Improving Investment Advice for Workers & Retirees Prohibited Transaction Exemption

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IC Title:	Improving Investment Advice for Workers & Retirees Prohibited Transaction Exemption	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 29 CFR 2570

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Income Security

Subfunction: General Retirement and Disability

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 18,259	Number of Respondents for Small Entity: 3,905

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 96 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	3,259,765	1,503,806	1,755,959
Annual IC Time Burden (Hours)	994,301	593,050	401,251
Annual IC Cost Burden (Dollars)	104,639	12,576	92,063

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