Information Collection

Original New Plant Applications (Individuals and Households)

IC 178634 under ICR 202304-0651-001 · OMB 0651-0032.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 0651-0032 can be found here:

2026-06-24 - No material or nonsubstantive change to a currently approved collection
2024-11-20 - No material or nonsubstantive change to a currently approved collection

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form PTO/SB/01A Original New Plant Applications (Individuals and Households)	Form
PTO/SB/01A Declaration (37 CFR 1.63) for Utility or Design Applicat pto sb0001a_fill.pdf www.uspto.gov/forms/sb0001a.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001.pdf www.uspto.gov/forms/aia0001.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001cn.pdf www.uspto.gov/forms/aia0001cn.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001nl.pdf www.uspto.gov/forms/aia0001nl.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001fr.pdf www.uspto.gov/forms/aia0001fr.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001de.pdf www.uspto.gov/forms/aia0001de.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001it.pdf www.uspto.gov/forms/aia0001it.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001jp.pdf www.uspto.gov/forms/aia0001jp.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001kr.pdf www.uspto.gov/forms/aia0001kr.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001ru.pdf www.uspto.gov/forms/aia0001ru.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001es.pdf www.uspto.gov/forms/aia0001es.pdf	Form
PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Applicat aia0001se.pdf www.uspto.gov/forms/aia0001se.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f aia0002cn.pdf www.uspto.gov/forms/aia0002cn.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f aia0002nl.pdf www.uspto.gov/forms/aia0002nl.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f aia0002fr.pdf www.uspto.gov/forms/aia0002fr.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f aia0002de.pdf www.uspto.gov/forms/aia0002de.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f aia0002it.pdf www.uspto.gov/forms/aia0002it.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f aia0002jp.pdf www.uspto.gov/forms/aia0002jp.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f PTO_SB_AIA02 (KOR).pdf www.uspto.gov/forms/aia0002kr.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f aia0002ru.pdf www.uspto.gov/forms/aia0002ru.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f aia0002es.pdf www.uspto.gov/forms/aia0002es.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f aia0002se.pdf www.uspto.gov/forms/aia0002se.pdf	Form
PTO/SB/02A and PTO Declaration - Additional Inventors-Supplemental Sheet an ptosb0002ab_fill.pdf www.uspto.gov/forms/sb0002_fill.pdf	Form
PTO/SB/02LR Declaration Supplemental Sheet for Legal Representatives ptosb0002lr.pdf www.uspto.gov/forms/sb0002lr.pdf	Form
PTO/SB/04 Supplemental Declaration for Utility or Design Patent Ap ptosb0004.pdf www.uspto.gov/forms/sb0004.pdf	Form
PTO/SB/101 Declaration for Utility or Design Patent Application (37 ptosb0101.pdf www.uspto.gov/forms/sb0101_fill.pdf	Form
PTO/SB/102 Declaration and Power of Attorney for Patent Application ptosb0102.pdf www.uspto.gov/forms/sb0102_fill.pdf	Form
PTO/SB/103 Declaration and Power of Attorney for Patent Application ptosb0103.pdf www.uspto.gov/forms/sb0103_fill.pdf	Form
PTO/SB/104 Declaration for Utility or Design Patent Application - I ptosb0104.pdf www.uspto.gov/forms/sb0104.pdf	Form
PTO/SB/105 Declaration for Utility or Design Patent Application - F ptosb0105.pdf www.uspto.gov/forms/sb0105.pdf	Form
PTO/SB/106 Declaration for Utility or Design Patent Application - J sb0106.pdf www.uspto.gov/forms/sb0106.pdf	Form
PTO/SB/107 Declaration for Utility or Design Patent Application - R ptosb0107.pdf www.uspto.gov/forms/sb0107.pdf	Form
PTO/SB/108 Declaration for Utility or Design Patent Application - S ptosb0108.pdf www.uspto.gov/forms/sb0108.pdf	Form
PTO/SB/109 Declaration for Utility or Design Patent Application - S ptosb0109.pdf www.uspto.gov/forms/sb0109.pdf	Form
PTO/SB/109 Declaration for Utility or Design Patent Application - S ptosb0109.pdf www.uspto.gov/forms/sb0109.pdf	Form
PTO/SB/110 Declaration for Utility or Design Patent Application - K ptosb0110.pdf www.uspto.gov/forms/sb0110.pdf	Form
PTO/SB/17 Fee Transmittal Form ptosb0017.pdf www.uspto.gov/forms/sb0017.pdf	Form
PTO/SB/02CN Declaration (Additional Inventors) and Supplemental Prio sb0002cn.pdf www.uspto.gov/forms/sb0002cn.pdf	Form
PTO/SB/02DE Declaration (Additional Inventors) and Supplemental Prio sb0002de.pdf www.uspto.gov/forms/sb0002de.pdf	Form
PTO/SB/02ES Declaration (Additional Inventors) and Supplemental Prio sb0002es.pdf www.uspto.gov/forms/sb0002es.pdf	Form
PTO/SB/02FR Declaration (Additional Inventors) and Supplemental Prio sb0002fr.pdf www.uspto.gov/forms/sb0002fr.pdf	Form
PTO/SB/02FR Declaration (Additional Inventors) and Supplemental Prio sb0002it.pdf www.uspto.gov/forms/sb0002it.pdf	Form
PTO/SB/02JP Declaration (Additional Inventors) and Supplemental Prio sb0002jp.pdf www.uspto.gov/forms/sb0002jp.pdf	Form
PTO/SB/02KR Declaration (Additional Inventors) and Supplemental Prio sb0002kr.pdf www.uspto.gov/forms/sb0002kr.pdf	Form
PTO/SB/02NL Declaration (Additional Inventors) and Supplemental Prio sb0002nl.pdf www.uspto.gov/forms/sb0002nl.pdf	Form
PTO/SB/02RU Declaration (Additional Inventors) and Supplemental Prio sb0002ru.pdf www.uspto.gov/forms/sb0002ru.pdf	Form
PTO/SB/02SE Declaration (Additional Inventors) and Supplemental Prio sb0002se.pdf www.uspto.gov/forms/sb0002se.pdf	Form
PTO/SB/AIA08 Declaration for Utility or Design Patent Application (37 PTO_SB_AIA08.pdf www.uspto.gov/forms/aia0008.pdf	Form
PTO/SB/AIA/02 Substitute Statement in Lieu of an Oath or Declaration f PTO_SB_AIA02.pdf www.uspto.gov/forms/aia0002.pdf	Form
PTO/SB/AIA/10 Supplemental Sheet for Declaration PTO_SB_AIA10.pdf www.uspto.gov/forms/aia0010.pdf	Form
PTO/SB/AIA/11 Substitute Statement Supplemental Sheet PTO_SB_AIA11.pdf www.uspto.gov/forms/aia0011.pdf	Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Original New Plant Applications (Individuals and Households)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Removed

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 37 CFR 1.16 37 CFR 1.57 and 1.58 37 CFR 1.45 through 1.48 37 CFR 1.51 through 1.53 37 CFR 1.41 through 1.43 37 CFR 1.63 through 1.69 37 CFR 1.71 through 1.78 37 CFR 1.81 through 1.84

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	PTO/SB/01A	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)	pto sb0001a_fill.pdf	http://www.uspto.gov/forms/sb0001a.pdf	Yes	Yes	Fillable Printable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)	aia0001.pdf	http://www.uspto.gov/forms/aia0001.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Chinese)	aia0001cn.pdf	http://www.uspto.gov/forms/aia0001cn.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch)	aia0001nl.pdf	http://www.uspto.gov/forms/aia0001nl.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (French)	aia0001fr.pdf	http://www.uspto.gov/forms/aia0001fr.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German)	aia0001de.pdf	http://www.uspto.gov/forms/aia0001de.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)	aia0001it.pdf	http://www.uspto.gov/forms/aia0001it.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japanese)	aia0001jp.pdf	http://www.uspto.gov/forms/aia0001jp.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean)	aia0001kr.pdf	http://www.uspto.gov/forms/aia0001kr.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russian)	aia0001ru.pdf	http://www.uspto.gov/forms/aia0001ru.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Spanish)	aia0001es.pdf	http://www.uspto.gov/forms/aia0001es.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/01	Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish)	aia0001se.pdf	http://www.uspto.gov/forms/aia0001se.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (China)	aia0002cn.pdf	http://www.uspto.gov/forms/aia0002cn.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Dutch)	aia0002nl.pdf	http://www.uspto.gov/forms/aia0002nl.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (French)	aia0002fr.pdf	http://www.uspto.gov/forms/aia0002fr.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (German)	aia0002de.pdf	http://www.uspto.gov/forms/aia0002de.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Italian)	aia0002it.pdf	http://www.uspto.gov/forms/aia0002it.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Japanese)	aia0002jp.pdf	http://www.uspto.gov/forms/aia0002jp.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Korean)	PTO_SB_AIA02 (KOR).pdf	http://www.uspto.gov/forms/aia0002kr.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Russian)	aia0002ru.pdf	http://www.uspto.gov/forms/aia0002ru.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish)	aia0002es.pdf	http://www.uspto.gov/forms/aia0002es.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Swedish)	aia0002se.pdf	http://www.uspto.gov/forms/aia0002se.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02A and PTO/SB/02B	Declaration - Additional Inventors-Supplemental Sheet and Declaration - Supplemental Priority Data Sheet	ptosb0002ab_fill.pdf	http://www.uspto.gov/forms/sb0002_fill.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02LR	Declaration Supplemental Sheet for Legal Representatives (35 U.S.C 117) on Behalf of a Deceased or Incapacitated Inventor	ptosb0002lr.pdf	http://www.uspto.gov/forms/sb0002lr.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/04	Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67)	ptosb0004.pdf	http://www.uspto.gov/forms/sb0004.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/101	Declaration for Utility or Design Patent Application (37 CFR 1.63) - Chinese Language	ptosb0101.pdf	http://www.uspto.gov/forms/sb0101_fill.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/102	Declaration and Power of Attorney for Patent Application - Dutch Language Declaration	ptosb0102.pdf	http://www.uspto.gov/forms/sb0102_fill.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/103	Declaration and Power of Attorney for Patent Application - German Language Declaration	ptosb0103.pdf	http://www.uspto.gov/forms/sb0103_fill.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/104	Declaration for Utility or Design Patent Application - Italian Language	ptosb0104.pdf	http://www.uspto.gov/forms/sb0104.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/105	Declaration for Utility or Design Patent Application - French Language	ptosb0105.pdf	http://www.uspto.gov/forms/sb0105.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/106	Declaration for Utility or Design Patent Application - Japanese Language	sb0106.pdf	http://www.uspto.gov/forms/sb0106.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/107	Declaration for Utility or Design Patent Application - Russian Language	ptosb0107.pdf	http://www.uspto.gov/forms/sb0107.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/108	Declaration for Utility or Design Patent Application - Swedish Language	ptosb0108.pdf	http://www.uspto.gov/forms/sb0108.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/109	Declaration for Utility or Design Patent Application - Spanish Language	ptosb0109.pdf	http://www.uspto.gov/forms/sb0109.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/109	Declaration for Utility or Design Patent Application - Spanish Language	ptosb0109.pdf	http://www.uspto.gov/forms/sb0109.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/110	Declaration for Utility or Design Patent Application - Korean Language	ptosb0110.pdf	http://www.uspto.gov/forms/sb0110.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/17	Fee Transmittal Form	ptosb0017.pdf	http://www.uspto.gov/forms/sb0017.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02CN	Declaration (Additional Inventors) and Supplemental Priority Sheets (Chinese Language Declaration for Additional Inventors)	sb0002cn.pdf	http://www.uspto.gov/forms/sb0002cn.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02DE	Declaration (Additional Inventors) and Supplemental Priority Data Sheets (German Language Declaration for Additional Inventors)	sb0002de.pdf	http://www.uspto.gov/forms/sb0002de.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02ES	Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Spanish Language Declaration for Additional Inventors)	sb0002es.pdf	http://www.uspto.gov/forms/sb0002es.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02FR	Declaration (Additional Inventors) and Supplemental Priority Data Sheet (French Language Declaration for Additional Inventors)	sb0002fr.pdf	http://www.uspto.gov/forms/sb0002fr.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02FR	Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Italian Language Declaration for Additional Inventors)	sb0002it.pdf	http://www.uspto.gov/forms/sb0002it.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02JP	Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Japanese Language Declaration for Additional Inventors)	sb0002jp.pdf	http://www.uspto.gov/forms/sb0002jp.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02KR	Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Korean Language Declaration for Additional Inventors)	sb0002kr.pdf	http://www.uspto.gov/forms/sb0002kr.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02NL	Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Dutch Language Declaration for Additional Inventors)	sb0002nl.pdf	http://www.uspto.gov/forms/sb0002nl.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02RU	Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Russian Language Declaration for Additional Inventors)	sb0002ru.pdf	http://www.uspto.gov/forms/sb0002ru.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/02SE	Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Swedish Language Declaration for Additional Inventors)	sb0002se.pdf	http://www.uspto.gov/forms/sb0002se.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA08	Declaration for Utility or Design Patent Application (37 CFR 1.63)	PTO_SB_AIA08.pdf	http://www.uspto.gov/forms/aia0008.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/02	Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)	PTO_SB_AIA02.pdf	http://www.uspto.gov/forms/aia0002.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/10	Supplemental Sheet for Declaration	PTO_SB_AIA10.pdf	http://www.uspto.gov/forms/aia0010.pdf	Yes	Yes	Fillable Fileable Signable
Form	PTO/SB/AIA/11	Substitute Statement Supplemental Sheet	PTO_SB_AIA11.pdf	http://www.uspto.gov/forms/aia0011.pdf	Yes	Yes	Fillable Fileable Signable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Business and Industry Development

Privacy Act System of Records

Title: Patent Application Files

FR Citation: 78 FR 19243

Number of Respondents: 42

Number of Respondents for Small Entity: 42

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	-42	42
Annual IC Time Burden (Hours)	-378	378
Annual IC Cost Burden (Dollars)	-974,848	974,848

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.