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Schedule I (Form 17a-5 Schedule I), under Rule 17a-10(a)(2) (17 CFR 240.17a-10(a)(2)).

IC 261066 under ICR 202307-3235-003 · OMB 3235-0122.

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Schedule I (Form 17a-5 Schedule I), under Rule 17a-10(a)(2) (17 CFR 240.17a-10(a)(2)). 240-154
 
No New
 
Mandatory
 
17 CFR 240.17a-10

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form sec 1696 FOCUS Report Part IIA formx-17a-5_2f.pdf https://www.sec.gov/files/formx-17a-5_2f.pdf Yes No Printable Only
Instruction formx-17a-5_2a.pdf https://www.sec.gov/files/formx-17a-5_2a.pdf Yes No Printable Only
Form and Instruction SEC 1675 X-17a-5 Schedule I formx-17a-5_schedi.pdf https://www.sec.gov/files/formx-17a-5_schedi.pdf Yes No Printable Only

Economic Development Financial Sector Oversight

 

3,740 895
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 3,740 0 0 3,740 0 0
Annual IC Time Burden (Hours) 44,880 0 0 44,880 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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