15Fk-1 - Chief Compliance Officer (ongoing burden)

Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

OMB: 3235-0732

IC ID: 218480

Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details

View Information Collection (IC)

15Fk-1 - Chief Compliance Officer (ongoing burden)
 
No Modified
 
Mandatory
 
17 CFR 240.15Fk-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

50 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 50 0 6 0 0 44
Annual IC Time Burden (Hours) 13,700 0 1,688 0 0 12,012
Annual IC Cost Burden (Dollars) 380,000 0 63,200 0 0 316,800

Title Document Date Uploaded
No associated records found
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

© 2024 OMB.report | Privacy Policy