Information Collection

OMBudsman Matter Management System (OMMS)

IC 222733 under ICR 202303-3235-038 · OMB 3235-0748.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0748 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form OMMS Form Ombudsman Matter Management System (OMMS)	Form
OMMS Form OMMS Form 2016.03.17 OMMS Form OIAD Data Fields (dft.02).docx	Form
OMMS Form OMMS Form 2016.03.17 OMMS Form OIAD Data Fields (dft.02).docx	Form
OMMS OMMS Submisssion Form OMMS Draft Form(2).pdf	Form and Instruction
OMMS OMMS Submisssion Form OMMS Draft Form(2).pdf	Form and Instruction
3235-0748 OMMS Form OMMSForm.pdf omms.sec.gov/	Form
3235-0748 OMMS Form OMMSForm.pdf omms.sec.gov/	Form
sec-31_sec_correspondence_response_systems.pdf SEC 31 System of Records Notice	IC Document
sec-31_sec_correspondence_response_systems.pdf SEC 31 System of Records Notice	IC Document

IC Title:

Ombudsman Matter Management System (OMMS)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation: 15 CFR 78d(g)(8) (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	OMMS Form	OMMS Form	2016.03.17 OMMS Form OIAD Data Fields (dft.02).docx		Yes	Yes	Fillable Fileable Signable
Form and Instruction	OMMS	OMMS Submisssion Form	OMMS Draft Form(2).pdf		Yes	Yes	Fillable Fileable Signable
Form	3235-0748	OMMS Form	OMMSForm.pdf	https://omms.sec.gov/	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: (SEC 31) Correspondence Response System

FR Citation: 85 FR 85440

Number of Respondents: 1,500

Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,500	700	800
Annual IC Time Burden (Hours)	750	350	400
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC 31 System of Records Notice	sec-31_sec_correspondence_response_systems.pdf	03/23/2023

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.