30 Day Notice

3235-0628.pdf

Rule 17g-2 Records to be made and retained by nationally recognized statistical rating organizations

30 Day Notice

OMB: 3235-0628

Document [pdf]
Download: pdf | pdf
73924

Federal Register / Vol. 88, No. 207 / Friday, October 27, 2023 / Notices

printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–CboeEDGA–2023–017 and should
be submitted on or before November 17,
2023.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.24
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–23705 Filed 10–26–23; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–564, OMB Control No.
3235–0628]

ddrumheller on DSK120RN23PROD with NOTICES1

Submission for OMB Review;
Comment Request; Extension: Rule
17g–2
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 17g–2 (17 CFR 240.17g–2) under
the Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (‘‘Exchange Act’’).
Rule 17g–2, ‘‘Records to be made and
retained by nationally recognized
statistical rating organizations,’’
implements the Commission’s
recordkeeping rulemaking authority
under Section 17(a) of the Exchange
Act.1 The rule requires a Nationally
Recognized Statistical Rating
Organization (‘‘NRSRO’’) to make and
retain certain records relating to its
business and to retain certain other
CFR 200.30–3(a)(12).
U.S.C. 78q.

VerDate Sep<11>2014

17:44 Oct 26, 2023

Dated: October 23, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–23710 Filed 10–26–23; 8:45 am]
BILLING CODE 8011–01–P
2 10 currently registered NRSROs × 265 hours =
2,650 hours.

24 17
1 15

business records, if such records are
made. The rule also prescribes the time
periods and manner in which all these
records must be retained. There are 10
credit rating agencies registered with the
Commission as NRSROs under section
15E of the Exchange Act, which have
already established the recordkeeping
policies and procedures required by
Rule 17g–2. Based on staff experience,
NRSROs are estimated to spend a total
industry-wide burden of 2,650 annual
hours to make and retain the
appropriate records.2
Written comments are invited on: (a)
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information on respondents; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
The Commission may not conduct or
sponsor a collection of information
unless it displays a currently valid
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by November 27, 2023 to (i)
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov and (ii) Please direct your
written comments to: Dave Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F St. NE,
Washington, DC 20549 or send an email
to: [email protected].

Jkt 262001

PO 00000

Frm 00102

Fmt 4703

Sfmt 4703

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–137, OMB Control No.
3235–0145]

Submission for OMB Review;
Comment Request; Extension:
Regulation 13D and Regulation 13G;
Schedule 13D and Schedule 13G
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Schedules 13D and 13G (17 CFR
240.13d–101 and 240.13d–102) are filed
pursuant to Sections 13(d) and 13(g) of
the Securities Exchange Act of 1934 (15
U.S.C. 78m(d) and 78m(g)) (‘‘Exchange
Act’’) and Regulations 13D and 13G (17
CFR 240.13d–1—240.13d–7) thereunder
to report beneficial ownership of equity
securities registered under Section 12
(15 U.S.C. 78l) of the Exchange Act.
Regulations 13D and 13G provide
investors, the subject issuers, and
market participants with information
about the accumulation of equity
securities that may have the potential to
change or influence control of an issuer.
Schedules 13D and 13G are filed by
persons, including small entities, to
report their ownership of more than 5%
of a class of equity securities registered
under Section 12.
We estimate that it takes
approximately 14.5 burden hours to
prepare a Schedule 13D and it is filed
by approximately 1,508 filers. In
addition, we estimate that 25% of the
14.5 hours per response (3.625 hours
per response) is carried internally by the
filer for a total annual reporting burden
of 5,467 hours (3.625 hours per response
× 1,508 responses).
We estimate that it takes
approximately 12.4 hours per response
to prepare a Schedule 13G and it is filed
by approximately 7,079 filers. In
addition, we estimate 25% of the 12.4
hours per response (3.1 hours per
response) is carried internally by the
filer for a total annual reporting burden
of 21,945 hours (3.1 hours per response
× 7,079 responses),
The Schedules combined are filed by
8,587 filers and they take approximately
12.769 hours per response. In addition,

E:\FR\FM\27OCN1.SGM

27OCN1


File Typeapplication/pdf
File Modified2023-10-27
File Created2023-10-27

© 2024 OMB.report | Privacy Policy