Information Collection

Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

IC 263885 under ICR 202312-3038-003 · OMB 3038-0120.

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IC Title:	Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 1.13(h)(1) 17 CFR 1.13(c)(1)-(2) 17 CFR 1.13(d)-(f) 17 CFR 23.603(c)(1)-(2) 17 CFR 1.13(i)(1)-(2) 17 CFR 23.603(d)-(f) 17 CFR 23.603(h)(1) 17 CFR 23.603(i)(1)-(2) 17 CFR 23.603(j)-(k) 17 CFR 1.13(j)-(k)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 160	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	1,140	1,140
Annual IC Time Burden (Hours)	84,240	84,240
Annual IC Cost Burden (Dollars)	0	0

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