Information Collection

Rule 211(h)(2)-1 under the Investment Advisers Act of 1940

IC 263096 under ICR 202310-3235-025 · OMB 3235-0817.

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IC Title:

Rule 211(h)(2)-1 under the Investment Advisers Act of 1940

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 275.211(h)(2)-1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 12,234

Number of Respondents for Small Entity: 26

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	391,488	391,488
Annual IC Time Burden (Hours)	1,565,952	1,565,952
Annual IC Cost Burden (Dollars)	455,887,776	455,887,776

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.