Information Collection

Requirements for Derivative Clearing Organizations

IC 195766 under ICR 202310-3038-001 · OMB 3038-0076.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0076 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 3038-0076 Requirements for Derivative Clearing Organizations	Form
3038-0076 Form DCO (2019) 0076 Final rule Form DCO.pdf	Form
3038-0076 Form DCO (2019) 0076 Final rule Form DCO.pdf	Form

IC Title:

Requirements for Derivative Clearing Organizations

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 39.14 17 CFR 39.13 17 CFR 39.15 17 CFR 39.3 17 CFR 39.16 17 CFR 39.18 17 CFR 39.12 17 CFR 39.20

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	3038-0076	Form DCO	(2019) 0076 Final rule Form DCO.pdf		Yes	Yes	Fillable Printable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title: Enterprise Surveillance, Oversight & Risk Monitoring System

FR Citation: 77 FR 58814

Number of Respondents: 86

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	22,578	0	22,578
Annual IC Time Burden (Hours)	64,157	846	63,311
Annual IC Cost Burden (Dollars)	905,674	0	905,674

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.