Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof.

Investment Company Act rule 17a-7, 17 C.F.R. Section 270.17a-7 Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof.

OMB: 3235-0214

IC ID: 34596

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Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof. 270-238
 
No Modified
 
Mandatory
 
17 CFR 270.17a7

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

605 102
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 4,840 0 0 -1,176 0 6,016
Annual IC Time Burden (Hours) 2,225 0 0 -391 0 2,616
Annual IC Cost Burden (Dollars) 4,065,050 0 0 -347,312 0 4,412,362

Title Document Date Uploaded
EDGAR PIA EDGAR PIA_Redacted.pdf 01/08/2015
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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