Ownership and Control Reports, Forms 102/102S, 40/40S, and 71

Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

OMB: 3038-0103

IC ID: 203657

Documents and Forms

Document Name Document Type
Form CFTC Form 102* (*1 Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 Form and Instruction
CFTC Form 102* (*102A, 102B, 102S) Identification of Special Accounts, Volume Threshold Accounts, and Consolidated Accounts Form_102(ID Special, Vol, Consol Accts).doc Form and Instruction
CFTC Form 71 Identification of Omnibus Accounts and Sub-Accounts Form_71 (ID of Omnibus Accts & Sub-accts).doc Form and Instruction
CFTC Form 40 Statement of Reporting Trader Form_40 (Statmt of Rptg Trader).doc Form and Instruction