OMB.report

Federal forms, ICRs, and supporting documents

Information Collection

Ownership and Control Reports, Forms 102/102S, 40/40S, and 71

IC 203657 under ICR 202308-3038-002 · OMB 3038-0103.

Documents and Forms
Document Name
Document Type
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Information Collection (IC) Details

View Information Collection (IC)

Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
 
No Modified
 
Mandatory
 
17 CFR 20 17 CFR 15 17 CFR 17 17 CFR 18

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction CFTC Form 102* (*102A, 102B, 102S) Identification of Special Accounts, Volume Threshold Accounts, and Consolidated Accounts Form_102(ID Special, Vol, Consol Accts).doc Yes Yes Fillable Fileable
Form and Instruction CFTC Form 71 Identification of Omnibus Accounts and Sub-Accounts Form_71 (ID of Omnibus Accts & Sub-accts).doc Yes Yes Fillable Fileable
Form and Instruction CFTC Form 40 Statement of Reporting Trader Form_40 (Statmt of Rptg Trader).doc Yes Yes Fillable Fileable

General Government Executive Functions

 

1,779 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 660,412 0 0 0 0 660,412
Annual IC Time Burden (Hours) 188,980 0 0 900 0 188,080
Annual IC Cost Burden (Dollars) 0 0 0 -18,898,000 0 18,898,000

Title Document Date Uploaded
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            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.