Information Collection

Requirements for Derivative Clearing Organizations

IC 195766 under ICR 202306-3038-005 · OMB 3038-0076.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0076 can be found here:

Documents and Forms

Document Name Document Type
Form Form DCO Requirements for Derivative Clearing Organizations Form and Instruction
Form DCO Form DCO 2023 Proposed Form DCO (Recovery and Wind-down NPRM).pdf Form and Instruction
Form DCO Form DCO 2023 Proposed Form DCO (Recovery and Wind-down NPRM).pdf Form and Instruction
Subpart C Election Subpart C Election Form 2023 Proposed Subpart C Election Form (Recovery and Wind-down NPRM).pdf Form and Instruction
Subpart C Election Subpart C Election Form 2023 Proposed Subpart C Election Form (Recovery and Wind-down NPRM).pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Requirements for Derivative Clearing Organizations	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 39.14 17 CFR 39.13 17 CFR 39.15 17 CFR 39.3 17 CFR 39.16 17 CFR 39.18 17 CFR 39.12 17 CFR 39.20

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form DCO	Form DCO	2023 Proposed Form DCO (Recovery and Wind-down NPRM).pdf		Yes	Yes	Fillable Fileable
Form and Instruction	Subpart C Election Form	Subpart C Election Form	2023 Proposed Subpart C Election Form (Recovery and Wind-down NPRM).pdf		Yes	Yes	Fillable Fileable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title: Enterprise Surveillance, Oversight & Risk Monitoring System	FR Citation: 77 FR 58814

Number of Respondents: 86	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	22,512	-66	22,578
Annual IC Time Burden (Hours)	66,791	3,480	63,311
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.