Recordkeeping FR Y-12A

Board of Governors of the Federal Reserve System

Instructions for the Preparation of

Reporting Form FR Y-12A
Effective December 2019

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2023

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Annual Report of Merchant Banking Investments
Held for an Extended Period

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INSTRUCTIONS FOR PREPARATION OF

Annual Report of Merchant Banking
Investments Held for an Extended
Period
FR Y-12A

Insert space after
section symbol (§)

and

exceeded the end of the relevant 10- or 15-year holding
period. These investments may be illiquid or have other
characteristics that make their disposition problematic,
thereby posing potentially increased risk to the FHC
and its depository institution affiliates.

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Introduction

.

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Section 4(k)(4)(H) of the Bank Holding Company Act
(BHC Act) (12 U.S.C. §1843(k)(4)(H) and subpart J of
the Board’s Regulation Y (12 CFR 225.170 et seq.)
permit a bank holding company that has made an
effective financial holding company (FHC) election to
acquire shares, assets, and other ownership interests of
companies engaged in nonfinancial activities not otherwise permissible for an FHC. 12 U.S.C. §1467a(c)(2)(H)
and 12 U.S.C. §3106(a) and extend this authority to
savings and loan holding companies, foreign banks,
and U.S. intermediate holding companies. Shares,
assets, or other ownership interests held under this
authorities (collectively, the Merchant Banking
Authority) are referred to herein as merchant banking
investments. Merchant banking investments include
investments made or acquired under any legal authority, and that are held under the Merchant Banking
Authority as of the reporting date.
An FHC may own or control a merchant banking
investment only for the period of time necessary to
allow the FHC to sell or dispose of the investment on a
reasonable basis consistent with the financial viability
of the FHC’s merchant banking investment activities.
Regulation Y implements this holding period restriction by generally permitting an FHC to own or control
a merchant banking investment for up to 10 years.
Merchant banking investments made in, or held
through, a private equity fund as defined below, however, may be held for the duration of the fund, up to a
maximum of 15 years. An FHC must obtain the
Board’s prior approval to own or control a merchant
banking investment beyond these time periods. (See
12 CFR 225.172(b)(4); 225.173(c)).
The information collected on the FR Y-12A allows the
Federal Reserve to monitor merchant banking investments made by FHCs that are approaching or have

FR Y-12A

Who Must Report

An FHC must file an FR Y-12A report for a merchant
banking investment if, as of December 31st of the relevant calendar year, the FHC has owned, controlled or
held such investment under the Merchant Banking
Authority for a period that exceeds the ‘‘applicable
reporting period’’ for the investment, as defined below.
Merchant banking investments that have been held
beyond the applicable reporting period, and that must
be reported on an FR Y-12A report, are referred to
herein as “covered investments.”

An FHC includes any domestic bank holding company, domestic savings and loan holding company,
foreign bank, or U.S. intermediate holding company
(collectively, “holding company”) covered by an
effective election to become a financial holding company under Subpart I of the Board’s Regulation Y
(12 CFR 225.81 and 225.91); Subpart G of Regulation LL (12 CFR 238.64); and Subpart O of Regulation YY (12 CFR 252.153). A domestic holding company is a holding company incorporated under federal
law or in one of the 50 States of the United States, the
District of Columbia, Puerto Rico, or any U.S. territory or possession. The top-tier FHC should be the
reporter on each FR Y-12A report. If the top-tier FHC
is exempt from reporting the FR Y-12A, then the
lower-tier holding company must file the FR Y-12A.

Applicable Reporting Period
The applicable reporting period for a merchant banking investment is as follows:
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March 2019

December 2023

or

General Instructions

2. For all other merchant banking investments 8 years.
Note: The applicable reporting period for a merchant
banking investment is less than the permissible holding
period for the investment. This is to allow the Federal
Reserve to monitor investments that are approaching
the end of the holding period generally permitted
under Regulation Y.

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Private Equity Fund

As noted above, an FHC may not hold a merchant
banking investment beyond the holding period
specified in Regulation Y for the investment without
obtaining the Board’s prior approval under
12 CFR 225.172(b)(4) or 225.173(c)(2). Filing an
FR Y-12A for a merchant banking investment does not
relieve an FHC of its obligation to seek the Board’s
prior approval to hold the investment beyond the 10or 15-year holding period for the investment. A separate request to hold the investment beyond the relevant
holding period must be filed by the FHC as provided in
225.172(b)(4) or 225.173(c)(2). The FHC should continue to file this report until the investment ceases to be
held under merchant banking authority, even if the
holding period has been extended, as discussed below.

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1. For a merchant banking investment that is made
in, or held through, a private equity fund (see
below) - 13 years.

A private
fund may
be afalls
corporation,
partnerIf theequity
submission
deadline
on
ship, limited
liability
company,
or
other
type
of coma weekend or holiday, the report
pany that
issues
ownership
interests
in
any
form.
must be received on the first

How to Prepare the Report

FHCs that meet the reporting criteria described above
should complete a separate FR Y-12A for each covered
investment that it owns, controls, or holds as of
December 31st of the relevant calendar year.
An 45
FHC,
within
calendar days
however, may complete one FR Y-12A cover
page
after the December 31st
(Page 1) when reporting multiple covered investments.
as of date.
In a multi-tiered organization with one or more FHCs,
only the top-tier FHC should complete the FR Y-12A,
which would be prepared on a consolidated basis.

The report must be submitted by February 15th of the
following calendar year. For example, if, as of
December 31, 2018, an FHC owns a covered investment, the FHC must submit an FR Y-12A for the
investment by February 15, 2019.

An FHC Must Request an Extension to Hold its Merchant Banking Investment Beyond the 10- or 15-Year
Holding Period.

Electronic submission of report form: Any FHC
interested in submitting the FR Y-12A electronically
should contact their district Reserve Bank or go to

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businessofday
the aSaturday,
For purpose
thisafter
form,
‘‘private equity fund’’
Sunday,
or
holiday.
means any company thatEarlier
meets all of the following
submission aids the Federal
criteria:
Reserve in reviewing and
1. processing
The company
is formed for the purpose of, and
the reports and is
is
engaged
exclusively
in, the business of investencouraged. The reports are due by
ing
in
shares,
assets,
and
ownership interest of
the end of the reporting day on the
companies
for
resale
or
other
disposition;
submission date (5:00 P.M. at each
Reserve is
Bank).
2. district
The company
not an operating company;
Space
3. No more than 25 percent of the total equity of
the company is held, owned or controlled,
directly or indirectly, by the FHC and its directors, officers, employees and principal
shareholders;
FHCs must maintain in their
a physical
copy,
4. The company has afiles
maximum
term
oror
lifeanof
electronic
not more than 15 years;
andscanned copy of
the manually signed and
5. The company was not formed, and is not operattested FR Y-12 submission
ated for, the purpose of making investments
for a period of three years
inconsistent with the authority granted under
following submission. The
section 4(k)(4)(H) of the BHC Act or evading
cover page of the submitted
the limitations governing merchant banking
report should be used to
investments contained in Subpart J of the
fulfill the signature and
Board’s Regulation Y.
attestation requirement.
See 12 CFR 225.173(a) and (b).

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Where and When to File this Report

For paper filers of report form: Reporting FHCs should
submit an original and one copy of the report to the
appropriate Federal Reserve Bank. All reports shall be
made out clearly and legibly by typewriter or in ink.
Reports completed in pencil will not be accepted.
Holding companies may submit computer printouts in
a format identical to that of the report form, including
all line items and columns. Page 1 must be signed by an
executive officer of the reporting institution. Executive
officer is defined in 12 CFR 215.2(e)(1).

FR Y-12A

for a period of three years
following submission. The
cover page of the submitted
report should be used to
fulfill the signature and
attestation requirement.

General Instructions
physical or electronic
copy of the

http://www.frbservices.org/central-bank/reportingcentral/index.html for procedures for electronic submission. FHCs choosing to submit these reports electronically must maintain in their files a manually
signed and attested printout of the data submitted.
FHCs should use the cover page of the report form to
fulfill the signature requirement and attach it to the
data printout or declaration page.

Tacking Rules
An FHC must follow the ‘‘tacking’’ rules set forth in
sections 225.172(b)(2) and (3), and 225.173(c)(3) of
Regulation Y in determining the period of time that
the FHC has held an investment under the Merchant
Banking Authority. These rules are designed to prevent
evasion of the holding period limitations on Merchant
Banking Investments. Under these rules:

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(1) The period of time that an FHC is deemed to
have held an investment under the Merchant
Banking Authority includes any period of time
that the FHC or any subsidiary of the FHC
(including a depository institution subsidiary)
previously held the investment under any other
provision of the Federal banking laws that
imposes a limited holding period on the
investment.

Reporting in Dollars

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All amounts should be converted to U.S. dollars using
the Spot Exchange Rate on the report date, regardless
of the currencies in which the transactions reported are
denominated. The translations should be made on the
same basis as used by the FHC to prepare its Consolidated Financial Statements for Holding Companies
(FR Y-9C) or Annual Report of Foreign Banking Orgaspecific information contained in the FR Y-12AExample: A depository institution subsidiary of
nizations (FR Y-7) report.
report is confidential commercial or financial an FHC acquired 100 shares of ABC Manufacinformation that is both customarily and actuallyturing on October 1, 2016, in satisfaction of a
treated as private by the institution. See 5 U.S.C.debt previously contracted (‘‘DPC’’). In 2018, the
FHC decides to retain these shares and transfers
Rounding
§ 552(b)(4).
them to a nonbank subsidiary of the FHC in reliReport all dollar amounts rounded to the nearest thouance on the Merchant Banking Authority. Under
sand. Report all percentage amounts rounded down to
12 CFR 225.172(b)(3), the FHC is deemed to
the nearest whole percentage. For example, a percenthave held the shares under the Merchant Banking
age of 61.75 should be reported as 61. Note: There are
Authority since October 1, 2016. This is because
two exceptions to this rounding rule: when the percentfederal law restricts the time period that a deposiage is greater than 50 but less than 51, report the pertory institution may hold assets acquired DPC.
centage as 51 or if the percentage is greater than 0 but
Accordingly, the FHC would have to file an
less than 1, report the percentage as 1.
FR Y-12A for the investment if it continued to
hold the investment under the Merchant Banking
Authority as of December 31, 2024.
to be
Confidentiality
(2) A merchant banking investment acquired by an
FHC from a company (the ‘‘selling company’’)
The Board generally considers the information
in which the FHC holds an interest under the
obtained through this report is confidential on the
Merchant Banking Authority is deemed to have
basis that disclosure of specific commercial or financial
been acquired by the FHC under the Merchant
information relating to investments held for extended
Banking Authority on the date the investment
periods of time could result in substantial harm to the
discussed was
in initially acquired by the selling company.
competitive position of the FHC. If, for any reason,
Example: On June 30, 2015, FHC acquired a
the Board believes that particular information cannot
10 percent voting interest in Venture Capital Fund
be withheld from disclosure, the Board will inform the
under the Merchant Banking Authority. On Janureporter of its views and give the reporter an opportuary 1, 2017, the fund acquires 100 shares of XYZ
nity to object, as required under section 261.15 of the
Manufacturing Company. On January 1, 2019,
Board’s Rules Regarding Availability of Information,
the FHC acquires the 100 shares of XYZ Manu12 CFR 261.15.
261.18
FR Y-12A

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General Instructions

(3) An FHC may not extend the reporting or holding period for a Merchant Banking Investment
by selling the investment to another company in
which the FHC holds an interest under the Merchant Banking Authority.

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Example: On October 1, 2010, FHC acquired
49 percent of the stock of Widget Company
under the Merchant Banking Authority. FHC
also owns 30 percent of XYZ Investment Fund

under the Merchant Banking Authority. On January 1, 2017, FHC sells its entire interest in Widget Company to XYZ Investment Fund. FHC
continues to retain an indirect interest in Widget
Company (through its holdings of XYZ Investment Fund) under the Merchant Banking Authority and the FHC is considered to have held its
interest in Widget Company under the Merchant
Banking Authority since October 1, 2010 (i.e. the
date the FHC initially acquired its interest in
Widget Company). See 12 CFR 225.172(b)(2)(ii).
Accordingly, FHC must file an FR Y-12A for its
investment in Widget Company if it continues to
hold an interest in the company under the Merchant Banking Authority as of December 31,
2018.

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facturing Company from Venture Capital Fund.
For purposes of the FR Y-12A, the FHC is
deemed to have acquired those 100 shares under
the Merchant Banking Authority on the date that
Venture Capital Fund initially acquired those
shares (i. e. January 1, 2017). See 12 CFR
225.172(b)(2)(i).

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December 2019

FR Y-12A

REPORT FORM INSTRUCTIONS FOR

Annual Report of Merchant Banking
Investments Held for an Extended
Period
FR Y-12A

Phone Number: Provide the telephone number (including area code and if applicable, the extension) of the
contact person.

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Report Date
Provide the report date on which the FR Y-12A is
required. Information must be submitted by February 15th of the following calendar year.

that had responsibility for preparing or submitting the
report on the reporter’s behalf.

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Instructions for the Report Form Page 1
(FR Y-12A)

Reporter’s Name, Street, and Mailing Addresses
Legal Name: The reporter is the top-tier FHC. Provide
the reporter’s full legal name.

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Street Address, City, County, State/Province, Country,
and Zip/Postal Code: Provide the street address of the
reporter’s main office. Do not use a post office box
number as the street address. Provide the nine-digit zip
code, if available.

Reporter’s Mailing Address (if different from street
address): Provide the address to which mailings for the
reporter should be sent. A street address or post office
box is acceptable. Provide the nine-digit zip code, if
available.
Contact’s Name and Mailing Address for this Report
Name and Title: Print the name and title of the person
at the FHC that may be contacted concerning the submission. The contact person should be an individual

FR Y-12A

E-mail Address: Provide the electronic mailing address
of the contact person.
Contact’s Mailing Address (if different from above):
Provide the address to which mailing for the reporter’s
contact person should be sent. The street address or
post office box is acceptable. Provide the nine-digit zip
code, if available.
Executive Officer
Printed Name & Title: Print the name and title of the
Executive Officer who has authority to execute the
report on behalf of the FHC.
Signature of Executive Offıcer, Date of Signature: An
Executive Officer of the reporter must sign and date
the cover page of the FR Y-12A report to indicate that
the report has been reviewed for accuracy. Each report
submitted should be signed and certified by an executive officer of the FHC. ‘‘Executive Officer’’ is defined
in 12 CFR 215.2(e)(1). The signer may or may not be
the same person as the contact person for the report.

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LINE ITEM INSTRUCTIONS FOR

Annual Report of Merchant Banking
Investments Held for an Extended
Period
FR Y-12A

Line Item 3 Primary Activity of Company Held
NAICS Activity Code
Consult the Report of Changes in Organizational
Structure (FR Y-10) Appendix B for commonly
reported “North American Industry Classification
System (NAICS) Activity Codes” and select the code
that best describes the primary activity conducted by
the company held. If an appropriate code is not listed
in Appendix B, select a five- or six-digit NAICS code
from the U.S. Census Bureau’s website
(www.census.gov/eos/www/naics).

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Direct Holder’s Name and Location
Provide the legal name, RSSD, city and county, state/
province, country, and zip/postal code of the Direct
Holder.1 Report the nine-digit zip code, if available.

the covered investment is made. Report the nine-digit
zip code, if available.

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Direct Holder Section

NOTE: Before submitting the FR Y-12A report, the
top tier FHC must verify that an FR Y-10 Nonbanking
Schedule has been filed on behalf of the Direct Holder.

Covered Investment Section

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Line Item 1 Acquisition Date of Covered Investment
Provide the date on which the FHC initially acquired
the covered investment under the Merchant Banking
Authority. In determining the date, use the tacking
rules described in the General Instructions.

Line item 1(a) Holding Period Expiration Date of
Covered Investment
Provide the date on which the holding period for the
covered investment is scheduled to expire. The holding
period expiration date is generally 10 years after the
FHC’s original acquisition date (based on the response
to Line Item 1); for investments in or through a qualifying private equity fund, the holding period expiration
date is 15 years after the FHC’s original acquisition
date (based on the response to Line Item 1). In determining whether an investment is in or through a qualifying private equity fund, see the General Instructions.
Line Item 2 Name and Location of Company Held
Provide the legal name, city and county, state/province,
country, and zip/postal code of the company in which
1. The Direct Holder is the legal entity within the FHC’s corporate
structure that directly holds the covered investment.

FR Y-12A

If a five- or six-digit NAICS code corresponding to the
activity can not be identified, provide a text description
of the primary activity of the company held.
In instances where the covered investment is a noncontrolling investment in a Fund, provide a general
description of the activities of the Fund and the types
of investments that the Fund holds.
Line Item 4 Type of Interest Held by Financial
Holding Company
Check the appropriate box(es) to indicate the types of
interest(s) held by the FHC. If none of the listed
descriptions adequately describes the type of interest,
check the box next to “Other” and provide a text
description.
Line Item 5 Percentage of Ownership Held by
Financial Holding Company
Report the percentage interest of voting and nonvoting equity held by the FHC. In determining the
FHC’s voting and nonvoting ownership interest, the
FHC should assume that the FHC (and no other investor) has exercised all rights, warrants, and options held
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March 2019

Line Item Instructions

With respect to future plans, the narrative should identify the key aspects of the FHC’s plan for disposition,
taking into account any potential challenges. When
warranted, the FHC should include secondary plans
that would be instituted if the primary plan does not
produce results. Overall, plans must be practical and
primarily focused on disposition or conformance of
the investment prior to expiration of the applicable
holding period.
and

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Line Item 6 Acquisition Cost of Covered Investment
Report the acquisition cost of the covered investment
(in thousands of U.S. Dollars). For purposes of this
report, acquisition cost represents the total amount
paid by the FHC for the covered investment. In
instances where the FHC did not pay consideration for
the investment (e.g., warrants taken in lieu of cash),
report the initial carrying value of the investment at its
initial fair value (e.g., warrants carried at $1).

Line Item 8 Past Efforts and Future Plan, Including
Timing, to Achieve Disposition of Covered Investment
Within the Holding Period
For the covered investment, provide a detailed narrative explanation of past efforts to dispose of the investment, and of how the FHC plans to sell or otherwise
dispose of the investment or conform the investment to
be held under a different legal authority, such as section 4(c)(6) of the BHC Act. The explanation should
include timelines for both past efforts and future plans.

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by the FHC and has converted all convertible debt held
by the FHC. Report the percentage rounded down to
the nearest whole percentage. For example, a percentage of 61.75 should be reported as 61. Note: There are
two exceptions to this rounding rule: when the percentage is greater than 50 but less than 51, report the percentage as 51, or if the percentage is greater than 0 but
less than 1, report the percentage as 1.

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Line Item 7 Carrying Value of the Covered Investment
For the covered investment, report the carrying value
of the investment (in thousands of U.S. Dollars) as of
the reporting date (December 31st of the relevant
year). For purposes of this report, carrying value refers
to the amount of the investment as reflected in the
FHC’s consolidated financial statements prepared in
accordance with applicable accounting standards. If
the covered investment is not reflected in the FHC’s
consolidated financial statements, provide the carrying
value of the investment as reflected on the books of the
direct holder of the investment. For example, an
available-for-sale equity security generally is accounted
for under ASC Topic 320, Investments-Debt and
Equity Securities (formerly FASB Statement No. 115,
Accounting for Certain Investments in Debt and Equity
Securities) at fair value on the balance sheet. Therefore,
under US GAAP, the fair value of such an investment
would be considered the carrying value of the security.

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March 2019
December 2023

Other Definitions
For the definition of Appropriate Federal Reserve
Bank, Bank Holding Company, Company, Control,
Depository Institution, Edge Corporation, and Financial Holding Company, Foreign Bank, Savings and
Loan Holding Company, and U.S. Intermediate Holding Company, please refer to the Changes in Organizational Structure (FR Y-10) Glossary.
For the definition of Carrying Value, Direct Investment, Equity Investment, Indirect Investment,
Nonfinancial Company, and Subsidiary, please refer to
the glossary of the Consolidated Holding Company
Report of Equity Investments in Nonfinancial Companies (FR Y-12).

FR Y-12A

Quality (Q) Edits for the FR Y-12A
Effective as of March 31, 2019
Series

Effective
End Date
99991231
99991231
99991231

Edit
Change
No change
No change
No change

Schedule

Edit Type

CIS
CIS
CIS

Quality
Quality
Quality

Edit
Number
9000
9000
9000

Target Item
CIS-5a
CIS-5b
CIS-7

MDRM
Number
FHMBF201
FHMBF202
FHMBF204

Edit Test

Alg Edit Test

CIS-5a should not be negative.
CIS-5b should not be negative.
CIS-7 should not be negative.

fhmbf201 ge 0
fhmbf202 ge 0
fhmbf204 ge 0

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FRY12A
FRY12A
FRY12A

Effective
Start Date
20061231
20061231
20061231

FR Y-12A

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Validity (V) Edits for the FR Y-12A
Effective as of December 31, 2019
Edit Type
Validity

Edit
Number
1000

CIS

FRY12A

20191231

99991231

Added

FRY12A

20141231

99991231

FRY12A

20141231

FRY12A

CIS-1

MDRM
Number
FHMBF193

CIS

Validity

1015

CIS-1a

FHMBJF96

No change

CIS

Validity

8018

CIS-2a

FHMBF194

99991231

No change

CIS

Validity

8019

CIS-2b

FHMBF195

20141231

99991231

No change

CIS

Validity

8020

CIS-2c

FRY12A

20141231

99991231

No change

CIS

Validity

8021

CIS-2d

FRY12A

20101231

99991231

No change

CIS

Validity

1020

CIS-3a

FRY12A

20141231

99991231

No change

CIS

Validity

8025

CIS-3b

FHMBF199

FRY12A

20101231

99991231

No change

CIS

Validity

1040

CIS-4a

FHMBF200

FRY12A

20101231

99991231

No change

CIS

Validity

1050

CIS-4b

FHMBF276

FRY12A

20101231

99991231

No change

CIS

Validity

1060

CIS-4c

FHMBF277

FRY12A

20101231

99991231

No change

CIS

Validity

1070

CIS-4d

FHMBF278

FRY12A

20101231

99991231

No change

CIS

Validity

1080

CIS-4e

FHMBF279

FRY12A

20101231

99991231

No change

CIS

Validity

1090

CIS-4f

FHMBF280

FRY12A

20101231

99991231

No change

CIS

Validity

1100

CIS-4g

FHMBF281

FRY12A

20101231

99991231

No change

CIS

Validity

1110

CIS-4h

FHMBF282

FRY12A

20141231

99991231

No change

CIS

Validity

1120

CIS-4h

FHMBF282

FRY12A

20141231

99991231

No change

CIS

Validity

8026

CIS-4i

FHM8F200

FRY12A

20141231

99991231

No change

CIS

Validity

1140

CIS-5b

FHMBF202

FRY12A

20141231

99991231

No change

CIS

Validity

1150

CIS-6

FHMBF203

FR Y-12A

Target Item

Edit Test

Alg Edit Test

If CIS-2a is not equal to null, then CIS-1
must not be null and must be greater
than zero.
If CIS-1 not equal to null, then CIS-1a
must not be null.
If CIS-1 not equal to null, then CIS-2a
must not be null.
If CIS-1 not equal to null, then CIS-2b
must not be null.
If CIS-1 not equal to null, then CIS-2c
must not be null.
If CIS-1 not equal to null, then CIS-2d
must not be null.
If CIS-3a not equal to null, then CIS-3a
must be greater than 11000 and less
than or equal to 928120.
If CIS-1 not equal to null and CIS-3a is
null, then CIS-3b must not be null.
CIS-4a must equal "1" (checked box) or
null.
CIS-4b must equal "1" (checked box) or
null.
CIS-4c must equal "1" (checked box) or
null.
CIS-4d must equal "1" (checked box) or
null.
CIS-4e must equal "1" (checked box) or
null.
CIS-4f must equal "1" (checked box) or
null.
CIS-4g must equal "1" (checked box) or
null.
CIS-4h must equal "1" (checked box) or
null.
If CIS-1 not equal to null, then the sum of
CIS-4a through CIS-4h must be greater
than or equal to 1 and less than or equal
to 8.

if fhmbf194 ne null then fhmbf193 ne null
and fhmbf193 gt 0

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Edit
Change
No change

FHMBF196
FHMBF197
FHMBF198

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Effective
End Date
99991231

Schedule

FRY12A

Effective
Start Date
20141231

D
R

Series

if fhmbf193 ne null then fhmbjf96 ne null
if fhmbf193 ne null then fhmbf194 ne null
if fhmbf193 ne null then fhmbf195 ne null
if fhmbf193 ne null then fhmbf196 ne null
if fhmbf193 ne null then fhmbf197 ne null
fhmbf198 ne null then fhmbf198 ge
11000 and fhmbf198 le 928120
if fhmbf193 ne null and fhmbf198 eq null
then fhmbF199 ne null
fhmbf200 eq 1 or fhmbf200 eq null
fhmbf276 eq 1 or fhmbf276 eq null
fhmbf277 eq 1 or fhmbf277 eq null
fhmbf278 eq 1 or fhmbf278 eq null
fhmbf279 eq 1 or fhmbf279 eq null
fhmbf280 eq 1 or fhmbf280 eq null
fhmbf281 eq 1 or fhmbf281 eq null
fhmbf282 eq 1 or fhmbf282 eq null
if fhmbf193 ne null then (fhmbf200 +
fhmbf276 + fhmbf277 + fhmbf278 +
fhmbf279 + fhmbf280 + fhmbf281 +
fhmbf282) ge 1 and (fhmbf200 +
fhmbf276 + fhmbf277 + fhmbf278 +
fhmbf279 + fhmbf280 + fhmbf281 +
fhmbf282) le 8
if fhmbf282 eq 1 then fhm8f200 ne null

If CIS-4h is equal to 1, then CIS-4i must
not be null.
If CIS-1 not equal to null, then the sum of if fhmbf193 ne null then (fhmbf201 +
CIS-5a and CIS- 5b must be greater than fhmbf202) gt 0
zero.
If CIS-1 not equal to null, then CIS-6
if fhmbf193 ne null then fhmbf203 ne null
must not be null.

EDIT-1

December 2019

Edit Type
Validity

Edit
Number
1160

CIS

FRY12A

20141231

99991231

No change

FRY12A
FRY12A
FRY12A
FRY12A
FRY12A
FRY12A
FRY12A
FRY12A

20141231
20141231
20141231
20141231
20141231
20141231
20141231
20141231

99991231
99991231
20181231
99991231
99991231
99991231
99991231
99991231

FRY12A

20141231

FRY12A

Target Item
CIS-7

MDRM
Number
FHMBF204

CIS

Validity

8024

CIS-8

FHMBF205

No change
No change
Ended
No change
No change
No change
No change
No change

CP
CP
CP
CP
CP
CP
CP
DH

Validity
Validity
Validity
Validity
Validity
Validity
Validity
Validity

8004
8005
8006
8007
8012
8013
8032
8014

CP-2a
CP-2b
CP-2c
CP-2d
CP-3a
CP-3b
DATESIGN
DH-1

FHMB8901
FHMB8902
FHMB9116
FHMB4086
FHMBC490
FHMBC491
FHMBJ196
FHMBF189

99991231

No change

DH

Validity

8015

DH-2

20141231

99991231

No change

DH

Validity

8016

DH-3

FRY12A

20141231

99991231

No change

DH

Validity

8017

DH-4

FHMBF192

FRY12A

20191231

99991231

Added

DH

Validity

8030

DH-5

FHMBF507

Edit Test

Alg Edit Test

If CIS-1 not equal to null, then CIS-7
must not be null.
If CIS-1 not equal to null, then CIS-8
must not be null.
CP-2a must not be null.
CP-2b must not be null.
CP-2c must not be null.
CP-2d must not be null.
CP-3a must not be null.
CP-3b must not be null.
DATESIGN must not be null.
If CIS-1 not equal to null, then DH-1 must
not be null.
If CIS-1 not equal to null, then DH-2 must
not be null.
If CIS-1 not equal to null, then DH-3 must
not be null.
If CIS-1 not equal to null, then DH-4 must
not be null.
If CIS-1 not equal to null, then DH-5 must
not be null.

if fhmbf193 ne null then fhmbf204 ne null

T

Edit
Change
No change

FHMBF190
FHMBF191

AF

Effective
End Date
99991231

Schedule

FRY12A

Effective
Start Date
20141231

if fhmbf193 ne null then fhmbf205 ne null
fhmb8901 ne null
fhmb8902 ne null
fhmb9116 ne null
fhmb4086 ne null
fhmbc490 ne null
fhmbc491 ne null
fhmbj196 ne null
if fhmbf193 ne null then fhmbf189 ne null
if fhmbf193 ne null then fhmbf190 ne null
if fhmbf193 ne null then fhmbf191 ne null
if fhmbf193 ne null then fhmbf192 ne null
if fhmbf193 ne null then fhmbf507 ne null

D
R

Series

EDIT-2

FR Y-12A

December 2019