Stand-alone SBSDs and stand-alone MSBSPs: Paragraphs (a)(1), (b)(1)(ii) (b)(1)(ix), (b)(1)(xi) (b)(1)(xiii), (c), (d)(1), (d)(2)(i), and (d)(3)(i)

Rule 18a-6 – Records to be preserved by certain security-based swap dealers and major security-based swap participants

OMB: 3235-0751

IC ID: 223091