer's securities
ICR 202303-3235-001 · OMB 3235-0514 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0514 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0514.pdf |
Supplementary Document | Uploaded 2023-05-12 | Repair queued |
| 3235-0514.pdf |
Supplementary Document | Uploaded 2023-05-12 | Repair queued |
| DGL REVISED 2023 Rule 8c-1 Supporting Statement.pdf |
Supporting Statement A | Uploaded 2023-03-01 | Repair queued |
| 3235-0514 30 Day Notice.pdf |
Supplementary Document | Uploaded 2020-05-29 | Repair queued |
| 3235-0514 60 Day Notice.pdf |
Supplementary Document | Uploaded 2020-05-29 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35298 |  Rule 8c-1, Hypothecation of customer's securities |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0514 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202003-3235-006 |
| Agency Tracking No | TM-270-455 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |