PTO/AIA/15 Utility Patent Application Transmittal

Initial Patent Applications

0651-0032 PTO-AIA-15

Papers filed under 37 CFR 1.41(c), 1.41(a)(2), 1.48(d), or 1.53(c)(2)

OMB: 0651-0032

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PTO/AIA/15  (10-17) 
Approved  for  use  through  XX/XX/XXXX.  OMB  0651-0032 
U.S.  Patent  and  Trademark  Office;  U.S.  DEPARTMENT  OF  COMMERCE 
Under  the  Paperwork  Reduction  Act  of  1995  no  persons  are  required  to  respond  to  a  collection  of information  unless it displays a  valid  OMB  control  number. 

UTILITY 
PATENT APPLICATION 
TRANSMITTAL 

Attorney Docket No. 
First Named Inventor 
Title 
Priority Mail Express®
 
 
   
Label No.

(Only for new nonprovisional applications under 37 CFR 1.53(b)) 

APPLICATION ELEMENTS 
See MPEP chapter 600 concerning utility patent application contents. 

1.          Fee Transmittal Form 
             (PTO/SB/17 or equivalent) 

ADDRESS TO: 

Commissioner for Patents 
P.O. Box 1450 
Alexandria, VA  22313‐1450 

ACCOMPANYING APPLICATION PAPERS 
10.          Assignment Papers 
               (cover sheet & document(s)) 
                                   Name of Assignee ___________________________ 

2.          Applicant asserts small entity status. 
             See 37 CFR 1.27 
3.          Applicant certifies micro entity status. See 37 CFR 1.29. 
             Applicant must attach form PTO/SB/15A or B or equivalent. 

                                   __________________________________________ 

4.          Specification                                  [Total Pages ____________] 
             Both the claims and abstract must start on a new page. 
             (See MPEP § 608.01(a) for information on the preferred arrangement) 

11.          37 CFR 3.73(c) Statement                                Power of Attorney 
                  (when there is an assignee) 

5.          Drawing(s) (35 U.S.C. 113)          [Total Sheets ____________] 

12.          English Translation Document 
                (if applicable) 

6.  Inventor’s Oath or Declaration          [Total Pages ____________] 
     (including substitute statements under 37 CFR 1.64 and assignments 

13.          Information Disclosure Statement 
                (PTO/SB/08 or PTO‐1449) 

      serving as an oath or declaration under 37 CFR 1.63(e)) 

                               Copies of citations attached 

      a.          Newly executed (original or copy) 

14.          Preliminary Amendment 

      b.          A copy from a prior application (37 CFR 1.63(d)) 

15.          Return Receipt Postcard 
                (MPEP § 503) (Should be specifically itemized) 

7.          Application Data Sheet     * See note below. 
             See 37 CFR 1.76 (PTO/AIA/14 or equivalent) 

16.          Certified Copy of Priority Document(s) 
                (if foreign priority is claimed) 

8.          CD‐ROM or CD‐R 
              in duplicate, large table, or Computer Program (Appendix) 

17.          Nonpublication Request 
                Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/SB/35 
                or equivalent. 

                    Landscape Table on CD 
9.  Nucleotide and/or Amino Acid Sequence Submission 
     (if applicable, items a. – c. are required) 

18.          Other: _____________________________________________ 

      a.          Computer Readable Form (CRF) 

                            _____________________________________________ 

      b.          Specification Sequence Listing on: 

                            _____________________________________________ 

             i.          CD‐ROM or CD‐R (2 copies); or 

                            _____________________________________________ 

             ii.         Paper 

                            _____________________________________________ 

      c.          Statements verifying identity of above copies 
*Note:  (1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS). 
              (2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicant if the applicant is an 
                    assignee, person to whom the inventor is under an obligation to assign, or person who otherwise shows sufficient proprietary 
                    interest in the matter. See 37 CFR 1.46(b). 

19. CORRESPONDENCE ADDRESS 
          The address associated with Customer Number: __________________________________        OR             Correspondence address below 
Name 

 

Address 

 

City 

 

State 

 

Zip Code 

 

Country 

 

Telephone 

 

Email 

 
 

Signature 
Name 
(Print/Type) 

 
 

Date 
Registration No.
(Attorney/Agent) 

 

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File Typeapplication/pdf
File TitleUtility Patent Application Transmittal (only for new nonprovisional applications under 37 CFR 1.53(b))
AuthorUSPTO
File Modified2024-03-07
File Created2013-03-05

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