Information Collection

Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

IC 263885 under ICR 202312-3038-003 · OMB 3038-0120.

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Information Collection (IC) Details

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IC Title:

Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 1.13(h)(1) 17 CFR 1.13(c)(1)-(2) 17 CFR 1.13(d)-(f) 17 CFR 23.603(c)(1)-(2) 17 CFR 1.13(i)(1)-(2) 17 CFR 23.603(d)-(f) 17 CFR 23.603(h)(1) 17 CFR 23.603(i)(1)-(2) 17 CFR 23.603(j)-(k) 17 CFR 1.13(j)-(k)

Information Collection Instruments:

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Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 160

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	1,140	1,140
Annual IC Time Burden (Hours)	84,240	84,240
Annual IC Cost Burden (Dollars)	0	0

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