DAS Transfer Form

APPLICATION TO
PERMANENTLY TRANSFER
NE MULTISPECIES DAYS-AT-SEA (DAS)
Provide all information requested.

SUBMIT TO
NE MULTISPECIES DAS TRANSFER PROGRAM
US DEPARTMENT OF COMMERCE, NOAA
NATIONAL MARINE FISHERIES SERVICE
55 GREAT REPUBLIC DRIVE, GLOUCESTER, MA 01930

Transferor (Person Transferring DAS) Information:
Owner Name:

Permit #: _____________

Vessel Name:

Official #:_____________
(or state registration #)

Transferee (Person receiving DAS) Information:
Owner Name:

Permit #: _____________

Vessel Name:

Official #:_____________
(or state registration #)

Baseline of the Transferee (i.e., receiving) Vessel (check one):
__ Use Smaller Baseline Between the Two Vessels
__ Use Larger Baseline Between the Two Vessels
(NOTE: This option will utilize the one-time allowable upgrade for this permit.)
Total Price Paid for Transferred DAS: ___________
Signed:
Dated:

(Transferor)

Signed:

(Transferee)

Dated:

NOTE: This DAS Transfer Program application must be accompanied by a vessel replacement
application, and all other required documents for a vessel replacement, in order to transfer other
federal limited access permits from the transferor to the transferee.
Beginning with the 2010 fishing year, there will no longer be a DAS conservation tax applied to
DAS Transfers.
This form is required to obtain approval for the transfer of DAS under 50 CFR 648.82(l) and to monitor DAS allocation and usage for limited access NE
multispecies permit holders. Signature of this form certifies that permit holders comply with limited access permit requirements specified in 50 CFR
648.4, and that the information provided on this form is true, complete and correct to the best of their knowledge, and made in good faith (18 U.S.C.
1001). Making a false statement on this form is punishable by law.
Notwithstanding any other provision of the law, no person is required to respond to, nor shall any person be subject to a penalty for failure to comply
with, a collection of information subject to the requirements of the Paperwork Reduction Act, unless that collection of information displays a currently
valid OMB Control Number.
Public reporting burden for this collection of information is estimated to average 5 minutes per response, including time for reviewing instructions,
searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the information. Send comments regarding
this burden estimate or suggestions for reducing this burden estimate or any other aspect of this collection of information to NMFS, 55 Great Republic
Drive, Gloucester MA 01930.
OMB Approval No. 0648-0605
Expires 5/31/2022

648.82(k)(4)(xi)(B) Duration and applicability of one-time DAS Leasing Program baseline downgrade. The downgraded DAS Leasing Program
baseline remains in effect until the DAS Leasing Program expires or the permit is transferred to another vessel via a vessel replacement, or through a
DAS transfer unless otherwise specified in this paragraph (k)(4)(xi)(B). Once the permit is transferred to another vessel, the DAS Leasing Program
baseline reverts to the baseline horsepower and length overall specifications associated with the permit prior to the one-time downgrade, unless
otherwise specified. Once the DAS Leasing Program baseline is downgraded for a particular permit, no further downgrades may be authorized for that
permit. The downgraded DAS Leasing Program baseline may only be used to determine eligibility for the DAS Leasing Program and does not affect or
change the baseline associated with the DAS Transfer Program specified in paragraph (l)(1)(ii) of this section, or the vessel replacement or upgrade
restrictions specified at §648.4(a)(1)(i)(E) and (F), or any other provision respectively. For vessels involved in a DAS Transfer Program transaction as
described in paragraph (l) of this section, if the transferee vessel baseline is adopted, consistent with the regulations under paragraph (l)(1)(ii) of this
section, and the DAS Leasing Program baseline of the transferee vessel was previously downgraded, consistent with the regulations under this
paragraph (k)(4)(xi), the downgraded DASLeasing Program baseline specifications remain valid.
§648.82(l) DAS Transfer Program. Except for vessels fishing under a sector allocation as specified in §648.87, or a vessel that acted as a lessee or
lessor in the DAS Leasing Program transaction, a vessel issued a valid limited access NE multispecies permit may transfer all of its NE multispecies
DAS for an indefinite time to another vessel with a valid NE multispecies permit, in accordance with the conditions and restrictions described under this
section. The Regional Administrator has final approval authority for all NE multispecies DAS transfer requests.
(1) DAS transfer conditions and restrictions. (i) The transferor vessel must transfer all of its DAS. Upon approval of the DAS transfer, all history
associated with the transferred NE multispecies DAS (moratorium right history, DAS use history, and catch history) shall be associated with the permit
rights of the transferee. Neither the individual permit history elements, nor total history associated with the transferred DAS may be retained by the
transferor.
(ii) NE multispecies DAS may be transferred only to a vessel with a baseline main engine horsepower rating that is no more than 20 percent greater
than the baseline engine horsepower of the transferor vessel. NE multispecies DAS may be transferred only to a vessel with a baseline length overall
that is no more than 10 percent greater than the baseline length overall of the transferor vessel. For the purposes of this program, the baseline
horsepower and length overall are those associated with the permit as of January 29, 2004. Upon approval of the transfer, the baseline of the
transferee vessel would be the smaller baseline of the two vessels or, if the transferee vessel had not previously upgraded either its size (including
LOA, GRT, and NT) or HP under the vessel replacement rules, the vessel owner could choose to adopt the larger baseline of the two vessels, which
would constitute the vessel’s one-time upgrade, provided such an upgrade is consistent with provisions of this paragraph (l)(1)(ii). A subsequent
upgrade to another specification through a subsequent action (either a vessel replacement or DAS transfer) is not permissible. A vessel that has
executed a one-time downgrade of a DAS Leasing Program baseline in accordance with paragraph (k)(4)(xi) is subject to the restrictions of paragraph
(k)(4)(xi)(C) of this section.
(iii) The transferor vessel must transfer all of its Federal limited access permits for which it is eligible to the transferee vessel in accordance with the
vessel replacement restrictions under §648.4, or permanently cancel such permits. When duplicate permits exist, i.e, those permits for which both the
transferor and transferee vessel are eligible, one of the duplicate permits must be permanently cancelled.
(iv) DAS conservation tax. Starting in fishing year 2010, any NE multispecies DAS transferred to another vessel under the DAS Transfer Program
pursuant to paragraph (l) of this section are not subject to a DAS conservation tax specified in this paragraph (l)(1)(iv). Any DAS transferred under the
DAS Transfer Program prior to fishing year 2010 that were reduced due to the DAS conservation tax specified in this paragraph (l)(1)(iv) may not be
reinstated to the permit associated with the transferor vessel.
(v) In any particular fishing year, a vessel may not execute a DAS transfer as a transferor if it previously participated in the DAS Leasing Program as
either a lessee or a lessor, as described under paragraph (k) of this section. A vessel may participate in DAS lease transaction (as a lessee or a lessor)
and submit an application for a DAS transfer (as a transferor) during the same fishing year, but the transfer, if approved, would not be effective until the
beginning of the following fishing year. Other combinations of activities under the DAS Leasing and DAS Transfer programs are permissible during the
same fishing year (i.e., act as a transferee, or act as transferor and subsequently conduct a DAS lease).
(vi) Confirmation of permit history. NE multispecies DAS associated with a Confirmation of Permit History may be transferred.
(vii) Transfer by sector vessels. A sector vessel may not transfer DAS to or from vessels that are fishing under the provisions of the common pool or
another sector, but may transfer DAS to or from another vessel participating in that vessel’s sector during the fishing year in which the vessel is a
member of a particular sector.
(viii) Unless otherwise restricted by this part, a vessel with a NE multispecies limited access Category D permit may transfer DAS only to a vessel with
a NE multispecies limited access Category D permit, but may receive transferred DAS from any eligible NE multispecies vessel.
(2) Application to transfer DAS. Owners of the vessels applying to transfer and receive DAS must submit a completed application form obtained from
the Regional Administrator. The application must be signed by both seller/transferor and buyer/transferee of the DAS, and submitted to the Regional
Office at least 45 days before the date on which the applicant desires to have the DAS effective on the buying vessel. The Regional Administrator will
notify the applicants of any deficiency in the application pursuant to this section. Applications may be submitted at any time during the fishing year, up
until March 1.
(i) Application information requirements. An application to transfer NE multispecies DAS must contain the following information: Seller’s/transferor’s
name, vessel name, permit number and official number or state registration number; buyer’s/transferee’s name, vessel name, permit number and
official number or state registration number; total price paid for purchased DAS; signatures of seller and buyer; and date the form was completed.
Information obtained from the transfer application will be held confidential, and will be used only in summarized form for management of the fishery.
(ii) Approval of transfer application. Unless an application to transfer NE multispecies DAS is denied according to paragraph (l)(2)(iii) of this section, the
Regional Administrator shall issue confirmation of application approval to both seller/transferor and buyer/transferee within 45 days of receipt of an
application.
(iii) Denial of transfer application. The Regional Administrator may reject an application to transfer NE multispecies DAS for the following reasons: The
application is incomplete or submitted past the March 1 deadline; the seller/transferor or buyer/transferee does not possess a valid limited access NE
multispecies permit; the seller's/transferor's or buyer's/transferee's DAS is sanctioned, pursuant to an enforcement proceeding; the seller's/transferor's
or buyer/transferee's vessel is prohibited from fishing; the seller's/transferor's or buyer's/transferee's limited access NE multispecies permit is
sanctioned pursuant to enforcement proceedings; or the seller/transferor has a DAS baseline of zero. Upon denial of an application to transfer NE
multispecies DAS, the Regional Administrator shall send a letter to the applicants describing the reason(s) for application rejection. The decision by the
Regional Administrator is the final agency decision and there is no opportunity to appeal the Regional Administrator's decision.