Rule and product filing processes including cover sheet (Rules 804-807) modelled on CFTC Part 40

Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities

OMB: 3235-0793

IC ID: 253874

Documents and Forms

Document Name Document Type
Form 1 Rule and product filing processes including cover sheet (Rules 804-807) modelled on CFTC Part 40 Form and Instruction
1 Submission Cover Sheet, for Rule and Product Submissions Proposed submission cover sheet for rule and product submissions.pdf Form and Instruction