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Form SEC 1696 SEC 1696 Focus Report Part !!A
Rule 17a-5, Form X-17A-5 (FOCUS REPORT)
formx-17a-5_2f
IC2 - Rule 17a-5; Quarterly reports to be made by certain brokers and dealers
OMB: 3235-0123
OMB.report
SEC
OMB 3235-0123
ICR 202305-3235-030
IC 42969
Form SEC 1696 SEC 1696 Focus Report Part !!A
( )
⚠️ Notice: This form may be outdated. More recent filings and information on OMB 3235-0123 can be found here:
2025-06-18 - Revision of a currently approved collection
2025-01-24 - No material or nonsubstantive change to a currently approved collection
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