Rules modelled on CFTC Part 37 (other than registration); Form SBSEF--continuing compliance

Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities

OMB: 3235-0793

IC ID: 253873

Documents and Forms

Document Name Document Type
Form 1 Rules modelled on CFTC Part 37 (other than registration); Form SBSEF--continuing compliance Form and Instruction
1 Form SBSEF Proposed Form SBSEF.pdf Form and Instruction