Information Collection

Recordkeeping obligations for the exceptions under paragraph (f)(5) – ADTV Test

IC 251244 under ICR 202303-3235-044 · OMB 3235-0202.

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Information Collection (IC) Details

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IC Title:	Recordkeeping obligations for the exceptions under paragraph (f)(5) â ADTV Test	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15c2-11(f)(5)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 88	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	88	6	82
Annual IC Time Burden (Hours)	99,053	36,979	62,074
Annual IC Cost Burden (Dollars)	0	0	0

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