Information Collection

Data Collection and Reporting - Large OATS-Reporting Broker-Dealers

IC 222885 under ICR 202306-3235-008 · OMB 3235-0671.

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IC Title:

Data Collection and Reporting - Large OATS-Reporting Broker-Dealers

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.613

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 126

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	126	0	126
Annual IC Time Burden (Hours)	2,274,804	-1,127,952	3,402,756
Annual IC Cost Burden (Dollars)	66,675,000	-48,300,000	114,975,000

Documents for IC

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Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.