FERC-153 (OMB Control No. 1902-0293)
Supporting Statement for
FERC-153, Paperwork Reduction Act Generic Information Collection Submissions for
“Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery”
The Federal Energy Regulatory Commission (Commission or FERC) requests that the Office of Management and Budget (OMB) review and approve FERC-153, (Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery; OMB Control No. 1902-0293) for a three-year period. FERC-153 is an existing Commission data collection.
JUSTIFICATION
CIRCUMSTANCES MAKING THE COLLECTION OF INFORMATION NECESSARY
Executive Order 12862 directs Federal agencies to provide service to the public that matches or exceeds the best service available in the private sector. In order to work continuously to ensure that our programs are effective and meet our customers’ needs, Federal Energy Regulatory Commission (hereafter “the Agency”) seeks to obtain OMB approval of a generic clearance to collect qualitative feedback on our service delivery. By qualitative feedback we mean information that provides useful insights on perceptions and opinions but are not statistical surveys that yield quantitative results that can be generalized to the population of study.
This collection of information is necessary to enable the Agency to garner customer and stakeholder feedback in an efficient, timely manner, in accordance with our commitment to improving service delivery. The information collected from our customers and stakeholders will help ensure that users have an effective, efficient, and satisfying experience with the Agency’s programs. This feedback will provide insights into customer or stakeholder perceptions, experiences, and expectations, provide an early warning of issues with service, or focus attention on areas where communication, training or changes in operations might improve delivery of products or services. These collections will allow for ongoing, collaborative, and actionable communications between the Agency and its customers and stakeholders. It will also allow feedback to contribute directly to the improvement of program management.
HOW, BY WHOM, AND FOR WHAT PURPOSE THE INFORMATION IS TO BE USED AND THE CONSEQUENCES OF NOT COLLECTING THE INFORMATION
Improving agency programs requires ongoing assessment of service delivery, by which we mean systematic review of the operation of a program compared to a set of explicit or implicit standards, as a means of contributing to the continuous improvement of the program. The Agency will collect, analyze, and interpret information gathered through this generic clearance to identify strengths and weaknesses of current services and make improvements in service delivery based on feedback. The solicitation of feedback will target areas such as: timeliness, appropriateness, accuracy of information, courtesy, efficiency of service delivery, and resolution of issues with service delivery. Responses will be assessed to plan and inform efforts to improve or maintain the quality of service offered to the public. If this information is not collected, vital feedback from customers and stakeholders on the Agency’s services will be unavailable.
The Agency will only submit a collection for approval under this generic clearance if it meets the following conditions:
Information gathered will be used only internally for general service improvement and program management purposes and is not intended for release outside of the agency (if released, procedures outlined in Question 16 will be followed).
Information gathered will not be used for the purpose of substantially informing influential policy decisions1;
Information gathered will yield qualitative information; the collections will not be designed or expected to yield statistically reliable results or used as though the results are generalizable to the population of study;
The collections are voluntary;
The collections are low-burden for respondents (based on considerations of total burden hours, total number of respondents, or burden-hours per respondent) and are low-cost for both the respondents and the Federal Government;
The collections are non-controversial and do not raise issues of concern to other Federal agencies;
Any collection is targeted to the solicitation of opinions from respondents who have experience with the program or may have experience with the program in the near future; and
With the exception of information needed to provide remuneration for participants of focus groups and cognitive laboratory studies, personally identifiable information (PII) is collected only to the extent necessary and is not retained.
If these conditions are not met, the Agency will submit an information collection request to OMB for approval through the normal PRA process.
To obtain approval for a collection that meets the conditions of this generic clearance, a standardized form will be submitted to OMB along with supporting documentation (e.g., a copy of the comment card). The submission will have automatic approval unless OMB identifies issues within five business days.
The types of collections that this generic clearance covers include, but are not limited to:
Customer comment cards/complaint forms
Small discussion groups
Focus Groups of customers, potential customers, delivery partners, or other stakeholders
Cognitive laboratory studies, such as those used to refine questions or assess usability of a website;
Qualitative customer satisfaction surveys (e.g., post-transaction surveys; opt-out web surveys)
In-person observation testing (e.g., website or software usability tests)
The Agency has established a manager/managing entity to serve for this generic clearance and will conduct an independent review of each information collection to ensure compliance with the terms of this clearance prior to submitting each collection to OMB.
DESCRIBE ANY CONSIDERATION OF THE USE OF IMPROVED TECHNOLOGY TO REDUCE BURDEN AND TECHNICAL OR LEGAL OBSTACLES TO REDUCING BURDEN.
If appropriate, agencies will collect information electronically and/or use online collaboration tools to reduce burden.
DESCRIBE EFFORTS TO IDENTIFY DUPLICATION AND SHOW SPECIFICALLY WHY AND SIMILAR INFORMATION ALREADY AVAILABLE CANNOT BE USED OR MODIFIED FOR USE FOR THE PURPOSE(S) DESCRIBED IN INSTRUCTIONS NO. 2
No similar data are gathered or maintained by the Agency or are available from other sources known to the Agency.
METHODS USED TO MINIMIZE BURDEN IN COLLECTION OF INFORMATION INVOLVING SMALL ENTITIES
Small business or other small entities may be involved in these efforts, but the Agency will minimize the burden on them of information collections approved under this clearance by sampling, asking for readily available information, and using short, easy-to-complete information collection instruments.
CONSEQUENCE TO FEDERAL PROGRAM IF COLLECTION WERE CONDUCTED LESS FREQUENTLY
Without these types of feedback, the Agency will not have timely information to adjust its services to meet customer needs.
EXPLAIN ANY SPECIAL CIRCUMSTANCES RELATING TO THE INFORMATION COLLECTION
There are no special circumstances. The information collected will be voluntary and will not be used for statistical purposes.
DESCRIBE EFFORTS TO CONSULT OUTSIDE THE AGENCY; SUMMARIZE PUBLIC COMMENTS AND THE AGENCY’S RESPONSE TO THESE COMMENTS
In accordance with 5 CFR 1320.8(d), a 60-day notice for public comment was published in the Federal Register. Additionally, a 30-day notice was published in the Federal Register and no comments were received for either of the notices.2 Burden reported in the 60-day notice for public comment was reported erroneously and was corrected in the 30-day notice and the changes are reflected in section 12.
EXPLAIN ANY PAYMENT OR GIFTS TO RESPONDENTS
The Agency will not provide payment or other forms of remuneration to respondents of its various forms of collecting feedback. Focus groups and cognitive laboratory studies are the exceptions.
In the case of in-person cognitive laboratory and usability studies, the Agency may provide stipends of up to $40. In the case of in-person focus groups, the Agency may provide stipends of up to $75. If respondents participate in these kinds of studies remotely, via phone, or Internet, any proposed stipend needs to be justified to OMB and must be considerably less than that provided to respondents in in-person studies, who have to travel to the agency or other facility to participate. If such information collections include hard-to-reach groups and the agency plans to offer non-standard stipends, the Agency will provide OMB with additional justifications in the request for clearance of these specific activities.
DESCRIBE ANY ASSURANCE OF CONFIDENTIALITY PROVIDED TO RESPONDENTS
If a confidentiality pledge is deemed useful and feasible, the Agency will only include a pledge of confidentiality that is supported by authority established in statute or regulation, that is supported by disclosure and data security policies that are consistent with the pledge, and that does not unnecessarily impede sharing of data with other agencies for compatible confidential use. If the agency includes a pledge of confidentiality, it will include a citation for the statute or regulation supporting the pledge.
PROVIDE ADDITIONAL JUSTIFICATION FOR ANY QUESTIONS OF A SENSITIVE NATURE, SUCH AS SEXUAL BEHAVIOR AND ATTITUDES, RELIGIOUS BELIFES, AND OTHER MATTERS THAT ARE COMMONLY CONSIDERED PRIVATE
No questions will be asked that are of a personal or sensitive nature.
ESTIMATED BURDEN OF COLLECTION OF INFORMATION
A variety of instruments and platforms will be used to collect information from respondents. The annual burden hours requested (4,500 hours) are based on the number of collections we expect to conduct over the requested period for this clearance.
Estimated Annual Burden for Generic Clearance for FERC-153 |
|||||
|
Number of Respondents (1) |
Number of Responses per Respondent (2) |
Total Number of Responses (1) *(2) =(3) |
Average Burden Minutes per Response (4) |
Total Burden Hours (3)*(4)=(5) |
Generic Clearance |
27,000 |
1 |
27,000 |
10 minutes |
4,500 hours3 |
ESTIMATE OF THE TOTAL ANNUAL COST BURDEN TO RESPONDENTS
No costs are anticipated.
ESTIMATED ANNUALIZED COST TO FEDERAL GOVERNMENT
The anticipated cost to the Federal Government is approximately $45,478.40 annually. These costs are comprised of the following:
|
Number of Employees (FTE) |
Estimated Annual Federal Cost |
FERC-153 Analysis and Processing of filings4 |
0.205 |
$37,784.40 |
|
$7,694 |
|
FERC Total |
|
$45,478.40 |
REASONS FOR CHANGES IN BURDEN INCLUDING THE NEED FOR ANY INCREASE
There are no changes in burden. This is a generic ICR.
TABULATION OF RESULTS, SCHEDULE, ANALYSIS PLAN
Feedback collected under this generic clearance provides useful information, but it does not yield data that can be generalized to the overall population. Findings will be used for general service improvement but are not for publication or other public release.
Although the Agency does not intend to publish its findings, the Agency may receive requests to release the information (e.g., congressional inquiry, Freedom of Information Act requests). The Agency will disseminate the findings when appropriate, strictly following the Agency's "Guidelines for Ensuring the Quality of Information Disseminated to the Public.” and will include specific discussion of the limitation of the qualitative results discussed above.
DISPLAY OF THE EXPIRATION DATE
The OMB expiration dates are posted on ferc.gov at https://www.ferc.gov/information-collections.
EXCEPTIONS TO THE CERTIFICATION STATEMENT
There are no exceptions.
1 As defined in OMB and agency Information Quality Guidelines, “influential” means that “an agency can reasonably determine that dissemination of the information will have or does have a clear and substantial impact on important public policies or important private sector decisions.”
3 4,500 hours = 270,000 minutes
4 Based upon 2022 FTE average annual salary plus benefits ($188,922). This includes development of survey instruments, administration of surveys, and the analysis of the results garnered.
5 The estimated federal burden for the generic clearance is 30 hours per office/organization at FERC. FERC has a total of 12 offices. 30 hours ÷ 2,080 hours (1 FTE) = 0.014423 FTE. 0.014423 FTE × 12 offices = 0.173076 FTE. For the purposes of this information collection request, staff is rounding this figure to 0.20 FTE.
6 Paperwork Reduction Act of 1995 (PRA)
7 The PRA Administrative Cost is $7,694 and includes preparing, issuing, and submitting materials necessary to comply with the PRA for rulemakings, orders, or any other vehicle used to create, modify, extend, or discontinue an information collection. This average annual cost includes requests for extensions, and other changes to the collection, and publication of the associated notices in the Federal Register.
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