Information Collection

Customer Clearing Documentation and Timing of Acceptance of Clearing

IC 198841 under ICR 202311-3038-003 · OMB 3038-0092.

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Information Collection (IC) Details

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IC Title:	Customer Clearing Documentation and Timing of Acceptance of Clearing	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 39.20 17 CFR 23.606 17 CFR 1.73

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 180	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	180	-3	183
Annual IC Time Burden (Hours)	7,200	-120	7,320
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.