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Rule 15c3-3(b)(5) - notices to affected customers
Rule 15c3-3; Customer Protection - Reserves and Custody of Securities (17 CFR 240.15c3-3)
OMB: 3235-0078
IC ID: 208482
OMB.report
SEC
OMB 3235-0078
ICR 202306-3235-015
IC 208482
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0078 can be found here:
2023-12-06 - Revision of a currently approved collection
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