FR Y-7Q (annual)

Board of Governors of the Federal Reserve System

DRAFT

Instructions for the Preparation of

The Capital and Asset Report for
Foreign Banking Organizations
Reporting Form FR Y-7Q

INSTRUCTIONS FOR PREPARATION OF

The Capital and Asset Report
for Foreign Banking Organizations
FR Y-7Q

General Instructions
The Capital and Asset Report for Foreign Banking
Organizations (FR Y-7Q) requires financial information from foreign banking organizations (FBOs).
For any items being translated from foreign currency
denominations, the foreign currency translation rate
should be the rate effective on the as-of date of the
report.
All financial data should be reported in U.S. dollars, as
indicated on the reporting form.

Who must report
The FR Y-7Q must be filed by each top-tier FBO. The
report consists of three parts.
(1) Part 1A - Capital and Asset Information for the
Top-tier FBO.
• Reported quarterly by each top-tier FBO if
the FBO or any FBO in its tiered structure has
effectively elected to be a financial holding
company (FHC). Also, reported quarterly by
each top-tier FBO that has total consolidated
assets of $50 billion or more as of the report
date, regardless of FHC status. Once an FBO
has total consolidated assets of $50 billion or
more, the FBO should begin quarterly reporting of Part 1A as of the first quarter the total
assets reached $50 billion or more. The FBO
must continue to report Part 1A quarterly
unless and until the FBO has reported total
consolidated assets of less than $50 billion for
each of all four quarters in a full calendar
year. Therefore, an FBO without FHC status
should revert to annual reporting, in accordance with the instructions for annual reporting below. If at any time, after reverting to
FR Y-7Q

annual reporting, an FBO without FHC status has total consolidated assets of $50 billion
or more, the FBO must return to quarterly
reporting of Part 1A immediately.
• Reported annually by each top-tier FBO if
(1) the FBO or any FBO in its tiered structure
has not effectively elected to be an FHC and
(2) the FBO has total consolidated assets of
less than $50 billion as of the report date.
(2) Part 1B - Capital and Asset Information for Certain Top-tier Foreign Banking Organizations.
• Reported quarterly by each top-tier FBO with
combined U.S. assets of $100 billion or more,
or combined U.S. assets of less than $100 billion but total consolidated assets of $250 billion or more.
(3) Part 2 - Capital and Asset Information for Lowertier FBOs Operating a Branch or an Agency, or
owning an Edge or Agreement Corporation, or a
commercial lending company subsidiary in the
United States.
• Reported quarterly for each lower-tier FBO
(where applicable) operating a branch or an
agency, or owning an Edge or Agreement corporation, or a commercial lending company
subsidiary in the United States, if it or any
FBO in its tiered structure has FHC status.
Generally, the top-tier reporter of the FR Y-7Q is the
same as the top-tier reporter for the annual FR Y-7
report. With certain tiered FBOs, however, the initial
determination of the top-tier reporter for FR Y-7Q
reporting purposes may require consultation with Federal Reserve staff. This determination will be based
primarily on whether the top-tier reporter provides
capital ratio information to its home country authorities. For example, a top-tier entity that is an insurance
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June 2020

General Instructions

70 calendar days after the report date for FR

Y-7Q
respondents who are also required to file the FR Y-15,
effective for the December 31, 2023 as-of date. All
other respondents must submit this report to the
appropriate Federal Reserve Bank no more than

company and does not provide capital ratio information to home country authorities will likely not have to
provide capital ratio information on the FR Y-7Q; in
this case, the next-highest tier that provides capital and
asset information to home country authorities would
likely be deemed the top-tier entity for capital and asset
reporting on the FR Y-7Q.
Beginning with the December 31, 2024 as-of
date, all respondents must submit this report
Page 1 to the appropriate Federal Reserve Bank no
than 70
calendar
days
after
thename
reportof the
Page 1 ofmore
the report
must
include
the
legal
date.

FBO filing the FR Y-7Q and the mailing address. The
name, telephone number, and e-mail address of a contact at the FBO to whom questions about the
report(s) may be directed must be indicated.

Legal Name of Foreign Banking
Organization
The legal name must be the same name that is specified
on the Report of Changes in Organizational Structure
(FR Y-10).

Submission Date of Reports
The report date for FBOs that must report annually is
December 31. The preferred reporting period is for the
12-month calendar year ending December 31. However, FBOs are permitted to report based on their most
recent 12-month fiscal year, if their fiscal year differs
from the 12-month calendar year ending December 31.
Report the “as-of ” date in Part 1A, item 8, in the
YYYYMMDD format. For example, if a reporter’s
fiscal year ends on October 31, 2002, then Part 1A,
item 8 of the FR Y-7Q filed for December 31, 2002
would read 20021031.
The reporting dates for FBOs that must report quarterly are March 31, June 30, September 30, and
December 31. The preferred reporting periods correspond with the 12-month calendar year ending December 31 (i.e., for the three months ending March 31, six
months ending June 30, nine months ending September 30, and twelve months ending December 31). However, an FBO is permitted to report at different periods
if its fiscal year differs from the 12-month calendar
year ending December 31. Report the “as-of ” dates in
Part 1A, item 8, and Part 2, item 6 (if applicable).
However, these reports must be submitted on the
GEN-2

quarter-end dates, similar to the manner described
above for year-end dates.

Where to Submit Reports
Paper submission of report form. This report must be
received by the appropriate Federal Reserve Bank no
more than 90 calendar days after the report date. The
earlier submission would aid the Federal Reserve in
reviewing and processing the report and is encouraged.
Cases in which home country practices do not allow for
reporting within 90 days might justify an extension,
but only after consultation with Federal Reserve staff.
If this deadline cannot be met, the FBO must advise
the appropriate Federal Reserve Bank as soon as possible, and normally not later than 30 calendar days
before the deadline, and request an extension, stating
the reason for the request and the date on which the
information will be filed. The reports are due by the
end of the reporting day on the submission date (i.e.,
5:00 P.M. at each of the Federal Reserve Banks).
The filing of this report will be considered timely,
regardless of when the reports are received by the
appropriate Federal Reserve Bank, if these reports are
mailed and postmarked no later than the third calendar day preceding the submission deadline. In addition, the hand delivery of the completed original
reports on or before the submission deadline to the
location to which the reports would otherwise be
mailed is an acceptable alternative to mailing such
reports. If the submission deadline falls on a weekend
or holiday, the report must be received by 5:00 P.M. on
the first business day after the weekend or holiday. Any
report received after 5:00 P.M. on the first business day
after the weekend or holiday deadline will be considered late unless it has been postmarked three calendar
days prior to the original weekend or holiday submission deadline (original deadline), or the institution has
a record of sending the report by overnight service one
day prior to the original deadline.
Electronic submission of report form. FBOs have the
option to submit the FR Y-7Q report electronically via
Reporting Central. FBOs should contact their district
Reserve Bank or go to www.frbservices.org/centralbank/reporting-central/index.html for procedures for
electronic submission. FBOs choosing to submit these
reports electronically must maintain in their files the
original manually signed page 1 of the Reserve Bank-

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December 2021

FR Y-7Q

Data Items Automatically Retrieved from Other Reports
(space)
Certain data collected on the FR Y-7Q may also be collected in other
reports submitted to the Federal Reserve. If the banking organization files
the other reports at the same level of consolidation as is required
for the FR Y-7Q, the duplicate data items will be populated automatically. If
the source report is due to be submitted after the FR Y-7Q, respondents
may submit the FR Y-7Q with the data items from the other report
left blank. Respondents will then need to resubmit the report after the
source report has been filed so that the missing data is automatically
populated.
(space)
If the banking organization files the Systemic Risk Report (FR Y-15) for the
same reporting period, then the following data items will be populated
automatically:
(1) Part 1A, item 6b, “Total combined assets of U.S. operations, net of
intercompany balances and transactions between U.S. domiciled affiliates,
branches, and agencies” (FR Y-15, Schedule H, column B, item M.4).

General Instructions

supplied forms received for the report date, attached to
a printout of the data submitted.

Reserve deems it necessary to release confidential data,
the reporting institution will be notified before it is
released.

Confidentiality

Check Box. FBOs must select on page 1 of the form
whether any confidential treatment is requested for any
portion of the report. If the answer to the first question is “Yes,” the Reporter must indicate whether a
letter justifying the request for confidential treatment is
included with the submission or has been provided
separately. If an institution does not fulfill both
requirements, or does not check the appropriate boxes,
confidential treatment will not be considered.

Information disclosed in these reports is generally not
considered confidential. The completed version of this
report generally is available to the public upon request
on an individual basis 120 days after the quarterly or
annual as-of-dates. However, individual respondents
may request that certain data be protected pursuant to
Exemptions 4, 6, or 8 of the Freedom of Information
Act (5 U.S.C. § 552(b)(4), (6) & (8)), where such data
relates to trade secrets and financial information, personal information, or supervisory information, respectively. Requests for confidential treatment of information are reviewed on a case-by-case basis. A reporting
FBO may request confidential treatment if it is of the
opinion that specific commercial or financial information in the report is nonpublic commercial or financial
information, which is both customarily and actually
treated as private by the reporting FBO; that disclosure
of the submitted information would result in unwarranted invasion of personal privacy; or that submitted
information is contained in or related to examination,
operating, or condition reports prepared by, or on
behalf of, or for the use of an institution responsible
for the regulation or supervision of financial institutions. A request for confidential treatment beyond the
initial 120 days must be submitted in writing concurrently with the submission of the report. The request
must discuss in writing the justification for which confidentiality is requested and must demonstrate the specific nature of the harm that would result from public
release of the information.
WHEN CONFIDENTIAL TREATMENT IS
REQUESTED, PAGE 1 SHOULD BE LABELED
“CONFIDENTIAL.” THIS INFORMATION
SHOULD BE SPECIFICALLY IDENTIFIED AS
BEING CONFIDENTIAL.
Information, for which confidential treatment is
requested, may subsequently be released by the Federal
Reserve System in accordance with the terms of
12 CFR 261.18, or as otherwise provided by law. The
Federal Reserve may subsequently release information
for which confidential treatment is accorded if the
Board of Governors determines that the disclosure of
such information is in the public interest. If the Federal
FR Y-7Q

Note: Responses to the questions regarding confidential
treatment on page 1 of the form will be considered public
information.

Signatures
The Capital and Asset Report for Foreign Banking
Organizations must be signed as indicated on page 1 by
a duly authorized officer of the FBO. By signing page 1
of this report, the authorized officer acknowledges
that any knowing and willful misrepresentation or
omission of a material fact on this report constitutes
fraud in the inducement and may subject the officer to
legal sanctions provided by 18 USC 1001 and 1007.

Amended Reports
The Federal Reserve may require the filing of an
amended Capital and Asset Report for Foreign Banking Organizations if reports as previously submitted
contain significant errors. In addition, an FBO should
file an amended report when internal or external auditors make audit adjustments that result in a restatement of financial statements affecting reports previously submitted to the Federal Reserve. In the event
that the required data is not available, respondents
should contact the appropriate Federal Reserve Bank
for information on submitting revisions.

Monitoring of Regulatory Reports
Federal Reserve Banks will monitor the filing of all
regulatory reports to ensure that they are filed in a
timely manner and are accurate and not misleading.
Reporting deadlines are detailed in Submission Date
section of these general instructions. Additional inforGEN-3

December 2021

General Instructions

mation on the monitoring procedures are available
from the Federal Reserve Banks.

PART 1A—Capital and Asset Information
for the Top-tier Foreign Banking
Organization
The capital and asset information provided in Part 1A
should be reported by the top-tier FBO. See the “Who
must report” section to determine the frequency of
reporting for Part 1A. The Federal Reserve may
require a FR Y-7Q reporter to submit supporting calculations and definitions of its components of capital
if deemed necessary.
Line Item 1 Is the foreign banking organization
required by its home country supervisor to calculate its
capital ratios using a risk-adjusted framework
consistent with the Basel Capital Accord?
Enter a “1” for “yes” if home country supervisor of the
FBO has adopted and utilizes risk-based standards
consistent with the Basel Capital Accord. Enter a “0”
for “no” if the FBO is not required to apply standards
consistent with the Basel Capital Accord. If “yes,” provide capital and asset information using the procedures
consistent with the risk-based framework required by
the home country supervisor. If “no,” provide the
organization’s best approximation of the capital and
asset information.
Line Item 2 Tier 1 capital.
Report the amount of Tier 1 capital, on a consolidated
basis, as reported by the institution to its home country
supervisor under the Basel Capital Accord if the
answer to Part 1A, item 1 is “yes.” If the answer to
Part 1A, item 1 is “no,” then report by using the closest
possible approximation.
If the FBO’s calculation of Tier 1 capital (calculated in
accordance with the methodologies established by the
home country supervisor) differs from the calculation
of this item in accordance with capital adequacy standards consistent with the Basel capital framework, as
defined in Regulation YY (12 CFR Part 252.143 and
252.154), then the FBO should provide pro-forma esti-

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December 2016

mates for Tier 1 capital in Part 1B, item 3; otherwise,
the FBO must leave this item (Part 1A, item 2) blank.
[If, notwithstanding differences between the calculation methodology provided in the home country capital adequacy framework and the Basel capital framework, these items are identical in Part 1A and Part 1B,
Tier 1 capital in Part 1A, item 2, is derived from the
data entered in Part 1B, item 3, by the FBO.]
Line Item 3 Total risk-based capital.
Report the amount of total risk-based capital, on a
consolidated basis, as reported by the institution to its
home country supervisor under the Basel Capital
Accord if the answer to Part 1A, item 1 is “yes.” If the
answer to Part 1A, item 1 is “no,” then report by using
the closest possible approximation.
If the FBO’s calculation of Total risk-based capital
(calculated in accordance with the methodologies
established by the home country supervisor) differs
from the calculation of this item in accordance with
capital adequacy standards consistent with the Basel
capital framework, as defined in Regulation YY
(12 CFR Part 252.143 and 252.154), then the FBO
should provide pro-forma estimates for Total riskbased capital in Part 1B, item 5; otherwise, the FBO
must leave this item (Part 1A, item 3) blank. [If, notwithstanding differences between the calculation methodology provided in the home country capital
adequacy framework and the Basel capital framework,
these items are identical in Part 1A and Part 1B, Total
risk-based capital in Part 1A, item 3, is derived from
the data entered in Part 1B, item 5, by the FBO.]
Line Item 4 Risk-weighted assets.
Report the amount of risk-weighted assets, on a consolidated basis, as reported by the institution to its
home country supervisor under the Basel Capital
Accord if the answer to Part 1A, item 1 is “yes.” If the
answer to Part 1A, item 1 is “no,” then report by using
the closest possible approximation.
Line Item 5 Total consolidated assets at the end of the
reporting period.
Report the total assets, on a consolidated basis, at the
end of the reporting period.

FR Y-7Q

General Instructions
Note: Line items 6(a), 6(b) and 7 must be reported
based on the calendar quarter report date,
regardless of if an FBO files all other items in this
report based on fiscal reporting and the fiscal
report date falls on a different date. For example,
March 31, June 30, September 30 and December 31
are the as-of dates for the data entered in these
Line Item 6 Total combined
assets
U.S. These
operations,
not subtracted from the combined assets
three
lineof
items.
and all otheraffiliate
items inisthis
net of intercompany balances
andare
transactions
reported
in item 6. Please refer to the Example below
report
included inbetween
an FBO's quarterly
or annual
submission
based on the guidance
in the clarification.
U.S. domiciled affiliates, branches,
andand
agencies.
for further
instructions.
should refer to the
Report the total combinedgeneral
assets of
the top-tierFBOs
FBO’s
Forthe
purposes of this report, a U.S. domiciled affiliate is
general instructions (page GEN-2) for
U.S. domiciled affiliates,1 branches,
and agencies. In
defined
as ainsubsidiary,
an associated company, or an
submission dates of these and all other items
the
situations where a U.S. domiciled
affiliate is a parent of
entity treated as an associated company (e.g., a corporeport.

one or more subsidiaries, including subsidiaries of
subsidiaries, the FBO should consolidate assets of the
affiliate and its subsidiaries at the top-tier U.S. domiLine Item 6(a) Total assets for the quarter Report
ciled affiliate, in accordance with U.S. GAAP, and then
the total assets at the end of the quarter (i.e., close of
the total consolidated assets (or total assets, as applibusiness on the last day of the calendar quarter).
cable) of each top-tier U.S. domiciled affiliate, branch,
(SPACE)
and agency should be combined. Total combined assets
Line Item 6(b) Average total assets for the quarter
reported by top-tier FBOs should exclude intercomFor respondents that are not required to file the FR Y-15
pany balances and intercompany transactions between
report, report the average of total assets over the
the FBO’s U.S. domiciled affiliates, branches, or agenreporting period using monthly data (i.e., provide the
cies to the extent such items are not already eliminated
average of the three month-end balances within the
in consolidation. However, total combined assets
quarter). Annual filers will apply this averaging over the
reported by top-tier FBOs should include net interfourth calendar quarter of the reporting year (i.e., provide
company balances and intercompany transactions
the average of the three month-end balances within the
between a non-U.S. domiciled affiliate and a U.S.
4th quarter). For respondents who are also FR Y-15
domiciled affiliate, branch, or agency of the FBO.
report filers that are Category II and III, must report the
where a U.S.
a gross due
from baldataIn
in cases
this schedule
usingaffiliate
quarterhas
averages.
For this
with
a foreign
affiliate
and a gross
due to
balance
item,ance
report
averages
over
the reporting
period
using
same affiliate,
thereport
gross due
dailywith
data.that
In Addition,
FR Y-15
filersfrom
thatbalance
are not and
grossIIdue
toFBOs
balance
areeither
netted.
If thethis
result
the netCategory
or III
must
report
itemofusing
ting
equals
a
net
due
from
balance,
the
net
due
from
averages or report using point-in-time values. Please
balance
is added
to the
calculation
for item
see the
FR Y-15
Schedule
H asset
General
Instructions
for 6. A
net
due
to
balance
of
a
U.S.
affiliate
with
a
foreign
further information.
1. Total combined assets of the top-tier FBO’s U.S. domiciled
affiliates should exclude the assets of section 2(h)(2) companies
as defined in section 2(h)2 of the Bank Holding Company Act
(12 U.S.C. 1841(h)(2)).

rate joint venture) as set forth in the instructions for the
Consolidated Financial Statements for Holding Companies (FR Y-9C). Additionally, the determination of
whether an affiliate of an FBO shall be consolidated
shall be made in accordance with the FR Y-9C. Investments by a top-tier FBO in unconsolidated U.S. domiciled affiliates shall be accounted for under the equity
method.
Line Item 7 Total U.S. non-branch assets.
Report the total U.S. non-branch and agency assets of
the top-tier FBO’s U.S. domiciled affiliates. Total U.S.
non-branch and agency assets are the sum of the total
combined assets of a top-tier FBO’s top-tier U.S.
domiciled affiliates excluding the assets of its U.S
branches and agencies. Total combined assets of the
top-tier FBO’s U.S. domiciled affiliates should also
exclude the assets of section 2(h)(2) companies as
defined in section 2(h)2 of the Bank Holding Company Act (12 U.S.C. 1841(h)(2)) and debt previously
contracted (DPC) branch subsidiaries.
In situations where a top-tier U.S. domiciled affiliate is
a parent of one or more subsidiaries, the top-tier FBO
should consolidate the assets of the affiliate and its
subsidiaries, in accordance with U.S. Generally
Accepted Accounting Principles (GAAP), and the
total consolidated assets (or total assets, as applicable)

Example
U.S. Affiliate “A” transactions

U.S. Affiliate “B” transactions

Due to Foreign Affiliate 1
Due from Foreign Affiliate 1
Net due to Foreign Affiliate 1

$(50)
$10
$(40)

Due to Foreign Affiliate 1
Due from Foreign Affiliate 1
Net due from Foreign Affiliate 1

$(75)
$90
$15

Due to Foreign Affiliate 2
Due from Foreign Affiliate 2
Net due from Foreign Affiliate 2

$(20)
$45
$25

Due to Foreign Affiliate 2
Due from Foreign Affiliate 2
Net due from Foreign Affiliate 2

$(800)
$1,000
$200

U.S. Affiliate “A” would have a net due from of $25

U.S. Affiliate “B” would have a net due from of $215

The intercompany transactions are combined by adding U.S. Affiliate “A” ($25) plus U.S. Affiliate “B” (which includes two net due from balances
$200 + $15) arriving at a total net due from balance of $240.

FR Y-7Q

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General Instructions

of each top-tier U.S. domiciled affiliate should be combined. Where a top-tier U.S. domiciled subsidiary is
not consolidated with the FBO for GAAP purposes,
that entity shall be accounted for under the equity
method and the sum of the amount of the investments
should be included in the sum of the total combined
assets of top-tier U.S. domiciled affiliates. The sum of
the total combined assets of top-tier U.S. domiciled
affiliates reported by a top-tier FBO should exclude
intercompany balances and intercompany transactions
between the FBO’s U.S. domiciled affiliates to the
extent such items are not already eliminated in consolidation. However, the sum of the total combined assets
of top-tier U.S. domiciled affiliates reported by a toptier FBO should include asset exposures to U.S.
branches, or agencies of the FBO and to non U.S.
domiciled affiliates. In cases where the non U.S. domiciled affiliate is already consolidated with a top-tier
U.S. domiciled affiliate these exposures are excluded.
For purposes of this item, U.S. domiciled affiliate is
defined as a subsidiary, an associated company, or an
entity treated as an associated company (e.g., a corporate joint venture) as set forth in the instructions for the
Consolidated Financial Statements for Holding Companies (FR Y-9C). The net due from balances from an
International Banking Facilities (IBFs) should be
included in the U.S. domiciled affiliate's assets.
Line Item 8 Enter the as-of date for the financial data
provided above.
Report in item 8 the as-of date for the financial data
reported in items 2–7. Report the date in
YYYYMMDD format. For example, if the as-of date
is December 31, 2002, the entry would be 20021231. If
a reporter’s fiscal year does not follow the reporting
pattern as defined above under “Submission date,”
then the as-of date for the most recent data available
should be reported in item 8. For example, if a reporter’s fiscal year ends on October 31, then item 8 of the
FR Y-7Q filed for December 31, 2002 would read
20021031. For quarterly reporters a similar process
would be followed, e.g., for a report filed on March 31,
2003 the reporter would provide data as-of January 31,
2003, item 8 would be 20030131.

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December 2019

PART 1B—Capital and Asset Information
for Certain Top-tier Foreign Banking
Organizations
Under the Board's Regulation YY, a foreign banking
organization with combined U.S. assets of $100 billion
or more (12 CFR 252.154) or combined U.S. assets of
less than $100 billion but total consolidated assets of
$250 billion or more (12 CFR 252.143) must certify to
the Board that it meets capital adequacy standards on
a consolidated basis established by its home-country
supervisor that are consistent with the regulatory capital framework published by the Basel Committee on
Banking Supervision.
In the event that the home country supervisor of such
an FBO2 has not established capital adequacy standards that are consistent with the Basel capital framework, Regulation YY requires such FBO to demonstrate that it would meet or exceed capital adequacy
standards consistent with the Basel capital framework.
In such cases, if the FBO’s calculation of Tier 1 capital
(Part 1A, item 2) and Total risk-based capital (Part 1A,
item 3) (calculated in accordance with the methodologies established by the home country supervisor) differs from the calculation of those items in accordance
with capital adequacy standards consistent with the
Basel capital framework as defined in Regulation YY
(12 CFR Part 252.143 and 252.154), then the FBO
should provide pro-forma estimates in Part 1B, items 3
and 5. [If, notwithstanding differences between the
calculation methodology provided in the home country
capital adequacy framework and the Basel capital
framework, these items are identical in Part 1A and
Part 1B, Tier 1 capital (item 2) and Total risk-based
capital (item 3) in Part 1A are derived from the data
entered Part 1B, items 3 and 5, by the FBO,
respectively.]
Line Item 1 Common equity tier 1 capital.
Report the common equity tier 1 capital of the FBO on
a consolidated basis.
2. See 12 CFR part 252, Enhanced Prudential Standards for Bank
Holding Companies and Foreign Banking Organizations, available at
https://www.gpo.gov/fdsys/pkg/FR-2014-03-27/pdf/2014-05699.pdf for
definitional support for these line items.

FR Y-7Q

General Instructions

Line Item 2 Additional tier 1 capital.
Report the additional tier 1 capital of the FBO on a
consolidated basis.
Line Item 3 Tier 1 capital.
Report the sum of items 1 and 2.
Line Item 4 Tier 2 capital.
Report the tier 2 capital of the FBO on a consolidated
basis.
Line Item 5 Total risk-based capital.
Report the sum of items 3 and 4.
Line Item 6 Capital conservation buffer.
Report the capital conservation buffer of the FBO on a
consolidated basis as a percentage of risk-weighted
assets, rounded to four decimal places. If this buffer
does not apply, then this item must be left blank. Enter
“0” if the respondent has none to report for a given
as-of date.
Line Item 7 Countercyclical capital buffer (if any).
Report the firm-specific countercyclical capital buffer
as calculated by the FBO on a consolidated basis as
a percentage of risk-weighted assets, rounded to four
decimal places. If this buffer does not apply, then this
item must be left blank. Enter “0” if the respondent
has none to report for a given as-of date.
Line Item 8 GSIB buffer.
Report any global systemically important banking
organization (GSIB) capital buffer, as applicable to the
FBO on a consolidated basis as a percentage of riskweighted assets, excluding the capital buffers already
reported on lines 6 and 7, rounded to four decimal
places. If the GSIB buffer does not apply, then this
item must be left blank. Enter “0” if the respondent
has none to report for a given as-of date.
Line Item 9 Compliance with restrictions on capital
distributions and discretionary bonus payments
associated with a capital buffer.
Enter a “1” for “yes” if the FBO is in compliance with
restrictions on capital distributions and discretionary
bonus payments associated with applicable capital buffers. Enter a “0” if the FBO is not in compliance with
restrictions on capital distributions and discretionary
FR Y-7Q

bonus payments associated with applicable capital
buffers.
NOTE: The following items are effective January 1,
2018, so the first filing would be for data reported as of
March 31, 2018. In each case, if the capital adequacy
framework of the home country supervisor is not consistent with the Basel capital framework, as defined in
Regulation YY, (12 CFR Part 252.143 and 252.154),
the FBO should report these items on a pro-forma basis.
Line Item 10 Home country capital measure used in
the numerator of the Basel III leverage ratio.
Report the leverage capital measure of the FBO on a
consolidated basis, calculated according to the methodology established by the FBO’s home
country supervisor.
Line Item 11 Home country exposure measure used in
the denominator for the Basel III leverage ratio.
Report the exposure measure of the FBO on a consolidated basis, calculated according to the methodology
established by the FBO’s home country supervisor.
Line Item 12 Minimum home country leverage ratio (if
different from Basel III leverage ratio, as applicable).
Report the minimum home country leverage ratio as
a percentage, rounded to four decimal places, if the
home country supervisor has established a leverage
ratio separate from or in addition to the Basel III leverage ratio.

PART 2—Capital and Asset Information for
Lower-tier FBOs Operating a Branch, or an
Agency, or Owning an Edge or Agreement
Corporation, or a Commercial Lending
Company Subsidiary in the United States
Part 2 is to be completed only if the top-tier or lowertier FBO has FHC status. Part 2 pertains only to the
capital and asset information of lower-tier FBOs
(information on top-tier reporters is reported on
Part 1A and Part 1B, not on Part 2). This information
is to be collected only if the lower-tier FBO operates a
branch or an agency, or owns an Edge or Agreement
corporation, or a commercial lending company subsidiary in the United States. A separate version of Part 2
should be submitted for each of the top-tier reporter’s
GEN-7

March 2018

General Instructions

lower-tier FBOs that meet these reporting requirements (e.g., if the top-tier reporter has two lower-tier
FBOs meeting the reporting requirements for Part 2, a
separate schedule of the Part 2 information for each of
the two lower-tier reporters must be provided).
The capital and asset information provided in Part 2
must be reported on a quarterly basis for any lower-tier
FBO meeting the reporting requirements defined
above. Items should be reported on a consolidated
basis for each lower-tier FBO. The Federal Reserve
may require a lower-tier FBO to submit supporting
calculations and definitions of its components of capital if deemed necessary.
Legal title of lower-tier FBO that operates a branch or
an agency, or owns an Edge or Agreement corporation
or a commercial lending company subsidiary in the
United States
Enter the full name of the lower-tier FBO for which
capital and asset information is being provided.
Country of lower-tier FBO that operates a branch or an
agency, or owns an Edge or Agreement corporation or a
commercial lending company subsidiary in the United
States
Enter the country in which this lower-tier FBO is
incorporated or has its principal location.
Line Item 1 Is the reporting lower-tier FBO required
by its home country supervisor to calculate its capital
ratios using a risk-adjusted framework consistent with
the Basel Capital Accord?
Enter a “1” for “yes” if the home country supervisor of
the lower-tier FBO has adopted and utilizes risk-based
standards consistent with the Basel Capital Accord.
Enter a “0” for “no” if the lower-tier FBO is not
required to apply standards consistent with the Basel
Capital Accord. If “yes,” provide capital and asset
information using the procedures consistent with the
risk-based framework required by the home country
supervisor. If “no,” provide the lower-tier FBO’s best
approximation of the capital and asset information.

GEN-8

March 2018

Line Item 2 Tier 1 capital.
Report the amount of Tier 1 capital, on a consolidated
basis, as reported by the lower-tier FBO to its home
country supervisor under the Basel Capital Accord if
the answer to Part 2, item 1 is “yes.” If the answer to
Part 2, item 1 is “no,” then report by using the closest
possible approximation.
Line Item 3 Total risk-based capital.
Report the amount of total risk-based capital, on a
consolidated basis, as reported by the lower-tier FBO
to its home country supervisor under the Basel Capital
Accord if the answer to Part 2, item 1 is “yes.” If the
answer to Part 2, item 1 is “no,” then report by using
the closest possible approximation.
Line Item 4 Risk-weighted assets.
Report the amount of risk-weighted assets, on a consolidated basis, as reported by the lower-tier FBO to its
home country supervisor under the Basel Capital
Accord if the answer to Part 2, item 1 is “yes.” If the
answer to Part 2, item 1 is “no,” then report by using
the closest possible approximation.
Line Item 5 Total consolidated assets at the end of the
reporting period.
Report the total assets of the lower-tier FBO, on a consolidated basis, at the end of the reporting period.
Line Item 6 Enter the as-of date for the financial data
provided above.
Report in item 6 the as-of date for the financial data
reported in items 2–5. Report the date in
YYYYMMDD format. For example, if the as-of date is
December 31, 2002, the entry would be 20021231. If a
lower-tier FBO’s fiscal year does not follow the reporting pattern as defined above under “Submission Date of
Reports”, then the as-of date for the most recent data
available should be reported in item 6. For example, if
a lower-tier FBO’s fiscal year ends on October 31, then
item 6 of the FR Y-7Q filed for December 31, 2002
would be 20021031. For quarterly reporters a similar
process would be followed, e.g., for a report filed on
March 31, 2003 the reporter would provide data as-of
January 31, 2003, item 6 would be 20030131.

FR Y-7Q

Each edit in the checklist must balance, rounding errors are not allowed
Validity (V) Edits for the FR Y-7Q
Effective as of December 31, 2021

FRY7Q

Effective
Start Date
20211231

Effective
End Date
99991231

Edit
Change
Revised

Validity

Edit Number
1001

Part 1A

1

FRY7Q

20211231

99991231

Added

Part 2

Validity

1007

1

FRY7Q

20161231

99991231

No Change

Page 1

Validity

1010

99991231

No Change

Page 1

Validity

1012

20161231
20161231

99991231
99991231

No Change
No Change

Page 1
Page 1

Validity
Validity

1014
1028

SROFFRNM
TITLEOFBOQC491
FOFF
DATESIGN FBOQJ196
CONTACTN FBOQ8901

FRY7Q

20161231

FRY7Q
FRY7Q
FRY7Q

20161231

99991231

No Change

Page 1

Validity

1030

CONTACTP FBOQ8902

FRY7Q

20161231

99991231

No Change

Page 1

Validity

1032

CONTACTF FBOQ9116

FRY7Q

20161231

99991231

No Change

Page 1

Validity

1034

CONTACTE FBOQ4086

FRY7Q

20211231

99991231

Revised

Part 1A

Validity

1046

2

FBOQ8274

FRY7Q

20211231

99991231

Added

Part 2

Validity

2040

2

FBOQ8274

FRY7Q

20211231

99991231

Revised

Part 1A

Validity

1048

3

FBOQ3792

FRY7Q

20211231

99991231

Added

Part 2

Validity

2045

3

FBOQ3792

FRY7Q
FRY7Q

20211231
20211231

99991231
99991231

Revised
Added

Part 1A
Part 2

Validity
Validity

1050
2050

4
4

FBOQA223
FBOQA223

FRY7Q
FRY7Q

20211231
20211231

99991231
99991231

Revised
Added

Part 1A
Part 2

Validity
Validity

1052
2055

5
5

FBOQ2170
FBOQ2170

FRY7Q

20211231

99991231

Revised

Part 1A

Validity

1054

8

FBOQC116

Series

FR Y-7Q

Schedule

Edit Type

TargetItem

MDRM NumEdit Test
ber
FBOQB162
Part 1A, Item 1 must equal 0 (no) or 1
(yes).
FBOQB162
If the legal title of the lower-tier FBO is
not null, then Part 2, Item 1 must equal 0
(no) or 1 (yes)
FBOQC490
Printed Name of Officer must not be null.

Alg Edit Test
fboqb162 eq 1 or fboqb162 eq 0
if fboq9017 ne null, then fboqb162 eq 1
or fboqb162 eq 0
fboqc490 ne null

Title of Officer must not be null.

fboqc491 ne null

Date of Signature must not be null.
Name/Title of U.S. Contact must not be
null.
Area Code and Phone number of U.S.
Contact must not be null.
Area Code and Fax Number of U.S. Contact must not be null.
E-mail Address of U.S. Contact must not
be null.
For top-tier FBOs that do not calculate
capital ratios using a risk- based framework consistent with the Basel Capital
Accord, or top- tier FBOs with consolidated assets less than $50 billion,
Part 1A, Item 2 must not be null.
If the legal title of the lower-tier FBO is
not null, then Part 2, Item 2 must not be
null.
For top-tier FBOs that do not calculate
capital ratios using a risk- based framework consistent with the Basel Capital
Accord, or top- tier FBOs with consolidated assets less than $50 billion,
Part 1A, Item 3 must not be null.
If the legal title of the lower-tier FBO is
not null, then Part 2, Item 3 must not be
null.
Part 1A, Item 4 must not be null.
If the legal title of the lower-tier FBO is
not null, then Part 2, Item 4 must not be
null.
Part 1A, Item 5 must not be null.
If the legal title of the lower-tier FBO is
not null, then Part 2, Item 5 must not be
null.
Part 1A Item 8, the reported as-of date
for financial data must not be null.

fboqj196 ne null
fboq8901 ne null
fboq8902 ne null
fboq9116 ne null
fboq4086 ne null
For top tier FBOs where fboqb162 eq 0
or fboq2170 lt 50000, fboq8274 ne null

if fboq9017 ne null, then fboq8274
ne null
For top-tier FBOs where fboqb162 eq 0
or fboq2170 lt 50000, fboq3792 ne null

if fboq9017 ne null, then fboq3792
ne null
fboqa223 ne null
if fboq9017 ne null, then fboqa223
ne null
fboq2170 ne null
if fboq9017 ne null, then fboq2170
ne null
fboqc116 ne null

CHK-1

December 2021

FRY7Q

Effective
Start Date
20211231

Effective
End Date
99991231

Edit
Change
Added

Part 2

Validity

Edit Number
1056

FRY7Q

20200331

99991231

No Change

Part 1B

Validity

1060

FRY7Q

20200331

99991231

No Change

Part 1B

Validity

1065

2

FBOQP865

FRY7Q

20200331

99991231

No Change

Part 1B

Validity

1070

3

FBOT8274

FRY7Q

20200331

99991231

No Change

Part 1B

Validity

1075

4

FOBQ5311

Series

CHK-2
FR Y-7Q

Schedule

Edit Type

TargetItem MDRM NumEdit Test
ber
6
FBOQC116
If the legal title of the lower-tier FBO is
not null, then Part 2 Item 6, the reported
as-of date for financial data must not be
null.
1
FBOQP859
For top-tier FBOs with combined US
assets of $100 billion or more or combined US assets less than $100 billion
but total consolidated assets of $250 billion or more in any of the prior four quarters, Part 1B Item 1 must not be null.

Alg Edit Test
if fboq9017 ne null, then fboqc116
ne null

For top-tier FBOs with (((fbod2170-q1 ge
100000) or (fbod2170-q1 lt 100000 and
fboq2170-q1 ge 250000)) or
((fbod2170-q2 ge 100000) or (fbod2170q2 lt100000 and fboq2170-q2 ge
250000)) or ((fbod2170-q3 ge 100000) or
(fbod2170-q3 lt 100000 and
fboq2170-q3 ge 250000)) or ((fbod2170q4 ge 100000) or (fbod2170-q4 lt 100000
and fboq2170-q4 ge 250000)) or
((fbod2170 ge 100000) or (fbod2170 lt
100000 and fboq2170 ge 250000))),
fboqp859 ne null
For top-tier FBOs with combined US
For top-tier FBOs with (((fbod2170-q1 ge
assets of $100 billion or more or com100000) or (fbod2170-q1 lt 100000 and
bined US assets less than $100 billion
fboq2170-q1 ge 250000)) or
but total consolidated assets of $250 bil- ((fbod2170-q2 ge 100000) or (fbod2170lion or more in any of the prior four quar- q2 lt100000 and fboq2170-q2 ge
ters, Part 1B Item 2 must not be null.
250000)) or ((fbod2170-q3 ge 100000) or
(fbod2170-q3 lt 100000 and
fboq2170-q3 ge 250000)) or ((fbod2170q4 ge 100000) or (fbod2170-q4 lt 100000
and fboq2170-q4 ge 250000)) or
((fbod2170 ge 100000) or (fbod2170 lt
100000 and fboq2170 ge 250000))),
fboqp865 ne null
For top-tier FBOs with combined US
For top-tier FBOs with (((fbod2170-q1 ge
assets of $100 billion or more or com100000) or (fbod2170-q1 lt 100000 and
bined US assets less than $100 billion
fboq2170-q1 ge 250000)) or
but total consolidated assets of $250 bil- ((fbod2170-q2 ge 100000) or (fbod2170lion or more in any of the prior four quar- q2 lt100000 and fboq2170-q2 ge
ters, Part 1B Item 3 must not be null
250000)) or ((fbod2170-q3 ge 100000) or
(fbod2170-q3 lt 100000 and
fboq2170-q3 ge 250000)) or ((fbod2170q4 ge 100000) or (fbod2170-q4 lt 100000
and fboq2170-q4 ge 250000)) or
((fbod2170 ge 100000) or (fbod2170 lt
100000 and fboq2170 ge 250000))),
fbot8274 ne null
For top-tier FBOs with combined US
For top-tier FBOs with (((fbod2170-q1 ge
assets of $100 billion or more or com100000) or (fbod2170-q1 lt 100000 and
bined US assets less than $100 billion
fboq2170-q1 ge 250000)) or
but total consolidated assets of $250 bil- ((fbod2170-q2 ge 100000) or (fbod2170lion or more in any of the prior four quar- q2 lt100000 and fboq2170-q2 ge
ters, Part 1B Item 4 must not be null.
250000)) or ((fbod2170-q3 ge 100000) or
(fbod2170-q3 lt 100000 and
fboq2170-q3 ge 250000)) or ((fbod2170q4 ge 100000) or (fbod2170-q4 lt 100000
and fboq2170-q4 ge 250000)) or
((fbod2170 ge 100000) or (fbod2170 lt
100000 and fboq2170 ge 250000))),
fboq5311 ne null

December 2021

FRY7Q

Effective
Start Date
20200331

Effective
End Date
99991231

Edit
Change
No Change

Part 1B

FRY7Q

20200331

99991231

No Change

FRY7Q

20200331

99991231

FRY7Q

20200331

FRY7Q
FRY7Q

Series

FR Y-7Q

Validity

Edit Number
1080

TargetItem MDRM NumEdit Test
ber
5
FBOT3792
For top-tier FBOs with combined US
assets of $100 billion or more or combined US assets less than $100 billion
but total consolidated assets of $250 billion or more in any of the prior four quarters, Part 1B Item 5 must not be null.

Part 1B

Validity

1085

9

FBOQFS41

No Change

Part 1B

Validity

1090

3

FBOT8274

99991231

No Change

Part 1B

Validity

1095

5

FBOT3792

20211231

99991231

Added

Cover Page Validity

2005

20211231

99991231

Added

Cover Page Validity

2015

Confidenti- FBOQKY38
ality Checkbox
Confidenti- FBOQKY38
ality Checkbox

Schedule

Edit Type

Alg Edit Test

For top-tier FBOs with (((fbod2170-q1 ge
100000) or (fbod2170-q1 lt 100000 and
fboq2170-q1 ge 250000)) or
((fbod2170-q2 ge 100000) or (fbod2170q2 lt100000 and fboq2170-q2 ge
250000)) or ((fbod2170-q3 ge 100000) or
(fbod2170-q3 lt 100000 and
fboq2170-q3 ge 250000)) or ((fbod2170q4 ge 100000) or (fbod2170-q4 lt 100000
and fboq2170-q4 ge 250000)) or
((fbod2170 ge 100000) or (fbod2170 lt
100000 and fboq2170 ge 250000))),
fbot3792 ne null
For top-tier FBOs with combined US
For top-tier FBOs with (((fbod2170-q1 ge
assets of $100 billion or more or com100000) or (fbod2170-q1 lt 100000 and
bined US assets less than $100 billion
fboq2170-q1 ge 250000)) or
but total consolidated assets of $250 bil- ((fbod2170-q2 ge 100000) or (fbod2170lion or more in any of the prior four quar- q2 lt100000 and fboq2170-q2 ge
ters, Part 1B Item 9 must equal 0 or 1.
250000)) or ((fbod2170-q3 ge 100000) or
(fbod2170-q3 lt 100000 and
fboq2170-q3 ge 250000)) or ((fbod2170q4 ge 100000) or (fbod2170-q4 lt 100000
and fboq2170-q4 ge 250000)) or
((fbod2170 ge 100000) or (fbod2170 lt
100000 and fboq2170 ge 250000))),
fboqfs41 eq 1 or fboqfs41 eq 0
For top-tier FBOs with combined US
For top-tier FBOs with (((fbod2170-q1 ge
assets of $100 billion or more or com100000) or (fbod2170-q1 lt 100000 and
bined US assets less than $100 billion
fboq2170-q1 ge 250000)) or
but total consolidated assets of $250 bil- ((fbod2170-q2 ge 100000) or (fbod2170lion or more in any of the prior four quar- q2 lt100000 and fboq2170-q2 ge
ters, Part 1B Item 3 must equal the sum
250000)) or ((fbod2170-q3 ge 100000) or
of Part 1B Item 1 and Part 1B Item 2.
(fbod2170-q3 lt 100000 and
fboq2170-q3 ge 250000)) or ((fbod2170q4 ge 100000) or (fbod2170-q4 lt 100000
and fboq2170-q4 ge 250000)) or
((fbod2170 ge 100000) or (fbod2170 lt
100000 and fboq2170 ge 250000))),
fbot8274 eq (fboqp859 + fboqp865)
For top-tier FBOs with combined US
For top-tier FBOs with (((fbod2170-q1 ge
assets of $100 billion or more or com100000) or (fbod2170-q1 lt 100000 and
bined US assets less than $100 billion
fboq2170-q1 ge 250000)) or
but total consolidated assets of $250 bil- ((fbod2170-q2 ge 100000) or (fbod2170lion or more in any of the prior four quar- q2 lt100000 and fboq2170-q2 ge
ters, Part 1B Item 5 must equal the sum
250000)) or ((fbod2170-q3 ge 100000) or
of Part 1B Item 3 and Part 1B Item 4.
(fbod2170-q3 lt 100000 and
fboq2170-q3 ge 250000)) or ((fbod2170q4 ge 100000) or (fbod2170-q4 lt 100000
and fboq2170-q4 ge 250000)) or
((fbod2170 ge 100000) or (fbod2170 lt
100000 and fboq2170 ge 250000))),
fbot3792 eq (fbot8274 + fboq5311)
If FBOQC447 equals 0 then FBOQKY38 If FBOQC447 eq 0 then FBOQKY38
must equal null
eq null
If FBOQC447 equals 1 then FBOQKY38 If FBOQC447 eq 1 then FBOQKY38 eq 0
must equal 0 or 1 and must not equal null or 1 and ne null

CHK-3

December 2021

FRY7Q

Effective
Start Date
20211231

Effective
End Date
99991231

Edit
Change
Added

Cover Page Validity

Edit Number
2025

FRY7Q

20211231

99991231

Added

Cover Page Validity

2035

Series

CHK-4
FR Y-7Q

Schedule

Edit Type

TargetItem MDRM NumEdit Test
ber
Confidenti- FBOQC447
FBOQC447 must equal 0 or 1
ality Checkbox
Confidenti- FBOQC447
FBOQC447 must not equal null
ality Checkbox

Alg Edit Test
FBOQC447 eq 0 or 1
FBOQC447 ne null

December 2021

Quality (Q) Edits for the FR Y{7Q
Effective as of December 31, 2021

FRY7Q

Effective
Start Date
20161231

Effective
End Date
99991231

Edit
Change
No Change

Quality

Edit Number
0500

Part 1A

6

FRY7Q

20161231

99991231

No Change

Part 1A

Quality

0505

7

FRY7Q

20161231

99991231

No Change

Part 1A

Quality

0510

7

FRY7Q

20161231

99991231

No Change

Quality

0540

3

20161231

99991231

No Change

Quality

0560

5

FRY7Q

20161231

99991231

No Change

Quality

0580

8

FRY7Q

20161231

99991231

No Change

Quality

0590

2

FRY7Q

20161231

99991231

No Change

Quality

0592

4

FRY7Q

20161231

99991231

No Change

Quality

0593

5

FRY7Q

20161231

99991231

No Change

Part 1A and
Part 2
Part 1A and
Part 2
Part 1A and
Part 2
Part 1A and
Part 2
Part 1A and
Part 2
Part 1A and
Part 2
Part 1A and
Part 2

FRY7Q

Quality

0600

3

FRY7Q

20161231

99991231

No Change

Part 1A and Quality
Part 2

0601

2

FRY7Q

20161231

99991231

No Change

Part 1A and Quality
Part 2

0602

4

FRY7Q

20161231

99991231

No Change

Part 1A

Quality

9000

6

FRY7Q

20161231

99991231

No Change

Part 1A

Quality

9001

7

FRY7Q

20200331

99991231

No Change

Part 1B

Quality

0700

1

Series

FR Y-7Q

Schedule

Edit Type

TargetItem

MDRM NumEdit Test
ber
FBOD2170
For lower tier FBOs, Part 1A Item 6
should be null.
FBODS292
For lower tier FBOs, Part 1A Item 7
should be null.
FBODS292
For top tier FBOs only, Part 1A Item 7
should be less than or equal to Part 1A
Item 6.
FBOQ3792
Part 1A or Part 2, Item 3 should be
greater than or equal to Item 2.
FBOQ2170
Part 1A or Part 2, Item 5 should be
greater than Item 4.
FBOQC116
Part 1A Item 8 or Part 2 Item 6, should be
in YYYYMMDD format.
FBOQ8274
Part 1A or Part 2, Item 2 should be
greater than zero.
FBOQA223
Part 1A or Part 2, Item 4 should be
greater than zero.
FBOQ2170
Part 1A or Part 2, Item 5 should be
greater than zero.
FBOQ3792
Part 1A or Part 2, Item 2 divided by
Item 3 should be greater than or equal
to 50%.
FBOQ8274
Part 1A or Part 2, Item 2 divided by
Item 4 should be greater than or equal to
4% (minimum tier 1 capital ratio).
FBOQA223
Part 1A or Part 2, Item 3 divided by
Item 4 should be greater than or equal to
8% (minimum total risk- based capital
ratio).
FBOD2170
For top tier FBOs only, Part 1A Item 6
should not be null and should not be
negative.
FBODS292
For top tier FBOs only, Part 1A Item 7
should not be null and should not be
negative.
FBOQP859
For top-tier FBOs with combined US
assets of $100 billion or more or combined US assets less than $100 billion
but total consolidated assets of $250 billion or more in any of the prior four quarters, Part 1B Item 1 should be greater
than zero.

Alg Edit Test
For lower tier FBOs, fbod2170 eq null
For lower tier FBOs, fbods292 eq null
For top tier FBOs, fbods292 le fbod2170
fboq3792 ge fboq8274
fboq2170 gt fboqa223

fboq8274 gt 0
fboqa223 gt 0
fboq2170 gt 0
(fboq8274 / fboq3792) ge 0.50
(fboq8274 / fboqa223) ge 0.04
(fboq3792 / fboqa223) ge 0.08

For top tier FBOs, fbod2170 ne null and
fbod2170 ge 0
For top tier FBOs, fbods292 ne null and
fbods292 ge 0
For top-tier FBOs with (((fbod2170-q1 ge
100000) or (fbod2170-q1 lt 100000 and
fboq2170-q1 ge 250000)) or
((fbod2170-q2 ge 100000) or
(fbod2170-q2 lt100000 and fboq2170-q2
ge 250000)) or ((fbod2170-q3 ge 100000)
or (fbod2170-q3 lt 100000 and
fboq2170-q3 ge 250000)) or
((fbod2170-q4 ge 100000) or
(fbod2170-q4 lt 100000 and
fboq2170-q4 ge 250000)) or ((fbod2170
ge 100000) or (fbod2170 lt 100000 and
fboq2170 ge 250000))), fboqp859 gt 0

EDIT-1

December 2021

FRY7Q

Effective
Start Date
20200331

Effective
End Date
99991231

Edit
Change
No Change

Part 1B

Quality

Edit Number
0705

FRY7Q

20200331

99991231

No Change

Part 1B

Quality

0715

FRY7Q

20200331

99991231

No Change

Part 1B

Quality

0725

3

FBOT8274

FRY7Q

20200331

99991231

No Change

Part 1B

Quality

0730

5

FBOT3792

Series

EDIT-2
FR Y-7Q

Schedule

Edit Type

TargetItem MDRM NumEdit Test
ber
2
FBOQP865
For top-tier FBOs with combined US
assets of $100 billion or more or combined US assets less than $100 billion
but total consolidated assets of $250 billion or more, Part 1B Item 2 should not
be negative and shoud not be null.
4
FOBQ5311
For top-tier FBOs with combined US
assets of $100 billion or more or combined US assets less than $100 billion
but total consolidated assets of $250 billion or more in any of the prior four quarters, Part 1B Item 4 should be greater
than zero.

Alg Edit Test
For top tier FBOs, if ((fbod2170 ge
100000) or (fbod2170 lt 100000 and
fboq2170 ge 250000)), then fboqp865 ge
0 and fboqp865 ne null

For top-tier FBOs with (((fbod2170-q1 ge
100000) or (fbod2170-q1 lt 100000 and
fboq2170-q1 ge 250000)) or
((fbod2170-q2 ge 100000) or
(fbod2170-q2 lt100000 and fboq2170-q2
ge 250000)) or ((fbod2170-q3 ge 100000)
or (fbod2170-q3 lt 100000 and
fboq2170-q3 ge 250000)) or
((fbod2170-q4 ge 100000) or
(fbod2170-q4 lt 100000 and
fboq2170-q4 ge 250000)) or ((fbod2170
ge 100000) or (fbod2170 lt 100000 and
fboq2170 ge 250000))), fboq5311 gt 0
For top-tier FBOs with combined US
For top-tier FBOs with (((fbod2170-q1 ge
assets of $100 billion or more or com100000) or (fbod2170-q1 lt 100000 and
bined US assets less than $100 billion
fboq2170-q1 ge 250000)) or
but total consolidated assets of $250 bil- ((fbod2170-q2 ge 100000) or
lion or more in any of the prior four quar- (fbod2170-q2 lt100000 and fboq2170-q2
ters, if Part 1A Item 1 equals 0 then
ge 250000)) or ((fbod2170-q3 ge 100000)
Part 1A Item 2 should not equal Part 1B
or (fbod2170-q3 lt 100000 and
Item 3.
fboq2170-q3 ge 250000)) or
((fbod2170-q4 ge 100000) or
(fbod2170-q4 lt 100000 and
fboq2170-q4 ge 250000)) or ((fbod2170
ge 100000) or (fbod2170 lt 100000 and
fboq2170 ge 250000))), if fboqb162 eq 0
then fboq8274 ne fbot8274
For top-tier FBOs with combined US
For top-tier FBOs with (((fbod2170-q1 ge
assets of $100 billion or more or com100000) or (fbod2170-q1 lt 100000 and
bined US assets less than $100 billion
fboq2170-q1 ge 250000)) or
but total consolidated assets of $250 bil- ((fbod2170-q2 ge 100000) or
lion or more in any of the prior four quar- (fbod2170-q2 lt100000 and fboq2170-q2
ters, if Part 1A Item 1 equals 0 then
ge 250000)) or ((fbod2170-q3 ge 100000)
Part 1A Item 3 should not equal Part 1B
or (fbod2170-q3 lt 100000 and
Item 5.
fboq2170-q3 ge 250000)) or
((fbod2170-q4 ge 100000) or
(fbod2170-q4 lt 100000 and
fboq2170-q4 ge 250000)) or ((fbod2170
ge 100000) or (fbod2170 lt 100000 and
fboq2170 ge 250000))), if fboqb162 eq 0,
then fboq3792 ne fbot3792

December 2021

Series
FRY7Q

FR Y-7Q

Effective
Start Date
20200331

Effective
End Date
99991231

Edit
Change
No Change

Schedule
Part 1B

Edit Type
Quality

Edit Number
0735

TargetItem MDRM NumEdit Test
ber
1
FBOQP859
For top-tier FBOs with combined US
assets less than 100 billion or total consolidated assets less than $250 billlion in
the current quarter and in all of the prior
four quarters , or lower-tier FBOs,
Part 1B Item 1 through Part 1B Item 12
should be null.

Alg Edit Test
For top-tier FBOs where fbod2170-q1 lt
100000 or fboq2170-q1 lt 250000 and
fbod2170-q2 lt 100000 or fboq2170-q2 lt
250000 and fbod2170-q3 lt 100000 or
fboq2170-q3 lt 250000 and fbod2170-q4
lt 100000 or fboq2170-q4 lt 250000 and
fbod2170 lt 100000 or fboq2170 lt
250000 or lower-tier FBOs, fboqp859 eq
null, fboqp865 eq null, fbot8274 eq null,
fboq5311 eq null, fbot3792 eq null,
fboqfb52 eq null, fboqfb53 eq null,
fboqfb54 eq null, fboqfs41 eq null,
fboqfs42 eq null, fboqfs43 eq null,
fboqfs44 eq null.

EDIT-3

December 2021