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[NCEH] Environmental Public Health Tracking Network (Tracking Network)

OMB: 0920-1175

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Environmental Public Health Tracking Network

OMB Control No. 0920-1175 (Expiration Date: 07/31/2023)

Revision of ICR



Supporting Statement Part A –

Justification











Program Official/Project Officer: Patrick Wall

Title: Section Chief (Acting)

Phone: 770-488-3819

Email: [email protected]


Date: 05/26/2023









Part A. Justification



THIS IS A REQUEST FOR URGENT REVIEW AS THE EXPIRATION DATE IS 07/31/2023.



A.1. Circumstances Making the Collection of Information Necessary



The CDC is seeking Paperwork Reduction Act (PRA) clearance to continue to collect state and local information from Cooperative Agreement (CoAg) recipients for three years. This information collection is sponsored by the Environmental Public Health Tracking Section (Tracking Section), Division of Environmental Health Science and Practice (DEHSP), National Center for Environmental Health (NCEH) at CDC. This program is authorized under Sections 311 and 317(k)(2) of the Public Health Service Act, [42 U.S.C. Sections 243 and 247b(k)(2)] as amended (see Attachment 1). The 60-day Federal Register Notice is provided as Attachment 2 and is further discussed in Section A.8. The CDC is requesting to revise the information collection request (ICR) titled Environmental Public Health Tracking Network (Tracking Network) (OMB Control No. 0920-1175, expiration date 07/31/2023) and obtain approval for a 3-year Paperwork Reduction Act (PRA) clearance.

In September 2000, the Pew Environmental Health Commission issued a report entitled America’s Environmental Health Gap: Why the Country Needs a Nationwide Health Tracking Network. The Commission documented a critical gap in “knowledge that hinders our national efforts to reduce or eliminate diseases that might be prevented by better managing environmental factors” due largely to the fact that existing environmental health systems were inadequate and fragmented. They described a lack of data for the leading causes of mortality and morbidity, a lack of data on exposure to hazards, a lack of environmental data with applicability to public health, and barriers to integrating and linking existing data. To address this critical gap, the Commission recommended a “Nationwide Health Tracking Network” for disease and exposures. In response to the report and this critical gap, Congress appropriated funds in the fiscal year 2002 budget for the CDC to establish the National Environmental Public Health Tracking Program (Tracking Program) and Network and has appropriated funds each year thereafter to continue this effort.

The Tracking Program includes state and local health departments (SLHD) which collaborate to (1) build and maintain the Tracking Network, (2) advance the practice and science of environmental public health tracking, (3) communicate information to guide environmental health policies and actions, (4) enhance tracking workforce and infrastructure, and (5) foster collaborations between health and environmental programs. In spring of 2022, under Notice of Funding Opportunity CDC-RFA-EH22-2202 (Attachment 3), the CDC’s Tracking Program funded 33 state and local public health departments (SLHD). The 33 recipients were selected through a competitive objective review process and are managed as CDC cooperative agreements. Awards are for five [5] years and renewed through an Annual Performance Report (APR)/Continuation Application. The Tracking Program collects data from recipients about their activities and progress for the purposes of program evaluation and monitoring (hereinafter referenced as program data).

Environmental public health tracking is the ongoing collection, integration, analysis, and dissemination of health, exposure, and hazard data (hereinafter referenced as Tracking Network data) to inform public health actions that protect the population from harm resulting from exposure to environmental contaminants. The Tracking Network provides data from existing health, exposure, and hazard surveillance systems and supports ongoing efforts within the public health and environmental sectors to improve data collection, accessibility, and dissemination as well as analytic and response capacity. Data that were previously collected for different purposes and stored in separate systems are now available in a nationally standardized format allowing programs to begin bridging the gap between health and the environment.

The changes to the ICR since the 2020 change request are in Section A.15.



A.2. Purpose and Use of the Information Collection



Tracking Network Data Collection and Dissemination

The purpose of this information collection is to support both general purpose statistics and research. Data on health, exposures, environmental hazards, and populations are obtained from existing data sources and integrated into the Tracking Network to address the critical gap in “knowledge that hinders our national efforts to reduce or eliminate diseases that might be prevented by better managing environmental factors” identified by the Pew Environmental Health Commission. Having integrated data in one network permits public health authorities at the national, state, and local level to (1) describe temporal and spatial trends in disease and potential environmental exposures, (2) identify populations most affected, (3) generate hypotheses about associations between health and environmental exposures, and (4) inform environmental public health policies and interventions aimed at reducing or eliminating diseases associated with environmental factors in state and local jurisdictions. Further, the availability of these types of data in a standardized network supports further agency research investigating the possible associations between the environment and adverse health effects and enables a better understanding of known associations among healthcare practitioners and the public. Our data are unique in that they undergo a very careful QA/QC process at the state/local levels and at CDC, as shared on the previous page. One key feature of the Tracking Program is the development of Nationally Consistent Data and Measures (NCDMs). The purpose of NCDMs is to ensure compatibility and comparability of data and measures useful for understanding the impact of our environment on health. There is a specific process for creating NCDMs that all recipients follow; a similar process is followed by our Tracking Program for national level data (Attachment 9). This information is shared on our Tracking Network: https://www.cdc.gov/nceh/tracking/pdfs/ncdm_requirements_april2017.pdf.

In collaboration with SLHD and federal partners, the Tracking Program identifies priority environmental health issues. When data are available nationally or publicly (for example, through another federal program or a public website), the Tracking Program obtains data from those national or public sources, placing no burden on recipients or unfunded SLHD. When data are not available nationally or publicly, the Tracking Program relies on recipient SLHDs to obtain these data from the original data stewards and submit them to the National Tracking Network. Unsolicited and unfunded SLDH also voluntarily contribute data to the Network. Tracking Section data management processes are detailed in Attachment 10.

Data from recipients or other SLHD are submitted annually following standardized procedures. Data submitted annually by recipients and other SLHD to the Tracking Program include 7 datasets and the metadata form, specifically (1) birth defects prevalence, (2) childhood blood lead levels, (3) drinking water monitoring, (4) emergency department visits, (5) hospitalizations, (6) radon testing, (7) biomonitoring, and (8) metadata. Each dataset contains aggregated data at the county or sub-county level and either day, month, or year as the temporal resolution. The data collection forms are Attachments 4A-4H.

A metadata record, based on standards created by the Federal Geographic Data Committee, is also submitted with each dataset using the Tracking Program’s metadata creation tool. Metadata describes the original source and collection procedures for the data being submitted. SLHD provide one metadata record per dataset per year; SLHD currently submit up to 6 datasets. National data providers also provide metadata or the equivalent documentation. Metadata records are used by the Tracking Program to capture and understand any differences or nuances for a dataset between awardees. The metadata record is also disseminated via the Tracking Network so other users of the data can understand the data as well. A blank metadata template form can be found in Attachment 4H.

In the past 3 years under Program Announcement CDC-RFA-EH17-1702 (Attachment 6), Tracking data were:

  • Collected and updated from funded and unfunded SLHD partners

  • Used to calculate standardized measures for environmental health surveillance

  • Integrated into the Tracking Network and disseminated to the public via the Tracking Network’s National Public Portal at https://ephtracking.cdc.gov/DataExplorer/.

  • Queried 10,900,00 times via the Tracking Network’s National Public Portal

  • Used for analyses by CDC researchers, for example:

    • Shin M, Hawley C, Strosnider H. Common and Unique Barriers to the Exchange of Administrative Healthcare Data in Environmental Public Health Tracking Program. Int J Environ Res Public Health. 2021 Apr 20;18(8):4356.

    • Werner AK, Strosnider HM. Developing a surveillance system of sub-county data: Finding suitable population thresholds for geographic aggregations. Spat Spatiotemporal Epidemiol. 2020 Jun;33:100339. doi: 10.1016/j.sste.2020.100339.

    • Boulet SL, Zhou Y, Shriber J, Kissin DM, Strosnider H, Shin M. Ambient air pollution and in vitro fertilization treatment outcomes. Hum Reprod. 2019 Oct 2;34(10):2036-2043.

    • Monti MM, David F, Shin M, Vaidyanathan A. Community drinking water data on the National Environmental Public Health Tracking Network: a surveillance summary of data from 2000 to 2010. Environ Monit Assess. 2019. 191(9):557.

    • Shin M, Werner AK, Strosnider H, Hines LB, Balluz L, Yip FY. Public Perceptions of Environmental Public Health Risks in the United States. Int J Environ Res Public Health. 2019 Mar 22;16(6):1045.



Program Data

In addition to standard reporting required by CDC’s Office of Grants Services (OGS), CDC’s Tracking Program also collects information from recipients for the purposes of program evaluation and monitoring. Data collection forms are provided to assist recipients in gathering the necessary information (Attachments 5A-5I). This information includes Attachment 5A: Workplan Template, Attachment 5B: Work Plan REDCap Form, Attachment 5C - Program Accomplishments-Public Health Actions, Attachment 5D - Program Accomplishments-Public Health Actions - REDCap Form, Attachment 5E - Performance Measures Report, Attachment 5F - Performance Measures REDCap Form, Attachment 5G - PHA Impact Follow Up - REDCap form, Attachment 5H - Communication Plan Template, Attachment 5I - Web Stats Template. Each of these forms are collected by CDC via an electronic data capture system (EDCS) annually. The program accomplishment/public health action report is submitted as available but at least twice a year via an EDCS to the Tracking Program. In the past three years, the program data were collected from all 26 funded SLDH. Collectively, the 26 funded SLHD submitted almost 600 PHAs to CDC for review.

These data were used to identify funded SLHD in need of additional technical assistance, identify common challenges and successes, improve communication between funded SLHD and CDC, and to monitor funded SLHD compliance with funding requirements. Specifically, each report was used in the following ways.





Work Plan Template

  • Ongoing monitoring of the award to evaluate its effectiveness, and for continuous program improvement

  • Outline projects and related activities, with timelines and expected targets for each



Program Accomplishments and Public Health Actions Report

  • Provide CDC leadership with program performance data

  • Collect examples of how Tracking surveillance data have been used

  • Provide recipient successes that can be shared as success stories

  • Evaluate overall program impact

    • Eatman S, Strosnider HM. CDC's National Environmental Public Health Tracking Program in Action: Case Studies From State and Local Health Departments. J Public Health Manag Pract. 2017 Sep/Oct;23 Suppl 5 Supplement, Environmental Public Health Tracking:S9-S17.



Public Health Action Impact Follow-Up Report

  • Identify and collect further evidence of impact beyond initial reporting of Public Health Actions

  • Provide narrative continuity for Public Health Actions as they realize impact and collect evidence

  • Inform Tracking evaluation reports of the additional evidence of impact collected



Performance Measures Report

  • Tracks 22 measures of program progress that address Surveillance, Outreach/Communications, Information Technology, Partnerships, and Program Capacity aspects of recipient work.

  • Provides a format of data collection useful for capturing performance measures recipients report annually.

  • Describes the data gaps and limitations recipients addressed, identifies data that measures the performance of grant recipients’ activities, and informs program of activities that occurred after tracking data identified a disproportionately affected population

  • Establishes volume and type of communication activities completed by grant recipients and informs program of the partnerships and mentorships established by grant recipients

  • Captures new tools, processes, and data pipeline enhancements grant recipients completed; how many real-time/near real-time granular datasets grant recipients maintain; and describes the volume and description of routine analyses that result in impact



Communication Plan

  • Determine program outcomes and create communication objectives

  • Identify communications activities including the target audience, timeline, evaluation measures, and targets

  • Identify innovative audiences and partnerships

  • Inform PMO workgroup activities (opportunities for trainings and presentations)

  • Provide a picture of the national reach and usage of the Tracking Network and share that picture with internal and external audiences.



Web Stats Template

  • Provide a picture of the national reach and usage of the Tracking Network, including funded SLHD components of the network.

  • Monitor and evaluate the use of funded SLHD’s public portal on the Tracking Network by logging measures such as the number of visitors, number of data queries, and the data most frequently queried.

  • Identify needs of the users of the Tracking Network and ensure that resources are focused on those data with the greatest utility.

  • Inform program activities and recommendations including what additional data should be implemented by all funded SLHD because of the frequent use of the data on individual funded SLHD public portals



Terms of clearance: Approved consistent with the understanding that CDC endeavors to

more prominently display the data sources, limitations, scope/scale, and recommendations for

interpretation of the tracking system (currently available on:

https://ephtracking.cdc.gov/showIndicatorPages, and will communicate these limitations in

any presentations or dissemination of the Tracking Network data. As the Tracking Network

primarily collects certain health information from only 33 funded state and local health

departments, and since there may exist variation across the jurisdictions' methods for

collecting the information –collected data are not nationally representative. This information is intended to gain insight into issues that are present at the state and local levels, and can be

employed to inform regional or multi-state public health actions for those 33 recipients.

Additionally, the Tracking Network also includes some national-level data that are relevant to

environmental health, which is collected in collaboration with other federal programs and from publicly available data sources.

The Tracking Program continues to effectively communicate the limitations of the data to the users to address the terms of clearance. In addition to the indicator templates (https://ephtracking.cdc.gov/showIndicatorPages), the program provides footnotes for each measure and has implemented a toast message above the map to display highly important limitations. Further, these data are never aggregated or presented in a way to imply that they are nationally represented.



Figure A: Data Explorer Toast Message and About Data Button

Shape2 Shape1



Figure B: About Data Text

A.3. Use of Improved Information Technology and Burden Reduction



The Tracking Network is a web-based information system that collects and disseminates standardized data by state or local jurisdiction at a national level. Special attention has been given to ensuring the system is easy to use and collects information that can later be queried and summarized to public health professionals and their stakeholders using the Tracking Network’s National Public Portal. The system was developed for recipient participation with the following objectives:

  • Shortening the time period for collecting information

  • Standardizing the information collection and dissemination processes

  • Identifying promising practices

  • Measuring system usage and user preferences

  • Sharing knowledge and experience

  • Reducing dependence on paper



The Tracking Network fosters consistency of information through its uniform collection process and well-defined information components. This collection process takes advantage of technology that minimizes the number of errors and redundancy. The process allows all data to be carefully reviewed and validated to ensure accuracy. Data are submitted electronically using an establish XML protocol through a CDC’s secure file transfer (Attachments 4A-4H).

Program data are submitted to CDC via email and EDCS using data collection forms (Attachments 5A-5I).

In 1702, sorting through and organizing the data by the program before using it for analysis and evaluation posed challenges. Using an EDCS helps significantly reduce this burden by optimizing the data capture method to eliminate the need for personnel to complete manual data cleaning and organization before using data for analysis and evaluation upon submission. An EDCS automatically codes data with searchable variables, showcases data through expedient report generations, and can export data into a data lake so the program can create dashboards that automate routine analysis and present data for further analysis and evaluation. The result is our Program Services, and Evaluation team can invest their time focusing on richer analysis and evaluation.

Additionally, an EDCS provides improvements for connecting recipient projects and their activities. Using an excel template offers an additional challenge for connecting activities with respective projects. Recipients often merge cells to convey the connection between the project and its activities resulting in inconsistent data delivery formatting. This significantly increases the burden of sorting and organizing the data before it can be reviewed for analysis and evaluation. Using an EDCS eliminates this problem.

Improving and consolidating data collection field types also contributes to reducing the time it takes to complete forms by recipients. EDCS allows for easier multi-select and file upload methods than Excel spreadsheet support. Using an EDCS allows for consolidating uploaded files with recipient records and streamlining the capture of different types of field collections.

Using an EDCS allows recipients to work on their deliverables using an internal system and provide a single exported file for delivering their data in one step. This gives the recipient more control over the development of their deliverable data and significantly easy submission to the program.

Program data are submitted to CDC via a direct EDCS. Using an EDCS enables the creation of a database of recipient data which allows all data captured to be streamlined and ready to use for analysis, and evaluation, upon submission. By populating this database with consistent and accurate data, program staff will be able to develop reports outlining recipient success and technical assistance needs. Implementing data collection using an EDCS will decrease recipient burden hours and improve recipient data reporting streams on a quarterly (PA/PHA) and yearly (APR, PM) basis. Using an EDCS, recipients gain improvements to collaborate within both their network and with CDC programmatic staff. The added functionality will also decrease burden hours and allow CDC program staff to provide real-time oversight and guidance.



A.4. Efforts to Identify Duplication and Use of Similar Information



The collection of this information is part of a federal reporting requirement for funds received by recipients. The Tracking Program’s efforts to identify duplication included attendance at national meetings and consultations with SLHD, other federal agencies, and academia.

As previously described in Part A.1, in 2000, the Pew Environmental Health Commission documented a critical gap in “knowledge that hinders our national efforts to reduce or eliminate diseases that might be prevented by better managing environmental factors” due largely to the fact that existing environmental health systems were inadequate and fragmented. To address the gap, Congress appropriate funds to CDC to develop the Tracking Network. The standardized data received by the Tracking Network from SLHD are not duplicated elsewhere.

To avoid duplication, the Tracking Program does not collect from SLHD any data which are already submitted to the federal government as needed by the Tracking Program. For example, the Tracking Program receives data on cancer, vital statistics, and air pollution from federal partners. Further, the Tracking Program does not request duplicate childhood blood lead levels from recipients that already report to CDC’s Lead Poisoning Program (under the Blood Lead Surveillance System (BLSS) - OMB Control No. 0920-1175, expiration date 07/31/2023).



A.5. Impact on Small Businesses or Other Small Entities


This data collection will not involve small businesses.



A.6. Consequences of Collecting the Information Less Frequently


Tracking Network Data

Each dataset is collected annually during either the fall or the spring data call in fulfillment of requirements outlined in Notice of Funding Announcement CDC-RFA-EH22-2202 (Attachment 3). Metadata are collected 2 times a year because metadata are required for each of the 7 datasets collected once a year (during either the fall or the spring data call). Less frequent data submissions will negatively impact the timeliness and utility of the data on the Tracking Network. Annual collection of data allows the Tracking Network to stay current and provide the most recently available data.



Program Data

Program data are collected at varying intervals throughout the year, from once a year to quarterly. Less frequent collection of these performance measures would negatively impact the program’s ability to make necessary adjustments to ensure program success; demonstrate utility of data; to document program impact on environmental-related disease burden; and to be accountable to CDC leadership and appropriators. Other reports are collected less frequently and are consistent with guidance from other offices at CDC.

There are no legal obstacles to reduce the burden.

A.7. Special Circumstances Relating to the Guidelines of 5 CFR 1320.5



There are no special circumstances. This request fully complies with the regulation 5 CFR 1320.5. Metadata are collected for each dataset. Datasets are collected annually during either the fall or spring data call, and each dataset is required to have metadata submitted as part of the data call process.

A.8. Comments in Response to the Federal Register Notice and Efforts to Consult Outside the Agency


  1. In accordance with 5 CFR 1320.8(d), a 60-day notice for public comment and recommendations was published in the Federal Register on 12/20/2022, Vol. 84, No. 243, pp. 77840. One comment was received, the majority of which was non-substantive and the majority of which was not relevant to Tracking Section work (Attachment 2a). A commenter noted the estimated annualized burden hours for birth defects data collection and questioned why it is only 30 respondents. CDC addressed this by updating the text in the section on annualized burden hours (Section A.12).

  2. The Tracking Program consults annually with its state and local external partners (Table 1). These consultants are experts in environmental public health surveillance and provide strategic input for the program. These meetings last two days and provided a forum for open discussions with the program.



Table 1. 2022 CDC External Consultations


Name

Title

Affiliation

Phone

Email

OUTSIDE CONSULTANTS

Matthew Roach, MPH

Principal Investigator

Arizona Department of Health Services

602-542-1025

[email protected]

Paul B. English, PhD, MPH


Branch Scientific Advisor

California Department of Health

510-620-3684

[email protected]

Kristy Richardson, PhD

Principal Investigator

Colorado Department of Public Health and Environment

303-692-2606

[email protected]

Jim Vannoy


Principal Investigator

Connecticut Department of Public Health

860) 509-7963


[email protected]



Tabetha Offutt-Powell, PhD

Principal Investigator

Executive Office Of The Governor Of Delaware

903-399-2761

[email protected]


Chris DuClos, MS

Principal Investigator


Florida Department of Health

850-245-4264

[email protected]

Jason Ravenscroft

Principal Investigator

Health and Hospital Corporation of Marion County

317-221-3358

[email protected]


Neil Muscatiello


Principal Investigator

Health Research, Inc. (New York State)

(518) 431-1242

[email protected]


Ken Sharp, MPA, RS

Principal Investigator

Iowa Department of Public Health

515-281-5099

[email protected]

Farah S. Ahmed, PhD., MPH


Environmental Health Officer


Kansas Department of Health & Environment

785-296-6426

[email protected]

Kathleen Winter, PhD

Principal Investigator

Kentucky Cabinet for Health and Human Services

502-564-3418

[email protected]

Kate Friedman, MNS

Principal Investigator

Louisiana Department of Health & Hospitals

225-342-7135

[email protected]

Andrew E. Smith, S.M., ScD

Principal Investigator

Maine Center for Disease Control and Prevention

207-287-5189

[email protected]

Clifford S. Mitchell, MS, MD, MPH

Director, Environmental Health Coordination
& Public Health Residency Programs

Maryland Department of Health and Mental Hygiene

410-767-7438

[email protected]

Melanie Jetter

Principal Investigator

Massachusetts Department of Public Health

(617) 624-5757

[email protected]

Thomas Largo, MPH

Principal Investigator


Michigan Department of Community Health

800-648-6942

[email protected]

Jessie Shmool, MPH

Principal Investigator


Minnesota Department of Health

651-201-5000

[email protected]

Jeff Wenzel

Principal Investigator

Missouri Department of Health & Senior Services

573-751-6102

[email protected]

Lisa Morris, MSSW

Principal Investigator

New Hampshire Department of Health & Human Services

603-271-4988

[email protected]




Barbara Goun, Ph.D., MPH

Principal Investigator


New Jersey Department Health and Senior Services

609-826-4932

[email protected]

Heidi Krapfl, MPH

Bureau Chief

New Mexico Department of Health

505- 476-3577

[email protected]

Neil Muscatiello, MPH

Director

New York State Department of Health

518- 402-7950

Neil Muscatiello

Kim Gaetz, PhD

Principal Investigator

North Carolina Department Of Health & Human Services

919-707-5902

[email protected]


Curtis Cude

Principal Investigator

Oregon Public Health Division

971- 673-0975

[email protected]

Anil Nair, PhD

Principal Investigator

Pennsylvannia Department of Health

717-787-3350

[email protected]


Peter DiPippo

Principal Investigator

Rhode Island Department of Health

401-222-5960

[email protected]

Lara Raymon, MSPH


Principal Investigator

South Carolina Department of Health and Environmental Control

(803) 806-9440

[email protected]


David Boroski


Principal Investigator

Tennessee Department of Health

615.253.2257

[email protected]


Greg Williams

Surveillance Section Manager

Utah Department of Health

801- 538-6191

[email protected]

Meagan Robinson, DrPH


Principal Investigator

Virginia Department of Health

804-864-7745

[email protected]


David Grass, PhD


Principal Investigator

Vermont Department of Health

(802) 951-4064

[email protected]

Jennifer Sabel, Ph.D.


Principal Investigator

Washington State Department of Health

360- 236-3177

[email protected]

Carrie Tomasallo, MPH, Ph.D.

Principal Investigator


Wisconsin Division of Public Health

608-267-4465

[email protected]





In addition to data shared by SLHD, the Tracking Program also works closely with other federal partners to obtain data at the national level. For example, we work with EPA to provide data for all 50 states on specific air pollutants. We also collaborate with other CDC centers to obtain national-level data on specific health effects such as reproductive and birth outcomes, heart disease, and childhood lead poisoning.

A.9. Explanation of Any Payment or Gift to Respondents


The Agency will not provide payment or other forms of remuneration to respondents of its various forms of collecting feedback. Recipients’ activities are funded through the cooperative agreement.


A.10. Protection of the Privacy and Confidentiality of Information Provided by Respondents



The CDC Chief Privacy Officer has determined that the Privacy Act does not apply (Attachment 7). For CDC, the data collection (e.g., aggregate counts of birth defects prevalence, childhood blood lead levels, drinking water monitoring, emergency department visits, hospitalizations, radon testing, biomonitoring) does not involve collection of information in identifiable form (IIF). Information collected is from a standardized form of existing data de-identified by the SLHDs. All data are kept private to the extent permitted by law. No Privacy Act System of Records Notice is required to maintain the data at CDC.

To maintain confidentiality and IT security, these data are transported through the Tracking Network’s secure file transfer gateway and maintained in in Tracking Network’s secure data repository with restricted access. A security plan establishing controlled access to the information and following CDC guidelines has been developed. SLHD are required to use CDC’s Security Access Management Services (SAMS) to securely submit data to the program. Before data are disseminated to the public via the Tracking Network’s National Public Portal, data are aggregated to reduce information with low case counts and population and to increase stability of rates. Remaining small numbers are suppressed and if needed additional suppression is applied to prevent back calculation of potentially sensitive information.



A.11. Institutional Review Board (IRB) and Justification for Sensitive Questions



The NCEH/ATSDR Human Subjects Contact has reviewed this information collection and determined that these CDC collections are non-research under Notice of Funding Opportunity CDC-RFA-EH22-2202 (Attachment 3). A copy of the NCEH/ATSDR research determination can be found in Attachment 8.

The requirements for IRB review and informed consent are the responsibility of the agencies or organizations that collect and own the primary data (i.e., the sources of the secondary datasets in the Tracking Network).

The CDC does not obtain sensitive information.

A.12. Estimates of Annualized Burden Hours and Costs



For this IC, respondents are defined as SLHD. Thirty-three SLHD will provide both Tracking Network data and program data to the Tracking Program as part of their cooperative agreement. In some cases, one or more of the funded SLHD does not respond to one or more forms because data are not available. For example, there are states that do not have a birth defects registry, so not all SLHD would be submitting birth defects data. This means the number of respondents for that dataset would be less than the number of total funded recipients. Additionally, a few unfunded SLHD have responded, unsolicited, because of their interest in having their data in the Tracking Network. The total number of respondents in the table is 37. This number reflects the current 33 SLHD respondents plus four (4) to allow for future funding of new SLHD or to collect voluntary responses from unfunded SLHD.

Table 2 displays the annualized report burden computations. The total burden hours requested are 14,384. This estimate includes the time it takes to extract the data from the original data source(s), standardize and format the data to match the corresponding Tracking Network data form, and submit the data to the Tracking Network. In some cases, the data at the source are centralized and easily extracted. In other cases, like for radon data, the data are not. In those cases, the number of hours for extracting and standardizing the data is much greater. But part of the mission of the Tracking Program is to improve data management and accessibility. Data which are not centralized or easily standardized will be over time as recipients work to improve how the data are maintained and build processes for standardizing, formatting, and updating the data. This will reduce the number of hours needed to extract, standardize, format, and submit the data to the Tracking Network.



Table 2: Estimated Annualized Burden Hours

Type of Respondent

Form Name

No. of Respondents

No. of Responses per Respondent

Avg. Burden per Response (in hrs.)

Total Burden (in hrs.)

State and local health department

Birth defects prevalence

30

1

40

1200

Childhood blood lead levels

37

1

40

1480

Drinking water monitoring

37

1

50

1850

Emergency department visits

37

1

40

1480

Hospitalizations

37

1

40

1480

Radon testing

25

1

50

1250

Biomonitoring

25

1

40

1000

Metadata records

37

2

20

1480

Work Plan Template

37

1

21

777

Program Accomplishments and Public Health Actions Report

37

2

20

1480

Performance Measures Report

37

1

20

740

PHA Impact Follow Up Form

37

2

0.25

18.5

Communications plan

37

1

2

74


Web Stats Template

37

2

1

74

Total

14,384



Table 3 describes the annualized cost burden to the SLHD. The hourly wage rates are based on average rates from Occupational Employment and Wages, May 2022. https://www.bls.gov/oes/current/oes_stru.htm

  • 19-0000 Life, Physical, and Social Science Occupations (Major Group), State Government, excluding schools and hospitals, median hourly rate of $40.21.

  • 13-1111 Management Analysts, State Government, excluding schools and hospitals, median hourly rate of $50.32.

Table 3: Estimated Annualized Costs to Respondents



Type of Respondent

Form Name

Total Burden (in hrs.)

Hourly Wage Rate

Total Respondent Costs

State and local health department

Birth defects prevalence

1200

$ 40.21

$ 48,252

Childhood blood lead levels

1480

$ 40.21

$ 59,511

Drinking water monitoring

1850

$ 40.21

$ 74,389

Emergency department visits

1480

$ 40.21

$ 59,511

Hospitalizations

1480

$ 40.21

$ 59,511

Radon testing

1250

$ 40.21

$ 50,263

Biomonitoring

1000

$ 40.21

$ 40,210

Metadata records

1480

$ 40.21

$ 59,511

Work Plan Template

777

$ 50.32

$ 39,099

Program Accomplishments and Public Health Action Report

1480

$ 50.32

$ 74,474

Performance Measures Report

740

$ 50.32

$ 37,237

PHA Impact Follow Up Form

18.5

$ 50.32

$ 931

Communications plan

74

$ 50.32

$ 3,724

Web Stats Template

74

$ 50.32

$ 3,724

Total

$ 610,347



A.13. Estimates of Other Total Annual Cost Burden to Respondents and Record Keepers



The Tracking Program will begin using an EDCS to collect information from the CDC-RFA-EH22-2202 recipients. The EDCS provides an innovative and collaborative approach to address data quality and reduce burden hours and costs. There will be no direct costs to the recipients. The EDCS will be designed to use existing hardware within funded sites, including access to the internet. REDCap is an example of an EDCS. REDCap is an easy-to-use, free software tool useful for programmatic deliverable management and data capture. Included in this package are 5 forms utilizing CDC’s REDCap platform to capture programmatic data from the CDC-RFA-EH22-2202 recipients.



The data submission system was designed to use existing hardware within funded sites, and all respondents currently have access to the internet to use the information system. There will be no direct costs to the respondents or record keepers.


A.14. Annualized Cost to the Federal Government



The total estimated annualized cost to the federal government is $21,571,142. Table 4 contains a detailed breakdown of the costs per year.

  • Personnel: $670,699 per year salary and benefits.

  • Cooperative agreement awards: $19,960,000.

  • Contract: $896,443 per year. The contract supports four on-site IT or Systems Analysts and several part-time staff that develop and maintain the web-based data query system and its data tables.

  • Travel: $25,000 per year. To promote the use of the Tracking Network, staff will conduct site visits and present data at several regional and national conferences, including the annual meeting of the American Public Health Association, Council of State and Territorial Epidemiologists, and the National Environmental Health Association. Attendance for one person at each of these three conferences is approximately $1,700 per conference.

  • Software: $11,000 - Additional software is utilized to support the program’s activities.

  • Hardware or storage: $8,000.



Table 4: Estimated Annualized Cost to the Federal Government

Personnel

Average Annual Hours

Average Hourly Rate


Average Annual Cost

5 Public Health Advisors (GS 9-13)

6,240

$42.03


$262,267

6 Epidemiologists (GS 13-14)

1,248

$52.05


$64,958

4 Informatics Professionals (GS 12-14)

3,280

$48.26


$158,293

3 Health Communication Specialists (GS 12-14)

630

$48.26


$30,404

Total Personnel




$515,922

Total Benefits (30%)




$154,777

Total Salary and Benefits




$670,699

Cooperative Agreements




$19,960,000

Contracts




$896,443

Travel




$25,000

Software/Hardware




$19,000






Total Annualized Costs




$21,571,142



A.15. Explanation for Program Changes or Adjustments



  1. For Tracking Data, changes are requested for the following instruments:

    • Attachment 4A. Birth defect: No change

    • Attachment 4B. Childhood blood lead levels

  • In addition to ‘blood lead levels by birth cohort’ and ‘annual blood lead levels,’ we added five data elements to collect State Blood Lead Testing Practices to evaluate screening practices.

  • Revised value set for the data element ‘BLLCategory.’-CDC recently updated its blood lead reference value (BLRV) from 5 µg/dL to 3.5 µg/dL in response to the Lead Exposure Prevention and Advisory Committee (LEPAC) recommendation made on May 14, 2021.

    • Attachment 4C. Drinking water

  • Changed data set name from ‘community drinking water’ to ‘drinking water’ to make consistent terminology (e.g., community drinking water system).

  • After a few submissions and review of the data, we added three important analyte codes (1030=Lead; 2805=PFOS; 2806=PFOA) and removed three data elements.

    • Attachment 4D. Emergency department visits: No changes

    • Attachment 4E. Hospitalizations: No changes

    • Attachment 4F. Radon testing

  • To standardize the consistent data element name across contents, we changed the name of a data element from ‘AddressID’ to ‘Addressidentifier.’ This is a unique ID that can be linked to the address but maintain confidentiality. We removed a data element ‘StreetAddress.’

  • After a few submissions and review of the data, we have identified the key data element ‘AddressPostalCode’ and added an additional value set (K= Skirted in pier, O = Other) for a data element FoundationTypeCode.’ 

    • Attachment 4G. Biomonitoring

  • This is a new data collection. We used data from the National Health and Nutrition Examination Survey (NHANES) Program, which is the National Report on Human Exposure to Environmental Chemicals. The measures cannot be used to examine exposure levels by locality, state, or region. To collect state or sub-state level biomonitoring data, we added new 17 data elements.

    • Attachment 4H. Meta data: No Changes



  1. For Program Data, minor changes are requested for the following instruments:

    • (Attachment 5A) Work Plan Template – streamlined Excel template for more efficient reporting of program projects and activities. Removed 1 field

    • (Attachment 5B) Work Plan – REDCap Form - streamlined electronic form for more efficient reporting of program projects and activities. Non collection form which is included to visualize how the data will look in REDCap. This form will not replace Attachment 5A. The RedCap form will be replaced once we utilize RedCap system.

    • (Attachment 5C) - Program Accomplishments-Public Health Actions – Added 2 new fields to collect more information about the accomplishments and actions reported. The new fields allow us to collect information about the action type, partners responsible for the action, and the action’s anticipated long-term outcomes. The 2 new fields are: Is this action/decision expected to realize longer-term outcomes? Dropdown – Yes, No, Not Sure; and Expected timeframe for outcomes? Dropdown – 6 months, 1 year, 1-5 years, 5+ years.

    • (Attachment 5D) - Program Accomplishments-Public Health Actions - REDCap Form - streamlined electronic form for more efficient reporting of program accomplishments and public health actions. Non collection form which is included to visualize how the data will look in REDCap. This form will not replace Attachment 5C. The RedCap form will be replaced once we utilize RedCap system.

    • (Attachment 5E) - Performance Measures Report - Removed 2 performance measures. Optimized the fields for collecting data points resulting in a reduction of 100 fields recipients previously encountered. Additionally, 2 performance measures recipients complete have been restructured to capture data that can provide content that serves both performance measures.

    • (Attachment 5F) - Performance Measures REDCap Form - streamlined electronic form for more efficient reporting of program surveillance, information technology, communications, partnerships, and program capacity performance measures. Non collection form which is included to visualize how the data will look in REDCap. This form will not replace Attachment 5E. The RedCap form will be replaced once we utilize RedCap system.

    • (Attachment 5G) - PHA Impact Follow Up - REDCap form – A new electronic form to efficiently capture reporting of longer-term impact of previously reported public health actions.

    • (Attachment 5H) - Communication Plan Template - streamlined template for more efficient reporting of communications and partnership activities. The new template allows for more consistent reporting between funded SLHD. Deleted the Partnership Plan Template and Guide. Combined the questions originally in the Partnership plan into the Communication Plan Template.

    • (Attachment 5I) – Web Stats Template – created an Excel reporting template with one cell for each question. In comparison to the previous version of the template, the new version request state or county name be included but reduced the total required web statistics variables being collected from 53 to 37. Additionally, a new auto populated field has been added to the template that automatically looks up a jurisdiction's FIPS code based on the data entered into the state or county name field. This reporting template supports better data collection, reduces reporting burden, and supports easier analysis.

Additionally, for the program data, we request to increase the number of respondents from 26 to 37 to incorporate the 7 new recipients funded under CDC-RFA-EH22-2202, potential future funding of new SLHD, and to collect voluntary responses from unfunded SLHD.

Based on the above changes, we are requesting to increase the annualized number of responses from 599 to 635 (due to an increased number of recipients) but decrease the annualized time burden from 21,860 to 14,384 hours.



A.16. Plans for Tabulation and Publication and Project Time Schedule



Tracking Network Data

Data from recipients or other SLHD are submitted once a year in a standardized XML format to CDC using a secure web-based file transfer system during either a fall or spring data call. Recipients receive a notification letter 60 days prior to the data call which describes the data requested and which data forms to complete. Corresponding metadata are submitted for each of the 7 datasets for a total of 6 metadata submissions per year. On average, the time from data submission to measure dissemination is 4 to 6 months.



Table 4a. Project Time Schedule – Tracking Network Data

Activity

Time Schedule after PRA Clearance

Data call letter sent to respondents (once in the fall and once in the spring)

Day 0

Data information/Data collection

Day 1 – Day 60

Data and metadata submission and validation

Day 61 - 81

Measure generation

Day 82 - 127

Data integration into Tracking Portal

Day 128 – Day 173

Measure Dissemination

Day 174

Scientific Analyses and Reports

Ongoing activity following data validation



Data obtained by the Tracking Program are integrated into the Tracking Network and disseminated to the public via the Tracking Network’s National Public Portal at http://ephtracking.cdc.gov. Tracking Program staff also analyze the data to advance the science of environmental public health tracking. For example, staff conduct analyses to:

  • Assess temporal and spatial trends in health, exposure, and environmental hazards

    • In addition to conducting QA/QC procedures and preparing data for the National Public Portal, Tracking Program staff analyze the data we receive from SLHD and national partners. The type of analysis varies depending on the research question and the available data. We frequently conduct descriptive analyses for surveillance purposes and analysis the data to identify temporal or spatial trends.

  • Monitor known or suspected associations between health and environment

  • Generate hypotheses about the association between health and environment

  • Develop and test new methods and tools for surveillance

  • Facilitate and conduct surveillance summaries and descriptive analyses

Results are published in peer review literature or as white papers and used to inform the practice of environmental public health tracking at the federal, state, and local level.



Program Data



Table 4b. Project Time Schedule – Tracking Network Data

Activity

Time Schedule after PRA Clearance

Tracking Program Work plan submitted and reviewed

Quarter 3 (with continuation application) or 90 days after the cooperative agreement ends

PA/PHA report submitted and reviewed

Once a quarter, at least twice a year

Performance measures submitted and reviewed

Quarter 3

Communications plan and partnership plan submitted and reviewed

Quarter 3 (with continuation application)

Web Stats Template submitted and reviewed

Quarter 1

Analyses and Reports

Ongoing activity upon receipt of updated information



The program does not use complex statistical methods for analyzing program data. Collected program data are reported in internal documents and shared with funded SLHD. Results are presented during webinars and the implications of the findings are discussed and questions answered. Aggregated information may also be included in reports to CDC leadership, Congress, and other stakeholders.

A.17. Reason(s) Display of OMB Expiration Date is Inappropriate



The Tracking program will display the expiration date for OMB approval of the information system data collection on each information collection form listed in the burden table in the required format.

A.18. Exceptions to Certification for Paperwork Reduction Act Submissions



There are no exceptions to the certification. These activities comply with the requirements in 5 CFR 1320.9.

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