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IC6 - Annual audited reports
Rule 17a-5, Form X-17A-5 (FOCUS REPORT)
OMB: 3235-0123
IC ID: 205674
OMB.report
SEC
OMB 3235-0123
ICR 202305-3235-030
IC 205674
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0123 can be found here:
2023-10-05 - Reinstatement with change of a previously approved collection
Documents and Forms
Document Name
Document Type
Form SEC 1410
IC6 - Annual audited reports
Form
SEC 1410 Focus Report Part III
formx-17a-5_3.pdf
www.sec.gov/files/formx-17a-5_3.pdf
Form
SEC 1410 Focus Report Part III
formx-17a-5_3.pdf
www.sec.gov/files/formx-17a-5_3.pdf
Form
EDGAR PIA 2016.pdf
EDGAR PIA
IC Document
EDGAR PIA 2016.pdf
EDGAR PIA
IC Document
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
IC6 - Annual audited reports
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 240.17-5
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
SEC 1410
Focus Report Part III
formx-17a-5_3.pdf
https://www.sec.gov/files/formx-17a-5_3.pdf
Yes
Yes
Paper Only
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
3,679
Number of Respondents for Small Entity:
895
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
100 %
Requested
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
3,679
0
0
0
0
3,679
Annual IC Time Burden (Hours)
44,148
0
0
0
0
44,148
Annual IC Cost Burden (Dollars)
0
0
-28,512
0
0
28,512
Documents for IC
Title
Document
Date Uploaded
EDGAR PIA
EDGAR PIA 2016.pdf
05/26/2017
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.