Information Collection

Part 40, Provisions Common To Registered Entities

IC 201522 under ICR 202307-3038-002 · OMB 3038-0093.

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Information Collection (IC) Details

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IC Title:	Part 40, Provisions Common To Registered Entities	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 40.2, 40.3, 40.5, 40.6, 40.10

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 70	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,296	-4,738	7,034
Annual IC Time Burden (Hours)	22,896	8,080	14,816
Annual IC Cost Burden (Dollars)	0	0	0

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