IC1 - Electronic Filing of Proposed Rule Changes

Rule 19b-4 Filings with Respect to Securities-Based Swap Submissions, Advance Notices and Proposed Rule Changes by Self-Regulatory Organizations and the Security-Based Swap Stay of Clearing Requiremen

OMB: 3235-0045

IC ID: 42938

Documents and Forms

Document Name Document Type
Form SEC 1832 IC1 - Electronic Filing of Proposed Rule Changes Form and Instruction
SEC 1832 Form 19b-4 form19b-4.pdf www.sec.gov/files/form19b-4.pdf Form and Instruction
SEC 1832 Form 19b-4 (2023 Proposed) Form19b-4 (2023 proposed version).pdf Form and Instruction