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pdfBoard of Governors of the Federal Reserve System
Instructions for the Preparation of
Reporting Form FR Y-12
Effective March 2021
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December 2023
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Consolidated Holding Company Report of
Equity Investments in Nonfinancial Companies
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INSTRUCTIONS FOR PREPARATION OF
Consolidated Holding Company
Report of Equity Investments in
Nonfinancial Companies
FR Y-12
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The information collected on the FR Y-12 allows the
Federal Reserve to monitor the growth of domestic
bank holding company, savings and loan holding company, and U.S. intermediate holding companies, (collectively, “holding company”) investments in
nonfinancial companies and their contributions to
capital, profitability, risk, and volatility.1 The FR Y-12
provides more timely information than can be obtained
through periodic supervisory reviews of this business
line and serves to identify institutions that are
significantly changing their risk profiles in this business
line or devoting significant resources to this line of
business.
the FASB Accounting Standards Codification is
referred to as ‘‘ASC.’’ Generally, under the rules for
consolidation established by the SEC and by GAAP,
holding companies should consolidate any company in
which it owns more than 50 percent of the outstanding
voting stock. The report should include all
nonfinancial equity investments, regardless of where
they are reflected on the balance sheet. Holding companies should exclude only those equity securities held
in a trading account that are short-term in nature
(namely, those that are managed or purchased with the
intent to sell in relation to short-term movement in the
price of the investment). In a multi-tiered organization
with one or more holding companies, only the top-tier
holding company should complete the FR Y-12, which
would be prepared on a consolidated basis. However, if
a lower-tier holding company is functioning as the consolidated top-tier reporter for other financial reports
(for example, when the top-tier is a non-U.S. holding
company, ESOP, or limited partnership), this lowertier holding company should file the FR Y-12 on a consolidated basis.
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Purpose of Report
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General Instructions
Scope of the Information
Consolidation rules for the FR Y-12 are the same as
the FR Y-9C/SP. That is, for a holding company meeting the reporting criteria described below, the holding
company should consolidate its subsidiaries on the
same basis as it does for its annual reports to the Securities and Exchange Commission (SEC) or, for those
holding companies that do not file reports with the
SEC, on the same basis as described in generally
accepted accounting principles (GAAP) as set forth in
the FASB Accounting Standards Codification and
these instructions. For purposes of these instructions,
1. Savings and loan holding companies do not include any trust
(other than a pension, profit-sharing, stockholders’ voting, or business
trust) which controls a savings association if such trust by its terms
must terminate within 25 years or not later than 21 years and 10 months
after the death of individuals living on the effective date of the trust,
and (a) was in existence and in control of a savings association on
June 26, 1967, or, (b) is a testamentary trust. See Section 238.2 of Regulation LL, dated September 13, 2011, for more information.
Who Must Report
The FR Y-12 reporting form must be filed by each toptier domestic holding company that files an FR Y-9C
1
and has aggregate nonfinancial equity investments (as
defined below) that equal or exceed the lesser of
$100 million (on an acquisition cost basis), or 10 percent of the holding company’s consolidated Tier 1
capital as of the report date.
The FR Y-12 reporting form also must be filed by each
top-tier domestic holding company that files an
FR Y-9SP and has aggregate nonfinancial equity
investments (as defined below) that equal or exceed
10 percent of the holding company’s total capital (as
FR Y-12
1 The aggregate non-financial equity investment includes both the funded and unfunded amount of
the commitment(s) in the acquisition cost.
GEN-1
September 2016
December 2023
General Instructions
If the submission deadline falls on a weekend or
holiday, the report must be received on the first
business day after the Saturday, Sunday, or holiday.
Earlier submission aids the Federal Reserve in
reviewing and processing the reports and is
encouraged. The reports are due by the end of the
reporting day on the submission date (5:00 P.M. at
each district Reserve Bank).
Where and When to File this Report
reported in item 16(f) of the balance sheet on the
FR Y-9SP) as of the report date.
The report is to be prepared quarterly for holding companies that file the FR Y-9C, as of the end of March, June,
September, and December, and semi-annually for those
holding companies that file the FR Y-9SP, as of the end of
June and December. The report must be submitted within
45 calendar days of the reporting date.
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For paper filers of report form: Reporting holding companies should submit an original and one copy of the
report to the appropriate Federal Reserve Bank. All
reports shall be made out clearly and legibly by typewriter or in ink. Reports completed in pencil will not be
accepted. Holding companies may submit computer
printouts in a format identical to that of the report
form, including all line items and columns. Each report
submitted should be signed and certified by an executive officer of the holding company. ‘‘Executive Officer’’ is defined in 12 CFR 215.2(d).
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A domestic holding company is a holding company
that is incorporated in one of the 50 States of the
United States, the District of Columbia, Puerto Rico,
or any U.S. territory or possession.
Holding companies must
maintain in their files a
physical copy, or an
electronic
scanned copy
of Investment?
What is a Nonfinancial
Equity
the manually signed and
This report collects
information
on nonfinancial equity
attested FR
Y-12 submission
investments for
held
by a holding
on a consolia period
of threecompany
years
dated basis. following
For the purposes
of this
submission.
Thereport, a
nonfinancialcover
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means an equity investpage
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ment made by
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report
becompany
used to or any of its subsidiaries (seefulfill
the Scope
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the signature
and
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attestation requirement.
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• pursuant to the merchant banking authority of section 4(k)(4)(H) of the Bank Holding Company Act
(BHC Act) (12 U.S.C. 1843 (k)(4)(H)) and subpart J
physical or electronic
of the Board’s Regulation Y,
copy of the
• under section 4(c)(6) or 4(c)(7) of the BHC Act
(12 U.S.C. 1843(c)(6) and (c)(7)) in a nonfinancial
company (as defined in the glossary) or in a company
for a periodcompanies,
of three years
that makes investments in nonfinancial
following
submission.
The
including mutual funds that hold equity investments.
cover page of the submitted
• investments made through a Small
report Business
should beInvestused to
ment Company (SBIC) that isfulfill
consolidated
withand
the
the signature
holding company or subsidiary,
or
in
an
SBIC
that
attestation requirement. is
not consolidated, under section 302(b) of the Small
Business Investment Act of 1958,
• in a nonfinancial company under the portfolio
investment provisions of the Board’s Regulation K
(12 CFR 211.8(c)(3), or
• in a nonfinancial company under section 24 of the
Federal Deposit Insurance Act (12 U.S.C. 1831a).
This report does not collect information on equity
investments that a holding company or any of its subsidiaries may make under other legal authorities. For
example, this report does not collect information on
nonfinancial investments made by a financial holding
company (FHC) under section 4(k)(4)(I) of the BHC
Act (12 U.S.C. 1843(k)(4)(I)). Also, this report does
not collect information on debts previously contracted
(DPC) investments.
§
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December 2022
2023
Electronic submission of report form : Any holding
company interested in submitting the FR Y-12 electronically should contact the appropriate Federal
Reserve Bank. Holding companies choosing to submit
these reports electronically must maintain in their files
a manually signed and attested printout of the data
submitted. Holding companies should use the cover
page of the report form to fulfill the signature requirement and attach it to the data printout or declaration page. The form must be signed by an executive
officer of the reporting institution.
Reporting in Dollars
All dollar amounts should be converted to U.S. dollars
using the spot exchange rate on the report date, regardless of the currencies in which the transactions
reported are denominated. The translations should be
made on the same basis as used by the reporter to prepare its FR Y-9C and FR Y-9SP. If the holding company has no activity to report or if the item does not
apply, enter a zero.
Rounding
Round all dollar amounts reported on this form to the
nearest thousand dollars.
FR Y-12
General Instructions
these
specific information contained in the FR
Y-12 report is confidential commercial or
financial information that is both
customarily and actually treated as private
by the institution
Negative Entries
Paper filers should report negative amounts in parentheses or with a minus (−) sign and electronic filers
should report negative amounts with a minus (−) sign.
Confidentiality
tion cannot be withheld from disclosure under 5 U.S.C.
§ 552(b)(4), and the reporting holding company is provided with written notice of the Board's views and with
an opportunity to object to the Board’s disclosure of
the information that the holding company previously
requested be treated as confidential pursuant to
12 CFR 261.15 and 261.16.
Check Box. Holding companies must select on page 1
of the form whether any confidential treatment is
requested for any portion of the report. If the answer
to the first question is “Yes,” the Reporter must indicate whether a letter justifying the request for confidential treatment is included with the submission or has
been provided separately. If an institution does not fulfill both requirements, or does not check the appropriate
boxes, confidential treatment will not be considered.
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The completed version of this report generally is available to the public upon request on an individual basis.
However, if a reporting holding company is of the
opinion that disclosure of specific commercial or
financial information in the FR Y-12 report is likely to
result in substantial harm to its competitive position,
the holding company may request confidential treatment for certain portions of the FR Y-12 pursuant to
the Board's Rules Regarding Availability of Information, 12 CFR 261.15. A request for confidential treatment must be submitted in writing concurrently with
the submission of the FR Y-12 report. This written
request must provide the legal justification for which
confidentiality is requested and must provide specific
facts to demonstrate the nature of the harm that would
result from public release of the information. Merely
stating that competitive harm would result from disclosure is not sufficient. The Federal Reserve System may
subsequently release information for which confidential treatment is requested, if (1) disclosure of such
information is required by law (other than 5 U.S.C.
§ 552); (2) more than 10 years has passed since the
request for confidential treatment was made by the
reporting holding company; or (3) less than 10 years
have passed but the Board believes that the informa-
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261.17
261.17
Note: Responses to the questions regarding confidential
treatment on page 1 of the form will be considered public
information.
Information, for which confidential treatment is
requested, may subsequently be released by the Federal
Reserve System in accordance with the terms of
12 CFR 261.16, or otherwise provided by law. The Federal Reserve may subsequently release information for
which confidential treatment is accorded if the Board
of Governors determines that the disclosure of such
information is in the public interest. If the Federal
Reserve deems it necessary to release confidential data,
the reporting institution will be notified before it is
released.
261.18
See 5 U.S.C.
§ 552(b)(4).
FR Y-12
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LINE ITEM INSTRUCTIONS FOR
Preparation of Consolidated Holding
Company Report of Equity
Investments in Nonfinancial
Companies
FR Y-12
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Column A Acquisition Cost (Schedules A, B, and C)
Report in column A the aggregate acquisition cost of
the nonfinancial equity investments of the holding
company. For purposes of this report, acquisition cost
represents the amount paid by the holding company
for the nonfinancial equity investment when it was
acquired. This value should only be adjusted to reflect
permanent writedowns taken, as well as any partial
returns of capital received.
equity investments that are accounted for under the
equity method of accounting or result in consolidation
of an investee. Report the net loss in parentheses or
with a minus (−) sign (paper filers) or with a minus (−)
sign (electronic filers).
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Column Instructions
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Note: For those institutions that have equity investments that do not have readily determinable fair values,
the Bank can follow U.S. GAAP’s measurement
alternative.
For those investments held under the measurement
alternative, Acquisition Cost should reflect amount
paid by the holding company for the nonfinancial
equity investment when it was acquired, as well as any
partial returns of capital received. Other changes to
investment value allowed under U.S. GAAP including
impairment, if any, plus or minus changes resulting
from observable price changes in orderly transactions
for the identical or a similar investment of the same
issuer should be reflected in the Unrealized holding
gains (losses) on equity securities in Column B.
Column B Unrealized Holding Gains (Losses) on
Equity Securities Not Held for Trading (Schedules A and C)
Report in Column B the unrealized holding gains
(losses) on equity securities not held for trading that
are reported in net income on the FR Y-9C or
FR Y-9SP. For example, for nonfinancial equity investments treated as equity securities under ASC
Topic 321, Investments Equity Securities, report the
unrealized gains on equity securities not held for trading reported in net income. Do not include an entity’s
FR Y-12
Note: All institutions must complete Column B: Unrealized Holding Gains (Losses) on Equity Securities
Not Held for Trading, (i.e., not leave blank), because
all institutions are now required to have adopted FASB
Accounting Standards Update No. 2016-01 (ASU
2016-01), which includes provisions governing the
accounting for investments in equity securities and
eliminates the concept of available-for-sale equity securities. ASU 2016-01 requires holdings of equity securities (except those accounted for under the equity
method or that result in consolidation), including
other ownership interests (such as partnerships, unincorporated joint ventures, and limited liability companies), to be measured at fair value with changes in the
fair value recognized through net income. However, an
institution may choose to utilize the measurement
alternative allowed under U.S. GAAP to measure
equity securities and other equity investments that do
not have readily determinable fair values at cost minus
impairment, if any, plus or minus changes resulting
from observable price changes in orderly transactions
for the identical or a similar investment of the same
issuer.
Column C All Other Unrealized Holding Gains
(Losses) on Equity Securities (Schedules A and C)
Report in Column C all other unrealized holding gains
(losses) on non-financial equity investments that are
reported in accumulated other comprehensive income
on the FR Y-9C or FR Y-9SP. These investment should
not be reported in Column B and should not meet the
criteria to be reported in net income under
ASU 2016-01.
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December 2020
2023
Line Item Instructions
reporting period. For purposes of this report, acquisition cost represents the amount paid by the holding
company for the nonfinancial equity investment when
it was acquired, adjusted for any permanent writedowns taken in prior reporting periods, or any partial
returns of capital received in prior reporting periods.
Report in column E the aggregate acquisition cost of
all indirect (fund) investments subject to the listed
transactions during the reporting period.
For example:
Column B, Column D, and Column F: Carrying Value
Report in column B the carrying value of all direct public investments subject to the listed transactions during
the reporting period. Report in column D the carrying
value of all direct nonpublic investments subject to the
listed transactions during the reporting period. For the
purposes of this report, carrying value refers to the
amount of the investment as reflected in the holding
company’s consolidated financial statements prepared
in accordance with GAAP. For example, available-forsale equity securities generally are accounted for under
ASC Topic 321, Investments Equity Securities (formerly ASC Topic 320, Investments - Debt and Equity
Securities), at fair value on the balance sheet. Therefore
fair value would be considered the carrying value of
these securities. Report in column F the carrying value
of all indirect (fund) investments subject to the listed
transactions during the reporting period.
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• Equity securities accounted for under ASC
Topic 321, Investments Equity Securities (formerly
ASC Topic 320, Investments - Debt and Equity Securities), as available-for-sale are accounted for under
ASC Topic 321 at fair value on the balance sheet.
Therefore the fair values would be considered the
carrying value of these securities.
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Column D Carrying Value (Schedules A (Col. D),
B (Col. B), and C (Col. D))
Report in column D (and schedule B, column B) the
carrying value of all nonfinancial equity investments as
of the end of the reporting period. For the purposes of
this report, carrying value refers to the amount of the
investment as reflected in the holding company’s consolidated financial statements prepared in accordance
with GAAP.
• For nonfinancial equity investments that are
accounted for under the equity method of accounting, the carrying value is the acquisition cost
adjusted for pro-rata share of earnings/losses and
decreased by cash dividends or similar distributions.
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• For nonfinancial equity investments that do not have
readily determinable fair values, carrying value
should be reported at historical cost.
(Schedule A only)
Column E Publicly Quoted Value
Report in column E the publicly quoted market value
of all publicly traded nonfinancial equity investments
as of the end of the reporting period (e.g., the number
of shares held times the closing market price per share
on the last business day of the reporting period). For
purposes of this report, a public company is a company that has one or more issues of publicly traded
stock. If no quoted market price is available, enter zero.
(Schedule D only)
Column A, Column C, and Column E: Acquisition Cost
Report in column A the aggregate acquisition cost of
all direct public investments subject to the listed transactions during the reporting period. Report in column C
the aggregate acquisition cost of all direct nonpublic
investments subject to the listed transactions during the
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December 2020
Instructions for Specific Lines of
Schedule A: Type of Investments
Line Item 1 Direct investments in public entities
For purposes of this report, a public entity is an entity
that has one or more issues of publicly traded stock.
Report in column A the acquisition cost of the holding
company’s nonfinancial equity investment in public
entities. Report in Column B the unrealized holding
gains (losses) on equity securities not held for trading.
Report in Column C all other unrealized holding gains
(losses) on equity securities. Report in column D the
carrying value of the holding company’s investments in
public entities. Report in column E the publicly quoted
value of the holding company’s investments in public
entities.
Line Item 2 Direct investments in nonpublic entities
For purposes of this report, a nonpublic entity is one
that does not have any issue of publicly traded stock.
FR Y-12
Line Item Instructions
Line Item 4 Total portfolio
Report in columns A through D the totals of items 1, 2,
and 3 for Schedule A.
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Memoranda
Line Item M1 Total portfolio
Report in the box that represents the total number of
companies in which the holding company has nonfinancial equity investments. Enter “1” for 1–10, “11”
for 11–25, “26” for 26–99 or “100” for 100+ to represent the number of companies in your total portfolio.
For indirect investments, count the number of investment funds or similar entities in which the holding
company has an indirect investment.
Line Item M2 Investments held under merchant
banking authority (FHCs only)
This item only applies to FHCs. Report in column A
the acquisition cost of investments held by the FHC
(on a consolidated basis) under the merchant banking
authority of the Gramm-Leach-Bliley Act (GLBA)
(12 U.S.C. 1843(k)(4)(H)) and Federal Reserve regulation. Report in Column B the unrealized holding gains
(losses) on equity securities not held for trading.
Report in Column C all other unrealized holding gains
(losses) on equity securities. Report in column D the
FR Y-12
Line Item M3 Pre-tax impact on net income from
items 1, 2, and 3 above (FR Y-9C filers only)
For direct or indirect investments reported in items 1,
2, and 3 above, report the impact that these investments had on the holding company’s consolidated net
income (loss). The information reported for this line
item should reflect the pre-tax year-to-date net gain
(loss) that the nonfinancial equity investments reported
on lines 1, 2, and 3 of the form had on the filer’s net
income (loss) reported in Schedule HI, item 8c of the
FR Y-9C. Filers should not include overhead or other
expense related items when calculating the net gain
(loss) produced by the nonfinancial equity investments
captured on the form. This item should not be reported
by holding companies that file the FR Y-9SP report. If
the impact on net income is a loss, report the net loss in
parentheses or with a minus (−) sign (paper filers) or
with a minus (−) sign (electronic filers). Include the net
gain (loss) of all nonfinancial equity investments not
held in the trading account, regardless of where such
investments are reflected in the financial statements of
the reporting holding company.
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Line Item 3 All indirect investments
Report in column A the acquisition cost of the holding
company’s nonfinancial equity investments in these
funds or other entities. See the glossary for a definition
of indirect investments. Report in Column B the unrealized holding gains (losses) on equity securities not
held for trading. Report in Column C all other unrealized holding gains (losses) on equity securities. Report
in column D the carrying value of these investments.
For purposes of this report, the total amount of the
equity investment in the fund is reportable even if only
a portion of the fund investments is made in
nonfinancial companies.
carrying value as defined above. The carrying value
should be reported using the same valuation method
used in preparing the FR Y-9C or FR Y-9SP.
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Report in column A the acquisition cost of these
investments. Report in Column B the unrealized holding gains (losses) on equity securities not held for trading. Report in Column C all other unrealized holding
gains (losses) on equity securities. Report in column D
the carrying value of these investments.
Line Item M4 Investments managed for others
This item applies to all holding companies that manage
nonfinancial equity investments for others by serving
as a general partner in a limited partnership or performing a similar function in a private equity fund.
These investments are not owned by the holding company and are not consolidated in the holding company’s financial statements. Exclude investments managed through a bank trust department in a fiduciary
capacity. While this is an off-balance sheet item, report
the carrying value of all investments managed for others, as established by the general partner (in the case of
a fund) or as established by the holding company in its
investment management capacity. If the holding company does not manage nonfinancial equity investments
for others, proceed to Schedule B.
Line Item M5 Pre-tax impact on net income for
management fees from item M4 above (FR Y-9C
filers only)
Report the impact on the holding company’s consolidated net income (loss) from management fees generLI-3
December 2020
Line Item Instructions
Memoranda
Line Item M1 Unused equity commitments
Report any unused portion of legally binding commitments to make a nonfinancial equity investment.
Line Item M2 Warrants
Does the holding company hold any Warrants or similar instruments received in connection with equity
investment activity? (See the glossary definition) Enter
‘‘1’’ if yes, ‘‘0’’ (zero) if no.
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Instructions for Specific Lines of
Schedule B: Type of Security
equal item 4, columns A and B of Schedule B,
respectively.
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ated from investments managed for others reported in
item M4. The information reported for this line item
should reflect the pre-tax year-to-date net gain (loss)
that the management fees for the investments reported
on line M4 of the form had on the filer’s net income
(loss) reported in Schedule HI, item 8c of the FR Y-9C.
Filers should not include overhead or other expense
related items when calculating the net gain (loss) produced by the nonfinancial equity investments captured
on the form. This item should not be reported by holding companies that file the FR Y-9SP report. If the
impact on net income is a loss, report the net loss in
parentheses or with a minus (−) sign (paper filers) or
with a minus (−) sign (electronic filers).
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Line Item 1 Common stock
Report in column A the acquisition cost of the holding
company’s nonfinancial equity investments that are in
the form of voting and non-voting common stock.
Report in column B the carrying value of all such voting and nonvoting common stock held by the holding
company.
Line Item 2 Convertible debt and convertible
preferred stock
Report in column A the acquisition cost of the holding
company’s nonfinancial equity investments that are in
the form of convertible debt and convertible preferred
stock. Report in column B the carrying value of such
convertible bonds and convertible preferred stock held
by the holding company. This item would include mezzanine debt that is convertible into equity.
Line Item 3 Other equity instruments
Report in column A the acquisition cost of all of the
holding company’s other nonfinancial equity investments not specified in items 1 and 2. Report in column
B the carrying value of these nonfinancial equity
investments. See the glossary definition of equity
investment for what types of securities to include in
this item.
Line Item 4 Total portfolio
Report the sum of items 1 through 3 for columns A
and B. Item 4, columns A and D of Schedule A must
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December 2020
Instructions for Specific Lines of
Schedule C: Type of Entity Within the
Banking Organization
Line Item 1 Depository institutions
Line Item 1(a) SBICs
Report in columns A, B, C, and D, the acquisition cost,
net unrealized holding gains (losses) on equity securities not held for trading, all other unrealized holding
gains (losses) on equity securities, and carrying value,
respectively, of the nonfinancial equity investments
held by all SBICs that are consolidated in the financial
statements of a subsidiary depository institution of the
holding company. Also include the acquisition cost
and carrying value of any nonfinancial equity investment made by a subsidiary depository institution in a
SBIC that is not consolidated with the depository institution for accounting purposes.
Line Item 1(b) Edge and agreement corporations
Report in columns A, B, C, and D, the acquisition cost,
net unrealized holding gains (losses) on equity securities not held for trading, all other unrealized holding
gains (losses) on equity securities, and carrying value,
respectively, of the direct and indirect nonfinancial
equity investments of all Edge or agreement corporations that are owned or controlled by subsidiary
depository institutions of the holding company. Edge
corporations are formed under Section 25A of the
Federal Reserve Act and agreement corporations are
formed under Section 25 of the Federal Reserve Act.
FR Y-12
Line Item Instructions
Line Item 2(d) Private Equity subsidiaries
Report in columns A, B, C, and D, the acquisition cost,
net unrealized holding gains (losses) on equity securities not held for trading, all other unrealized holding
gains (losses) on equity securities, and carrying value,
respectively, of the all direct and indirect nonfinancial
equity investments held in a nonbank subsidiary predominantly engaged in investing and managing
nonfinancial equity investments authorized under section 4(c)(6) or 4(c)(7) of the BHC Act, or under Merchant Banking authority of GLBA (excluding investments held by SBICs, Edge or agreement corps, and
broker-dealers reported in 2(a), 2(b), and 2(c) above.
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Line Item 2 Parent holding company and other
nonbank subsidiaries
ties not held for trading, all other unrealized holding
gains (losses) on equity securities, and carrying value,
respectively, of the direct and indirect nonfinancial
equity investments (including nonfinancial equity
investments held under Merchant Banking Authority)
of subsidiaries of the holding company that are registered with the SEC as a broker-dealer. Exclude any
nonfinancial equity investment held in a trading
account in accordance with applicable accounting
principles and as part of an underwriting, market making or dealing activity. Also, exclude nonfinancial
equity investments of broker-dealers that are controlled by the holding company through a depository
institution.
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Line Item 1(c) All other
Report in columns A, B, C, and D, the acquisition cost,
net unrealized holding gains (losses) on equity securities not held for trading, all other unrealized holding
gains (losses) on equity securities, and carrying value,
respectively, of the direct and indirect nonfinancial
equity investments of the subsidiary depository institutions of the holding company that are not reported in
items 1(a) or 1(b). All other nonfinancial equity investments owned or controlled directly or indirectly
through a depository institution should be reported on
this line item.
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Line Item 2(a) SBICs
Report in columns A, B, C, and D, the acquisition cost,
net unrealized holding gains (losses) on equity securities not held for trading, all other unrealized holding
gains (losses) on equity securities, and carrying value,
respectively, of the direct and indirect nonfinancial
equity investments (including nonfinancial equity
investments held under Merchant Banking Authority)
of all SBICs that are consolidated with the holding
company for accounting purposes and that are not
owned or controlled by the holding company through
a depository institution. Also include any nonfinancial
equity investment made directly or indirectly by the
holding company or a nondepository subsidiary in a
SBIC that is not consolidated for accounting purposes.
Line Item 2(b) Edge and agreement corporations
Report in columns A, B, C, and D, the acquisition cost,
net unrealized holding gains (losses) on equity securities not held for trading, all other unrealized holding
gains (losses) on equity securities, and carrying value,
respectively, of the direct and indirect nonfinancial
equity investments of all Edge or agreement corporations that are not owned or controlled by the holding
company through a depository institution. Edge corporations are formed under Section 25A of the Federal
Reserve Act and agreement corporations are formed
under Section 25 of the Federal Reserve Act.
Line Item 2(c) Broker-Dealers
Report in columns A, B, C, and D, the acquisition cost,
net unrealized holding gains (losses) on equity securiFR Y-12
Line Item 2(e) All other
Report in columns A, B, C, and D, the acquisition cost,
net unrealized holding gains (losses) on equity securities not held for trading, all other unrealized holding
gains (losses) on equity securities, and carrying value,
respectively, of all other direct and indirect
nonfinancial equity investments of the holding company and its nondepository institution subsidiaries
that are not reported in items 2(a) through 2(d).
Line Item 3 Total portfolio
Columns A, B, C, and D must equal the sum of items 1
and 2 of Schedule C, and item 4, columns A, B, C,
and D of Schedule A.
Memoranda
Line Item M1 Domestic investments
Report in columns A, B, C, and D, the acquisition cost,
net unrealized holding gains (losses) on equity securiLI-5
December 2020
Line Item Instructions
Line Item 3 Net Valuation Changes
Report in column B for direct public investments, column D for direct nonpublic investments, and column F
for indirect (fund) investments, the aggregate net
change to the portfolio carrying value since the last
reporting period. Changes should include adjustments
to all nonfinancial equity investments reflecting writeups, writedowns, or write-offs during the reporting
period. If the aggregate change is a negative value,
enclose the amount in parentheses or with a minus (−)
sign (paper filers) or use a minus (−) sign (electronic
filers).
D
R
AF
Line Item M2 Foreign investment
Report in columns A, B, C, and D, the acquisition cost,
net unrealized holding gains (losses) on equity securities not held for trading, all other unrealized holding
gains (losses) on equity securities, and carrying value,
respectively, of the direct and indirect nonfinancial
equity investments of the consolidated holding company in companies domiciled outside the 50 States of
the United States, the District of Columbia, Puerto
Rico, and U.S. territories and possessions. The sum of
memorandum item 1 and memorandum item 2, columns A, B, C, and D, should equal Schedule A, item 4,
columns A, B, C, and D.
Line Item 2 Less: Return of Capital
Report in columns A and B for direct public investments, columns C and D for direct nonpublic investments, and columns E and F for indirect (fund) investments, the aggregate acquisition cost and carrying
value of all investments that realized returns of capital
(exclusive of realized gains/losses) during the reporting
period. This item is reported as a net reduction to the
portfolio.
T
ties not held for trading, all other unrealized holding
gains (losses) on equity securities, and carrying value,
respectively, of the direct and indirect nonfinancial
equity investments of the consolidated holding company in companies domiciled in the 50 States of the
United States, the District of Columbia, Puerto Rico,
and U.S. territories and possessions. The sum of
memoranda items 1 and 2, columns A, B, C, and D,
should equal Schedule A, item 4, columns A, B, C,
and D.
Instructions for Specific Lines of
Schedule D: Nonfinancial Investment
Transactions During Reporting Period
Line Item 1 Purchases
Report in columns A and B for direct public investments, columns C and D for direct nonpublic investments, and columns E and F for indirect (fund) investments, the aggregate acquisition cost and carrying
value, respectively, of all nonfinancial equity investment purchases made during the reporting period. In
most cases carrying value will equal acquisition cost.
This item is reported as a net addition to the portfolio.
LI-6
December 2020
Line Item 4 Other
Report in columns A and B for direct public investments, columns C and D for direct nonpublic investments, and columns E and F for indirect (fund) investments, any other transactions affecting the aggregate
acquisition cost or carrying value of the portfolio during the reporting period. (e.g., write-downs for permanent impairment or investments acquired through
mergers. Holding companies have the option of
including permanent impairment write-downs to carrying value in net valuation changes in line item 3). If a
negative value, enclose the amount in parentheses or
with a minus (−) sign (paper filers) or use a minus (−)
sign (electronic filers).
Line Item 5 Total Transactions
Report the sum of items 1 through 4, for columns A, B,
C, D, E, and F.
FR Y-12
Glossary
Acquisition Cost
T
Convertible Bonds and Convertible Preferred
Stock
For the purposes of this report, bonds or preferred
stock that can be converted into or redeemed for a
company’s common stock at a prearranged price are
considered convertible.
AF
For the definition of Appropriate Federal Reserve
Bank, Bank Holding Company, BHC Act, Company,
Control, Depository Institution, Edge Corporation,
FHC, Foreign Investment, Savings and Loan Holding
Company, and U.S. intermediate holding companies,
please refer to the glossary of the FR Y-10.
D
R
For purposes of this report, acquisition cost refers to
the aggregate acquisition cost of nonfinancial equity
investments currently held. This value should be
adjusted to reflect permanent writedowns as well as
any partial returns of capital. Exclude adjustments for
temporary impairment write-downs, amortization of
discounts or premiums (e.g., on convertible debt), and
fair value adjustments.
Direct Investment
For the purposes of this report, a direct investment is
any nonfinancial equity investment that the holding
company or any of its consolidated subsidiaries holds
directly in a nonfinancial entity.
Equity Investment
Note: For those institutions that utilize the measurement alternative allowed under U.S. GAAP for equity
investments that do not have readily determinable fair
values, all impairments, if any, should be reflected in
the Unrealized holding gains (losses) on equity securities and the carrying value but should not be considered a change to the acquisition cost.
For purposes of this report, an equity investment refers
to common stock, partnership interests, convertible
preferred stock, convertible debt, and warrants,
options, and other rights that give the holder the right
to acquire common stock or instruments convertible
into common stock. An equity investment does not
include any position or security held in a trading
account on a short-term basis, in accordance with
applicable accounting principles, and as part of an
underwriting, market-making or dealing activity.
Carrying Value
Indirect Investment
For the purposes of this report, carrying value refers to
the amount of the investment as reflected in the holding company’s consolidated financial statements prepared in accordance with U.S. GAAP. Carrying value
includes adjustments for return of capital as well as
impairments recognized in accordance with
U.S. GAAP, amortization of discounts or premiums
(e.g., convertible debt), and fair value adjustments that
are reflected on the balance sheet.
For the purposes of this report, an indirect investment
is a nonfinancial equity investment that the holding
company or any of its consolidated subsidiaries has in
an investment fund or similar entity that is engaged in
the business of making equity investments in
nonfinancial companies. An investment fund can be
organized in any form, including as a partnership, corporation, or limited liability company. An example of
an indirect investment is an investment in a private
FR Y-12
GL-1
December 2020
Glossary
also called a private company, which is the opposite of
a public company.
Mezzanine Financing
Public Company
Mezzanine generally refers to that subordinated layer
of financing between a company’s senior debt and
equity. This type of financing combines the characteristics of debt and equity funding, and, in many
instances, is convertible into equity securities or comes
with warrants attached. Mezzanine debt is often used
to finance acquisitions and buyouts, and is viewed as
an attractive investment because of its higher returns
that are unavailable to senior lenders. However, in a
liquidation situation mezzanine lenders’ repayment
status is only better than that of the equity holders.
A public company has issued securities through a
‘‘public offering’’ and are now traded on the open market (i.e., NYSE, NASDAQ). This type of company is
also called ‘‘publicly held’’ or publicly traded, and the
opposite of a private company.
D
R
A nonfinancial company is a company that is engaged
in any activity that has not been determined to be
financial in nature or incidental to a financial activity
under section 4(k) of the BHC Act (12 U.S.C. 1843(k)).
Examples of activities that are considered nonfinancial
in nature are: Telecommunications, Health Care,
Entertainment, Transportation, and Manufacturing.
Nonpublic Company
A nonpublic company has equity shares that are not
traded on the open market. This type of company is
GL-2
March 2013
Subsidiary
AF
Nonfinancial Company
T
equity fund that makes merchant banking investments
under section 4(k)(4)(H) of the BHC Act (12 U.S.C.
1843(k)(4)(H)).
For purposes of this report, subsidiary means any
company in which the holding company, directly or
indirectly, owns or controls more than 50 percent of
the outstanding voting stock and which is consolidated
under GAAP in the parent holding company’s
financial statements.
Warrant
A type of security, usually issued together with a subordinated debt instrument (Mezzanine Debt), restructured debt, or a bond or preferred stock offer, that
entitles the holder to buy (exercise) a proportionate
amount of common stock at a specified price, for a
period of years or to perpetuity.
FR Y-12
Essential Quality Edits for the FR Y-12
Effective as of March 31, 2021
FRY12
FRY12
20061231 20181231 Ended
20100331 20181231 Ended
A
A
Quality
Quality
9005
9010
A-1B
A-1C
BHEIC089
BHEIC090
FRY12
20100331 20181231 Ended
A
Quality
9010
A-1D
BHEIC091
FRY12
20100331 20181231 Ended
A
Quality
9010
A-2A
BHEIC093
FRY12
FRY12
20061231 20181231 Ended
20100331 20181231 Ended
A
A
Quality
Quality
9015
9020
A-2B
A-2C
BHEIC094
BHEIC095
FRY12
20100331 20181231 Ended
A
Quality
9020
A-3A
BHEIC097
FRY12
FRY12
20061231 20181231 Ended
20100331 20181231 Ended
A
A
Quality
Quality
9025
9030
A-3B
A-3C
BHEIC098
BHEIC099
FRY12
20100331 20170630 Ended
A
Quality
9040
A-Mem1
BHEIC100
FRY12
20100331 20181231 Ended
A
Quality
9030
A-4A
BHEIC101
FRY12
FRY12
20061231 20181231 Ended
20100331 20181231 Ended
A
A
Quality
Quality
9035
9040
A-4B
A-4C
BHEIC102
BHEIC103
FRY12
20100331 20181231 Ended
A
Quality
9040
A-Mem2A
BHEIC104
FRY12
FRY12
20061231 20181231 Ended
20100331 20181231 Ended
A
A
Quality
Quality
9045
9050
A-Mem2B
A-Mem2C
BHEIC105
BHEIC106
FRY12
20100331 20181231 Ended
B
Quality
9060
B-1A
BHEIC107
FRY12
20100331 20181231 Ended
B
Quality
9060
B-1B
BHEIC108
FRY12
20100331 20181231 Ended
B
Quality
9060
B-2A
BHEIC109
FRY12
20100331 20181231 Ended
B
Quality
9060
B-2B
BHEIC110
FRY12
20100331 20181231 Ended
B
Quality
9060
B-3A
BHEIC111
FRY12
20100331 20181231 Ended
B
Quality
9060
B-3B
BHEIC112
FRY12
20100331 20181231 Ended
B
Quality
9060
B-4A
BHEIC113
FR Y-12
Schedule
Edit
Type
Edit Number
TargetItem MDRM
Number
Edit Test
Alg Edit Test
A
A
Quality
Quality
9055
9000
A-Mem3
A-1A
BHEIB498
BHEIC088
A-Mem3 should not be null.
A-1A should not be null and should
not be negative.
A-1B should not be null.
A-1C should not be null and should
not be negative.
A-1D should not be null and should
not be negative.
A-2A should not be null and should
not be negative.
A-2B should not be null.
A-2C should not be null and should
not be negative.
A-3A should not be null and should
not be negative.
A-3B should not be null.
A-3C should not be null and should
not be negative.
A-Mem1 should not be null and
should not be negative.
A-4A should not be null and should
not be negative.
A-4B should not be null.
A-4C should not be null and should
not be negative.
A-Mem2A should not be null and
should not be negative.
A-Mem2B should not be null.
A-Mem2C should not be null and
should not be negative.
B-1A should not be null and should
not be negative.
B-1B should not be null and should
not be negative.
B-2A should not be null and should
not be negative.
B-2B should not be null and should
not be negative.
B-3A should not be null and should
not be negative.
B-3B should not be null and should
not be negative.
B-4A should not be null and should
not be negative.
bheib498 ne null
bheic088 ne null and bheic088 ge 0
AF
Effective Edit Change
End
Date
20181231 Ended
20181231 Ended
T
FRY12
FRY12
Effective
Start
Date
20061231
20100331
D
R
Series
bheic089 ne null
bheic090 ne null and bheic090 ge 0
bheic091 ne null and bheic091 ge 0
bheic093 ne null and bheic093 ge 0
bheic094 ne null
bheic095 ne null and bheic095 ge 0
bheic097 ne null and bheic097 ge 0
bheic098 ne null
bheic099 ne null and bheic099 ge 0
bheic100 ne null and bheic100 ge 0
bheic101 ne null and bheic101 ge 0
bheic102 ne null
bheic103 ne null and bheic103 ge 0
bheic104 ne null and bheic104 ge 0
bheic105 ne null
bheic106 ne null and bheic106 ge 0
bheic107 ne null and bheic107 ge 0
bheic108 ne null and bheic108 ge 0
bheic109 ne null and bheic109 ge 0
bheic110 ne null and bheic110 ge 0
bheic111 ne null and bheic111 ge 0
bheic112 ne null and bheic112 ge 0
bheic113 ne null and bheic113 ge 0
EDIT-1
March 2021
Effective Edit Change
End
Date
20181231 Ended
Schedule
Edit
Type
Edit Number
TargetItem MDRM
Number
Edit Test
Alg Edit Test
B
Quality
9060
B-4B
BHEIC114
B-4B should not be null and should
not be negative.
B-Mem1 should not be null and
should not be negative.
C-1aA should not be null and should
not be negative.
C-1aC should not be null and should
not be negative.
C-1bA should not be null and should
not be negative.
C-1bC should not be null and should
not be negative.
C-1cA should not be null and should
not be negative.
C-1cC should not be null and should
not be negative.
C-2cA should not be null and should
not be negative.
C-2cC should not be null and should
not be negative.
C-2aA should not be null and should
not be negative.
C-2aC should not be null and should
not be negative.
C-2eA should not be null and should
not be negative.
C-2eC should not be null and should
not be negative.
C-3A should not be null and should
not be negative.
C-3C should not be null and should
not be negative.
C-Mem1A should not be null and
should not be negative.
C-Mem1C should not be null and
should not be negative.
C-Mem2A should not be null and
should not be negative.
C-Mem2C should not be null and
should not be negative.
A-Mem4 should not be null and
should not be negative.
B-Mem2 should not be null.
C-1aB should not be null.
C-1bB should not be null.
C-1cB should not be null.
C-2aB should not be null.
bheic114 ne null and bheic114 ge 0
FRY12
20100331 20181231 Ended
B
Quality
9060
B-Mem1
BHEIC115
FRY12
20100331 20181231 Ended
C
Quality
9060
C-1aA
BHEIC117
FRY12
20100331 20181231 Ended
C
Quality
9070
C-1aC
BHEIC118
FRY12
20100331 20181231 Ended
C
Quality
9075
C-1bA
BHEIC121
FRY12
20100331 20181231 Ended
C
Quality
9085
C-1bC
BHEIC122
FRY12
20100331 20181231 Ended
C
Quality
9085
C-1cA
BHEIC126
FRY12
20100331 20181231 Ended
C
Quality
9095
C-1cC
BHEIC127
FRY12
20100331 20181231 Ended
C
Quality
9115
C-2cA
BHEIC131
FRY12
20100331 20181231 Ended
C
FRY12
20100331 20181231 Ended
C
FRY12
20100331 20181231 Ended
C
FRY12
20100331 20181231 Ended
C
FRY12
20100331 20181231 Ended
C
FRY12
20100331 20181231 Ended
C
FRY12
20100331 20181231 Ended
C
FRY12
20100331 20181231 Ended
FRY12
T
FRY12
Effective
Start
Date
20100331
AF
Series
9125
C-2cC
BHEIC132
Quality
9095
C-2aA
BHEIC136
Quality
9105
C-2aC
BHEIC137
Quality
9135
C-2eA
BHEIC145
Quality
9145
C-2eC
BHEIC146
Quality
9145
C-3A
BHEIC150
Quality
9155
C-3C
BHEIC151
C
Quality
9155
C-Mem1A
BHEIC155
20100331 20181231 Ended
C
Quality
9165
C-Mem1C
BHEIC156
FRY12
20100331 20181231 Ended
C
Quality
9165
C-Mem2A
BHEIC157
FRY12
20100331 20181231 Ended
C
Quality
9175
C-Mem2C
BHEIC158
FRY12
20100331 20181231 Ended
A
Quality
9060
A-Mem4
BHEIC716
FRY12
FRY12
FRY12
FRY12
FRY12
20061231
20061231
20061231
20061231
20061231
B
C
C
C
C
Quality
Quality
Quality
Quality
Quality
9065
9065
9080
9090
9100
B-Mem2
C-1aB
C-1bB
C-1cB
C-2aB
BHEIC717
BHEIC718
BHEIC719
BHEIC720
BHEIC721
EDIT-2
FR Y-12
D
R
Quality
20181231
20181231
20181231
20181231
20181231
Ended
Ended
Ended
Ended
Ended
bheic115 ne null and bheic115 ge 0
bheic117 ne null and bheic117 ge 0
bheic118 ne null and bheic118 ge 0
bheic121 ne null and bheic121 ge 0
bheic122 ne null and bheic122 ge 0
bheic126 ne null and bheic126 ge 0
bheic127 ne null and bheic127 ge 0
bheic131 ne null and bheic131 ge 0
bheic132 ne null and bheic132 ge 0
bheic136 ne null and bheic136 ge 0
bheic137 ne null and bheic137 ge 0
bheic145 ne null and bheic145 ge 0
bheic146 ne null and bheic146 ge 0
bheic150 ne null and bheic150 ge 0
bheic151 ne null and bheic151 ge 0
bheic155 ne null and bheic155 ge 0
bheic156 ne null and bheic156 ge 0
bheic157 ne null and bheic157 ge 0
bheic158 ne null and bheic158 ge 0
bheic716 ne null and bheic716 ge 0
bheic717 ne null
bheic718 ne null
bheic719 ne null
bheic720 ne null
bheic721 ne null
March 2021
FRY12
FRY12
20061231 20181231 Ended
20100331 20181231 Ended
C
C
Quality
Quality
9110
9115
C-2bB
C-2bC
BHEIC723
BHEIC724
FRY12
FRY12
20061231 20181231 Ended
20100331 20181231 Ended
C
C
Quality
Quality
9120
9125
C-2cB
C-2dA
BHEIC725
BHEIC726
FRY12
FRY12
20061231 20181231 Ended
20100331 20181231 Ended
C
C
Quality
Quality
9130
9135
C-2dB
C-2dC
BHEIC727
BHEIC728
FRY12
FRY12
FRY12
20061231 20181231 Ended
20061231 20181231 Ended
20100331 20181231 Ended
C
C
D
Quality
Quality
Quality
9140
9150
9175
FRY12
20100331 20181231 Ended
D
Quality
9175
FRY12
20100331 20181231 Ended
D
FRY12
20100331 20181231 Ended
D
FRY12
20100331 20181231 Ended
D
FRY12
20100331 20181231 Ended
D
FRY12
20100331 20181231 Ended
D
FRY12
20100331 20181231 Ended
D
FRY12
FRY12
FRY12
FRY12
FRY12
FRY12
FRY12
FRY12
FRY12
FRY12
FRY12
FRY12
FRY12
20100331
20100331
20100331
20100331
20100331
20100331
20100331
20100331
20100331
20100331
20061231
20061231
20100331
Ended
Ended
Ended
Ended
Ended
Ended
Ended
Ended
Ended
Ended
Ended
Ended
Ended
D
D
D
D
D
D
D
D
D
D
C
C
D
FRY12
20100331 20181231 Ended
D
FR Y-12
20181231
20181231
20181231
20181231
20181231
20181231
20181231
20181231
20181231
20181231
20181231
20181231
20181231
Schedule
Edit
Type
Edit Number
TargetItem MDRM
Number
Edit Test
Alg Edit Test
C
Quality
9105
C-2bA
BHEIC722
C-2bA should not be null and should
not be negative.
C-2bB should not be null.
C-2bC should not be null and should
not be negative.
C-2cB should not be null.
C-2dA should not be null and should
not be negative.
C-2dB should not be null.
C-2dC should not be null and should
not be negative.
C-2eB should not be null.
C-3B should not be null.
D-1A should not be null and should
not be negative.
D-1B should not be null and should
not be negative.
D-1E should not be null and should
not be negative.
D-1F should not be null and should
not be negative.
D-2A should not be null and should
not be negative.
D-2B should not be null and should
not be negative.
D-2E should not be null and should
not be negative.
D-2F should not be null and should
not be negative.
D-3B should not be null.
D-3F should not be null.
D-4A should not be null.
D-4B should not be null.
D-4E should not be null.
D-4F should not be null.
D-5A should not be null.
D-5B should not be null.
D-5E should not be null.
D-5F should not be null.
C-Mem1B should not be null.
C-Mem2B should not be null.
D-1C should not be null and should
not be negative.
D-1D should not be null and should
not be negative.
bheic722 ne null and bheic722 ge 0
C-2eB
C-3B
D-1A
BHEIC729
BHEIC730
BHEIC731
D-1B
BHEIC732
AF
Effective Edit Change
End
Date
20181231 Ended
T
FRY12
Effective
Start
Date
20100331
Quality
9175
D-1E
BHEIC733
Quality
9175
D-1F
BHEIC734
Quality
9175
D-2A
BHEIC735
Quality
9175
D-2B
BHEIC736
Quality
9175
D-2E
BHEIC737
Quality
9175
D-2F
BHEIC738
Quality
Quality
Quality
Quality
Quality
Quality
Quality
Quality
Quality
Quality
Quality
Quality
Quality
9180
9180
9180
9180
9180
9180
9180
9180
9180
9180
9160
9170
9175
D-3B
D-3F
D-4A
D-4B
D-4E
D-4F
D-5A
D-5B
D-5E
D-5F
C-Mem1B
C-Mem2B
D-1C
BHEIC739
BHEIC740
BHEIC741
BHEIC742
BHEIC743
BHEIC744
BHEIC745
BHEIC746
BHEIC747
BHEIC748
BHEIC749
BHEIC750
BHEIJ434
Quality
9175
D-1D
BHEIJ435
D
R
Series
bheic723 ne null
bheic724 ne null and bheic724 ge 0
bheic725 ne null
bheic726 ne null and bheic726 ge 0
bheic727 ne null
bheic728 ne null and bheic728 ge 0
bheic729 ne null
bheic730 ne null
bheic731 ne null and bheic731 ge 0
bheic732 ne null and bheic732 ge 0
bheic733 ne null and bheic733 ge 0
bheic734 ne null and bheic734 ge 0
bheic735 ne null and bheic735 ge 0
bheic736 ne null and bheic736 ge 0
bheic737 ne null and bheic737 ge 0
bheic738 ne null and bheic738 ge 0
bheic739 ne null
bheic740 ne null
bheic741 ne null
bheic742 ne null
bheic743 ne null
bheic744 ne null
bheic745 ne null
bheic746 ne null
bheic747 ne null
bheic748 ne null
bheic749 ne null
bheic750 ne null
bheij434 ne null and bheij434 ge 0
bheiJ435 ne null and bheij435 ge 0
EDIT-3
March 2021
Effective Edit Change
End
Date
20181231 Ended
FRY12
20100331 20181231 Ended
D
Quality
9175
D-2D
BHEIJ437
FRY12
FRY12
FRY12
FRY12
FRY12
FRY12
20100331
20100331
20100331
20100331
20100331
20100331
D
D
D
D
D
A
Quality
Quality
Quality
Quality
Quality
Quality
9180
9180
9180
9180
9180
9060
D-3D
D-4C
D-4D
D-5C
D-5D
A-Mem5
BHEIJ438
BHEIJ439
BHEIJ440
BHEIJ441
BHEIJ442
BHEIJ443
FRY12
20130331 99991231 No change
A
Quality
0523
A-Mem3
BHEIB498
FRY12
20010930 20170630 Ended
A
FRY12
20050331 20200930 Archived
A
FRY12
20201231 99991231 Revised
A
FRY12
20050331 99991231 No change
B
FRY12
20010930 99991231 No change
B
FRY12
20050331 99991231 No change
B
FRY12
20010930 99991231 No change
B
FRY12
20050331 99991231 No change
FRY12
20181231
20181231
20181231
20181231
20181231
20181231
Ended
Ended
Ended
Ended
Ended
Ended
Schedule
Edit
Type
Edit Number
TargetItem MDRM
Number
Edit Test
Alg Edit Test
D
Quality
9175
D-2C
BHEIJ436
D-2C should not be null and should
not be negative.
D-2D should not be null and should
not be negative.
D-3D should not be null.
D-4C should not be null.
D-4D should not be null.
D-5C should not be null.
D-5D should not be null.
A-Mem5 should not be null and
should not be negative.
If the reporting institution is a top-tier
holding company that files an
FR Y-9SP or is a lower-tier holding
company that for reporting purposes
files an FR Y-9SP as the top tier, then
A-Mem3 should equal zero.
If A-4A, A-4B or A-4C do not equal
zero, then A-Mem1 should not equal
zero.
At least one of A-4A, A-4B, or A-4C
should not equal zero.
At least one of A-4A, A-4B, A-4C, or
A-4D should not equal zero.
If B-1B is greater than zero, then
B-1A should be greater than zero.
If B-1A is greater than zero, then
B-1B should be greater than zero.
If B-2B is greater than zero, then
B-2A should be greater than zero.
If B-2A is greater than zero, then
B-2B should be greater than zero.
If B-3B is greater than zero, then
B-3A should be greater than zero.
If B-3A is greater than zero, then
B-3B should be greater than zero.
If C-1aC is greater than zero, then
C-1aA should be greater than zero.
If C-1aD is greater than zero, then
C-1aA should be greater than zero.
If C-1aA is greater than zero, then
C-1aC should be greater than zero.
If C-1aA is greater than zero, then
C-1aD should be greater than zero.
If C-1bC is greater than zero, then
C-1bA should be greater than zero.
If C-1bD is greater than zero, then
C-1bA should be greater than zero.
bheij436 ne null and bheij436 ge 0
T
FRY12
Effective
Start
Date
20100331
AF
Series
0520
A-Mem1
BHEIC100
Quality
0510
A-4A
BHEIC101
Quality
0510
A-4A
BHEIC101
Quality
0550
B-1A
BHEIC107
Quality
0560
B-1B
BHEIC108
Quality
0570
B-2A
BHEIC109
Quality
0580
B-2B
BHEIC110
B
Quality
0590
B-3A
BHEIC111
20010930 99991231 No change
B
Quality
0600
B-3B
BHEIC112
FRY12
20050331 20200930 Archived
C
Quality
0650
C-1aA
BHEIC117
FRY12
20201231 99991231 Revised
C
Quality
0650
C-1aA
BHEIC117
FRY12
20010930 20200930 Archived
C
Quality
0660
C-1aC
BHEIC118
FRY12
20201231 99991231 No change
C
Quality
0660
C-1aD
BHEIC118
FRY12
20050331 20200930 Archived
C
Quality
0690
C-1bA
BHEIC121
FRY12
20201231 99991231 Revised
C
Quality
0690
C-1bA
BHEIC121
EDIT-4
FR Y-12
D
R
Quality
bheij437 ne null and bheij437 ge 0
bheij438 ne null
bheij439 ne null
bheij440 ne null
bheij441 ne null
bheij442 ne null
bheij443 ne null and bheij443 ge 0
if the reporting institution is a toptier holding company that files an
FR Y-9SP or is a lower-tier holding
company that for reporting purposes files an FR Y-9SP as the top
tier then bheib498 eq 0
If bheic101 ne 0 or bheic102 ne 0
or bheic103 ne 0 then bheic100 ne
0
bheic101 ne 0 or bheic102 ne 0 or
bheic103 ne 0
bheic101 ne 0 or bheilf33 ne 0 or
bheilf40 ne 0 or bheic103 ne 0
if bheic108 gt 0 then bheic107 gt 0
if bheic107 gt 0 then bheic108 gt 0
if bheic110 gt 0 then bheic109 gt 0
if bheic109 gt 0 then bheic110 gt 0
if bheic112 gt 0 then bheic111 gt 0
if bheic111 gt 0 then bheic112 gt 0
if bheic118 gt 0 then bheic117 gt 0
if bheic118 gt 0 then bheic117 gt 0
if bheic117 gt 0 then bheic118 gt 0
if bheic117 gt 0 then bheic118 gt 0
if bheic122 gt 0 then bheic121 gt 0
if bheic122 gt 0 then bheic121 gt 0
March 2021
Effective Edit Change
End
Date
20200930 Archived
Schedule
Edit
Type
Edit Number
TargetItem MDRM
Number
Edit Test
Alg Edit Test
C
Quality
0700
C-1bC
BHEIC122
If C-1bA is greater than zero, then
C-1bC should be greater than zero.
If C-1bA is greater than zero, then
C-1bD should be greater than zero.
If C-1cC is greater than zero, then
C-1cA should be greater than zero.
If C-1cD is greater than zero, then
C-1cA should be greater than zero.
If C-1cA is greater than zero, then
C-1cC should be greater than zero.
If C-1cA is greater than zero, then
C-1cD should be greater than zero.
If C-2cC is greater than zero, then
C-2cA should be greater than zero.
If C-2cD is greater than zero, then
C-2cA should be greater than zero.
If C-2cA is greater than zero, then
C-2cC should be greater than zero.
If C-2cA is greater than zero, then
C-2cD should be greater than zero.
If C-2aC is greater than zero, then
C-2aA should be greater than zero.
If C-2aD is greater than zero, then
C-2aA should be greater than zero.
If C-2aA is greater than zero, then
C-2aC should be greater than zero.
If C-2aA is greater than zero, then
C-2aD should be greater than zero.
If C-2eC is greater than zero, then
C-2eA should be greater than zero.
If C-2eD is greater than zero, then
C-2eA should be greater than zero.
If C-2eA is greater than zero, then
C-2eC should be greater than zero.
If C-2eA is greater than zero, then
C-2eD should be greater than zero.
If C-Mem1C is greater than zero,
then C-Mem1A should be greater
than zero.
If C-Mem1D is greater than zero,
then C-Mem1A should be greater
than zero.
If C-Mem1A is greater than zero,
then C-Mem1C should be greater
than zero.
If C-Mem1A is greater than zero,
then C-Mem1D should be greater
than zero.
Sum of C-Mem1A and C-Mem2A
should equal A-4A
if bheic121 gt 0 then bheic122 gt 0
FRY12
20201231 99991231 No change
C
Quality
0700
C-1bD
BHEIC122
FRY12
20050331 20200930 Archived
C
Quality
0730
C-1cA
BHEIC126
FRY12
20201231 99991231 Revised
C
Quality
0730
C-1cA
BHEIC126
FRY12
20010930 20200930 Archived
C
Quality
0740
C-1cC
BHEIC127
FRY12
20201231 99991231 No change
C
Quality
0740
C-1cD
BHEIC127
FRY12
20050331 20200930 Archived
C
Quality
0790
C-2cA
BHEIC131
FRY12
20201231 99991231 Revised
C
Quality
0790
C-2cA
BHEIC131
FRY12
20010930 20200930 Archived
C
Quality
0800
C-2cC
BHEIC132
FRY12
20201231 99991231 No change
C
FRY12
20050331 20200930 Archived
C
FRY12
20201231 99991231 Revised
C
FRY12
20010930 20200930 Archived
C
FRY12
20201231 99991231 No change
C
FRY12
20050331 20200930 Archived
C
FRY12
20201231 99991231 Revised
C
FRY12
20010930 20200930 Archived
FRY12
T
FRY12
Effective
Start
Date
20010930
AF
Series
0800
C-2cD
BHEIC132
Quality
0750
C-2aA
BHEIC136
Quality
0750
C-2aA
BHEIC136
Quality
0760
C-2aC
BHEIC137
Quality
0760
C-2aD
BHEIC137
Quality
0830
C-2eA
BHEIC145
Quality
0830
C-2eA
BHEIC145
C
Quality
0840
C-2eC
BHEIC146
20201231 99991231 No change
C
Quality
0840
C-2eD
BHEIC146
FRY12
20050331 20200930 Archived
C
Quality
1050
C-Mem1A
BHEIC155
FRY12
20201231 99991231 Revised
C
Quality
1050
C-Mem1A
BHEIC155
FRY12
20010930 20200930 Archived
C
Quality
1060
C-Mem1C
BHEIC156
FRY12
20201231 99991231 No change
C
Quality
1060
C-Mem1D
BHEIC156
FRY12
20010930 99991231 No change
C
Quality
1080
C-Mem2A
BHEIC157
FR Y-12
D
R
Quality
if bheic121 gt 0 then bheic122 gt 0
if bheic127 gt 0 then bheic126 gt 0
if bheic127 gt 0 then bheic126 gt 0
if bheic126 gt 0 then bheic127 gt 0
if bheic126 gt 0 then bheic127 gt 0
if bheic132 gt 0 then bheic131 gt 0
if bheic132 gt 0 then bheic131 gt 0
if bheic131 gt 0 then bheic132 gt 0
if bheic131 gt 0 then bheic132 gt 0
if bheic137 gt 0 then bheic136 gt 0
if bheic137 gt 0 then bheic136 gt 0
if bheic136 gt 0 then bheic137 gt 0
if bheic136 gt 0 then bheic137 gt 0
if bheic146 gt 0 then bheic145 gt 0
if bheic146 gt 0 then bheic145 gt 0
if bheic145 gt 0 then bheic146 gt 0
if bheic145 gt 0 then bheic146 gt 0
if bheic156 gt 0 then bheic155 gt 0
if bheic156 gt 0 then bheic155 gt 0
if bheic155 gt 0 then bheic156 gt 0
if bheic155 gt 0 then bheic156 gt 0
(bheic155 + bheic157) eq bheic101
EDIT-5
March 2021
Effective Edit Change
End
Date
20200930 Archived
Schedule
Edit
Type
Edit Number
TargetItem MDRM
Number
Edit Test
Alg Edit Test
C
Quality
1100
C-Mem2A
BHEIC157
If C-Mem2C is greater than zero,
then C-Mem2A should be greater
than zero.
If C-Mem2D is greater than zero,
then C-Mem2A should be greater
than zero.
If C-Mem2A is greater than zero,
then C-Mem2C should be greater
than zero.
If C-Mem2A is greater than zero,
then C-Mem2D should be greater
than zero.
Sum of C-Mem1C and C-Mem2C
should equal A-4C
Sum of C-Mem1D and C-Mem2D
should equal A-4D
If C-2bC is greater than zero, then
C-2bA should be greater than zero.
If C-2bD is greater than zero, then
C-2bA should be greater than zero.
If C-2bA is greater than zero, then
C-2bC should be greater than zero.
If C-2bA is greater than zero, then
C-2bD should be greater than zero.
If C-2dC is greater than zero, then
C-2dA should be greater than zero.
If C-2dD is greater than zero, then
C-2dA should be greater than zero.
If C-2dA is greater than zero, then
C-2dC should be greater than zero.
If C-2dA is greater than zero, then
C-2dD should be greater than zero.
If D-1B is greater than zero, then
D-1A should be greater than zero.
If D-1A is greater than zero, then
D-1B should be greater than zero.
If D-1F is greater than zero, then
D-1E should be greater than zero.
If D-1E is greater than zero, then
D-1F should be greater than zero.
If D-2B is greater than zero, then
D-2A should be greater than zero.
If D-2A is greater than zero, then
D-2B should be greater than zero.
If D-2F is greater than zero, then
D-2E should be greater than zero.
If D-2E is greater than zero, then
D-2F should be greater than zero.
If D-4B is greater than zero, then
D-4A should be greater than zero.
if bheic158 gt 0 then bheic157 gt 0
FRY12
20201231 99991231 Revised
C
Quality
1100
C-Mem2A
BHEIC157
FRY12
20010930 20200930 Archived
C
Quality
1120
C-Mem2C
BHEIC158
FRY12
20201231 99991231 No change
C
Quality
1120
C-Mem2D
BHEIC158
FRY12
20050331 20200930 Archived
C
Quality
1130
FRY12
20201231 99991231 No change
C
Quality
1130
FRY12
20050331 20200930 Archived
C
Quality
0770
FRY12
20201231 99991231 Revised
C
FRY12
20010930 20200930 Archived
C
FRY12
20201231 99991231 No change
C
FRY12
20050331 20200930 Archived
C
FRY12
20201231 99991231 Revised
C
FRY12
20010930 20200930 Archived
C
FRY12
20201231 99991231 No change
C
FRY12
20050331 99991231 No change
D
Quality
FRY12
20050331 99991231 No change
D
FRY12
20100331 99991231 No change
FRY12
T
FRY12
Effective
Start
Date
20010930
C-Mem2C
BHEIC158
C-Mem2D
BHEIC158
C-2bA
BHEIC722
AF
Series
0770
C-2bA
BHEIC722
Quality
0780
C-2bC
BHEIC724
Quality
0780
C-2bD
BHEIC724
Quality
0810
C-2dA
BHEIC726
Quality
0810
C-2dA
BHEIC726
Quality
0820
C-2dC
BHEIC728
Quality
0820
C-2dD
BHEIC728
1200
D-1A
BHEIC731
Quality
1210
D-1B
BHEIC732
D
Quality
1220
D-1E
BHEIC733
20100331 99991231 No change
D
Quality
1230
D-1F
BHEIC734
FRY12
20050331 99991231 No change
D
Quality
1240
D-2A
BHEIC735
FRY12
20050331 99991231 No change
D
Quality
1250
D-2B
BHEIC736
FRY12
20100331 99991231 No change
D
Quality
1260
D-2E
BHEIC737
FRY12
20100331 99991231 No change
D
Quality
1270
D-2F
BHEIC738
FRY12
20050331 99991231 No change
D
Quality
1280
D-4A
BHEIC741
EDIT-6
FR Y-12
D
R
Quality
if bheic158 gt 0 then bheic157 gt 0
if bheic157 gt 0 then bheic158 gt 0
if bheic157 gt 0 then bheic158 gt 0
(bheic156 + bheic158) eq bheic103
(bheic156 + bheic158) eq bheic103
if bheic724 gt 0 then bheic722 gt 0
if bheic724 gt 0 then bheic722 gt 0
if bheic722 gt 0 then bheic724 gt 0
if bheic722 gt 0 then bheic724 gt 0
if bheic728 gt 0 then bheic726 gt 0
if bheic728 gt 0 then bheic726 gt 0
if bheic726 gt 0 then bheic728 gt 0
if bheic726 gt 0 then bheic728 gt 0
if bheic732 gt 0 then bheic731 gt 0
if bheic731 gt 0 then bheic732 gt 0
if bheic734 gt 0 then bheic733 gt 0
if bheic733 gt 0 then bheic734 gt 0
if bheic736 gt 0 then bheic735 gt 0
if bheic735 gt 0 then bheic736 gt 0
if bheic738 gt 0 then bheic737 gt 0
if bheic737 gt 0 then bheic738 gt 0
if bheic742 gt 0 then bheic741 gt 0
March 2021
Schedule
Edit
Type
Edit Number
TargetItem MDRM
Number
Edit Test
Alg Edit Test
D
Quality
1290
D-4B
BHEIC742
If D-4A is greater than zero, then
D-4B should be greater than zero.
If D-4F is greater than zero, then
D-4E should be greater than zero.
If D-4E is greater than zero, then
D-4F should be greater than zero.
Sum of C-Mem1B and C-Mem2B
should equal A-4B
Sum of C-Mem1C and C-Mem2C
should equal A-4C
If D-1D is greater than zero, then
D-1C should be greater than zero.
If D-1C is greater than zero, then
D-1D should be greater than zero.
If D-2D is greater than zero, then
D-2C should be greater than zero.
If D-2C is greater than zero, then
D-2D should be greater than zero.
If D-4D is greater than zero, then
D-4C should be greater than zero.
If D-4C is greater than zero, then
D-4D should be greater than zero.
If A-Mem3 is not equal to zero and
A-Mem4 is greater than zero, then
A-Mem5 should be greater than zero.
If the reporting institution is a top-tier
holding company that files an
FR Y-9SP or is a lower-tier holding
company that for reporting purposes
files an FR Y-9SP as the top tier, then
A-Mem5 should equal zero.
if bheic741 gt 0 then bheic742 gt 0
FRY12
20100331 99991231 No change
D
Quality
1300
D-4E
BHEIC743
FRY12
20100331 99991231 No change
D
Quality
1310
D-4F
BHEIC744
FRY12
20050331 20200930 Archived
C
Quality
1110
C-Mem2B
BHEIC750
FRY12
20201231 99991231 No change
C
Quality
1110
C-Mem2C
BHEILF55
FRY12
20100331 99991231 No change
D
Quality
1212
D-1C
BHEIJ434
FRY12
20100331 99991231 No change
D
Quality
1213
D-1D
BHEIJ435
FRY12
20100331 99991231 No change
D
Quality
1252
D-2C
BHEIJ436
FRY12
20100331 99991231 No change
D
Quality
1253
D-2D
BHEIJ437
FRY12
20100331 99991231 No change
D
FRY12
20100331 99991231 No change
D
FRY12
20100331 99991231 No change
A
FRY12
20130331 99991231 No change
A
AF
Effective Edit Change
End
Date
99991231 No change
T
FRY12
Effective
Start
Date
20050331
Quality
1292
D-4C
BHEIJ439
Quality
1293
D-4D
BHEIJ440
Quality
0525
A-Mem5
BHEIJ443
Quality
0527
A-Mem5
BHEIJ443
if bheic744 gt 0 then bheic743 gt 0
if bheic743 gt 0 then bheic744 gt 0
(bheic749 + bheic750) eq bheic102
(bheilf54 + bheilf55) eq bheilf40
if bheij435 gt 0 then bheij434 gt 0
if bheij434 gt 0 then bheij435 gt 0
if bheij437 gt 0 then bheij436 gt 0
if bheij436 gt 0 then bheij437 gt 0
if bheij440 gt 0 then bheij439 gt 0
if bheij439 gt 0 then bheij440 gt 0
if (bheib498 ne 0 and bheic716 gt
0) then bheij443 gt 0
if the reporting institution is a toptier holding company that files an
FR Y-9SP or is a lower-tier holding
company that for reporting purposes files an FR Y-9SP as the top
tier then bheij443 eq 0
D
R
Series
FR Y-12
EDIT-7
March 2021
AF
D
R
T
Validity & Syntax Edits for the FR Y-12
Effective as of December 31, 2020
Effective Effective
Start Date End Date
Edit
Change
Schedule
Edit Type
Edit
Number
Target Item
MDRM
Number
Alg Edit Test
BHEIC490
Sub Flag Edit Test
Code
(BHEIF838)
All Codes SROFFRNM must not be null.
FRY12
20140331
99991231
Page 1
Validity
0020
SROFFRNM
FRY12
20140331
99991231
Page 1
Validity
0030
FRY12
FRY12
20140331
20161231
20160930
99991231
Page 1
Page 1
Validity
Validity
FRY12
20010930
99991231
A
FRY12
20201231
99991231
No
Change
No
Change
Archived
No
Change
No
Change
Added
TITLEOFOFF
BHEIC491
All Codes
TITLEOFOFF must not be null.
bheic491 ne null
0045
0045
DATESIGN
DATESIGN
BHEIJ196
BHEIJ196
All Codes
Validity
0050
A-4A
A
Validity
0060
A-4B
Archived
A
Validity
0070
A-4B
99991231
Revised
A
Validity
0070
A-4C
20010930
20200930
Archived
A
Validity
0090
FRY12
20201231
99991231
Revised
A
Validity
FRY12
20010930
99991231
No
Change
A
DATESIGN must not be null
DATESIGN must not be null, and must be
entered in MM/DD/YYYY format.
Sum of A-1A through A-3A must equal
A-4A.
Sum of A-1B through A-3B must equal
A-4B.
Sum of A-1B through A-3B must equal
A-4B.
Sum of A-1C through A-3C must equal
A-4C.
Sum of A-1C through A-3C must equal
A-4C.
Sum of A-1D through A-3D must equal
A-4D.
A-Mem1 must equal 1, 11, 26, or 100,
and must not be null.
FRY12
20010930
99991231
FRY12
20010930
99991231
FRY12
20010930
99991231
FRY12
FRY12
FRY12
20010930
20201231
20050331
FRY12
20010930
No
Change
No
Change
No
Change
Archived
Revised
No
Change
No
Change
bheij196 ne null
bheij196 ne null and bheij196
eq mmddyyyy
(bheic088 + bheic093 +
bheic097) eq bheic101
(bheilf30 + bheilf31 + bheilf32)
eq bheilf33
(bheic089 + bheic094 +
bheic098) eq bheic102
(bheilf37 + bheilf38 + bheilf39)
eq bheilf40
(bheic090 + bheic095 +
bheic099) eq bheic103
(bheic090 + bheic095 +
bheic099) eq bheic103
bheic100 eq 1 or bheic100 eq
11 or bheic100 eq 26 or
bheic100 eq 100
(bheic107 + bheic109 +
bheic111) eq bheic113
bheic113 eq bheic101
FRY12
20010930
20200930
FRY12
20201231
FRY12
FRY12
20010930
FRY12
20201231
FRY12
20201231
FR Y-12
All Codes
BHEILF33
All Codes
BHEIC102
All Codes
BHEILF40
All Codes
A-4C
BHEIC103
All Codes
0090
A-4D
BHEIC103
All Codes
Validity
0100
A-Mem1
BHEIC100
All Codes
B
Validity
0110
B-4A
BHEIC113
All Codes
B
Validity
0130
B-4A
BHEIC113
All Codes
B
Validity
0150
B-4B
BHEIC114
All Codes
AF
BHEIC101
D
R
20200930
99991231
99991231
99991231
99991231
T
Series
B
B
B
Validity
Validity
Validity
0170
0170
0180
B-4B
B-4B
B-Mem2
BHEIC114
BHEIC114
BHEIC717
All Codes
All Codes
All Codes
C
Validity
0190
C-3A
BHEIC150
All Codes
Sum of B-1A through B-3A must equal
B-4A.
B-4A must equal A-4A.
Sum of B-1B through B-3B must equal
B-4B.
B-4B must equal A-4C.
B-4B must equal A-4D.
B-Mem2 must equal 1 (yes) or 0 (no), and
must not be null.
Sum of C-1aA through C-2eA must equal
C-3A.
bheic490 ne null
(bheic108 + bheic110 +
bheic112) eq bheic114
bheic114 eq bheic103
bheic114 eq bheic103
bheic717 eq 1 or bheic717 eq 0
(bheic117 + bheic121 +
bheic126 + bheic136 +
bheic722 + bheic131 +
bheic726 + bheic145) eq
bheic150
bheic150 eq bheic101
C
Validity
0210
C-3A
BHEIC150
All Codes
C-3A must equal A-4A.
99991231
No
Change
Added
C
Validity
0220
C-3B
BHEILE71
All Codes
99991231
Added
C
Validity
0225
C-3B
BHEILE71
All Codes
Sum of C-1aB through C-2eB must equal (bheile63 + bheile64 + bheile65
C-3B.
+ bheile66 + bheile67 +
bheile68 + bheile69 + bheile70)
eq bheile71
C-3B must equal A-4B.
bheile71 eq bheilf33
EDIT-1
December 2020
Effective Effective
Start Date End Date
Edit
Change
Schedule
Edit Type
Edit
Number
Target Item
MDRM
Number
FRY12
20010930
20200930
Archived
C
Validity
0230
C-3B
BHEIC730
FRY12
20201231
99991231
Revised
C
Validity
0230
C-3C
BHEILF53
FRY12
FRY12
FRY12
20010930
20201231
20050331
20200930
99991231
20200930
Archived
Revised
Archived
C
C
C
Validity
Validity
Validity
0250
0250
0260
C-3B
C-3C
C-3C
BHEIC730
BHEILF53
BHEIC151
FRY12
20201231
99991231
Revised
C
Validity
0260
C-3D
FRY12
FRY12
FRY12
20050331
20201231
20100331
20200930
99991231
99991231
C
C
D
Validity
Validity
Validity
0280
0280
0300
C-3C
C-3D
D-5A
BHEIC151
BHEIC151
BHEIC745
FRY12
20100331
99991231
Archived
Revised
No
Change
No
Change
D
Validity
0310
D-5B
BHEIC746
FRY12
20100331
99991231
D
Validity
0312
D-5C
BHEIJ441
FRY12
20100331
99991231
No
Change
No
Change
D
Validity
0315
D-5D
BHEIJ442
FRY12
20100331
FRY12
20100331
FRY12
20190331
FRY12
20201231
FRY12
20190331
FRY12
20201231
FRY12
20190331
FRY12
20201231
FRY12
20190331
EDIT-2
FR Y-12
BHEIC151
AF
D
R
99991231
No
Change
No
Change
D
Validity
0320
D-5E
BHEIC747
D
Validity
0330
D-5F
BHEIC748
20200930
Archived
A
Validity
0335
A-1A
BHEIC088
99991231
Revised
A
Validity
0335
A-1A
BHEIC088
20200930
Archived
A
Validity
0335
A-1C
BHEIC090
99991231
Revised
A
Validity
0335
A-1D
BHEIC090
20200930
Archived
A
Validity
0335
A-1D
BHEIC091
99991231
Revised
A
Validity
0335
A-1E
BHEIC091
20200930
Archived
A
Validity
0340
A-1B
BHEIC089
99991231
Sub Flag Edit Test
Alg Edit Test
Code
(BHEIF838)
All Codes Sum of C-1aB through C-2eB must equal (bheic718 + bheic719 +
C-3B.
bheic720 + bheic721 +
bheic723 + bheic725 +
bheic727 + bheic729) eq
bheic730
All Codes Sum of C-1aC through C-2eC must
(bheilf45 + bheilf46 + bheilf47 +
equal C-3C.
bheilf48 + bheilf49 + bheilf50 +
bheilf51 + bheilf52) eq bheilf53
All Codes C-3B must equal A-4B.
bheic730 eq bheic102
All Codes C-3C must equal A-4C.
bheilf53 eq bheilf40
All Codes Sum of C-1aC through C-2eC must
(bheic118 + bheic122 +
equal C-3C.
bheic127 + bheic137 +
bheic724 + bheic132 +
bheic728 + bheic146) eq
bheic151
All Codes Sum of C-1aD through C-2eD must
(bheic118 + bheic122 +
equal C-3D.
bheic127 + bheic137 +
bheic724 + bheic132 +
bheic728 + bheic146) eq
bheic151
All Codes C-3C must equal A-4C.
bheic151 eq bheic103
All Codes C-3D must equal A-4D.
bheic151 eq bheic103
All Codes Sum of D-1A and D-4A minus D-2A must ((bheic731 + bheic741) equal D-5A.
bheic735) eq bheic745
All Codes Sum of D-1B, D-3B, and D-4B minus
((bheic732 + bheic739 +
D-2B must equal D-5B.
bheic742) - bheic736) eq
bheic746
All Codes Sum of D-1C and D-4C minus D-2C
((bheij434 + bheij439) must equal D-5C.
bheij436) eq bheij441
All Codes Sum of D-1D, D-3D, and D-4D minus
((bheij435 + bheij438 +
D-2D must equal D-5D.
bheij440) - bheij437) eq
bheij442
All Codes Sum of D-1E and D-4E minus D-2E must ((bheic733 + bheic743) equal D-5E.
bheic737) eq bheic747
All Codes Sum of D-1F, D-3F, and D-4F minus D-2F ((bheic734 + bheic740 +
must equal D-5F.
bheic744) - bheic738) eq
bheic748
All Codes A-1A must not be null and must not be
bheic088 ne null and bheic088
negative.
ge 0
All Codes A-1A must not be null and must not be
bheic088 ne null and bheic088
negative.
ge 0
All Codes A-1C must not be null and must not be
bheic090 ne null and bheic090
negative.
ge 0
All Codes A-1D must not be null and must not be
bheic090 ne null and bheic090
negative.
ge 0
All Codes A-1D must not be null and must not be
bheic091 ne null and bheic091
negative.
ge 0
All Codes A-1E must not be null and must not be
bheic091 ne null and bheic091
negative.
ge 0
All Codes A-1B must not be null.
bheic089 ne null
T
Series
December 2020
Effective Effective
Start Date End Date
Edit
Change
Schedule
Edit Type
Edit
Number
Target Item
MDRM
Number
FRY12
FRY12
20201231
20190331
99991231
20200930
Revised
Archived
A
A
Validity
Validity
0340
0345
A-1C
A-2A
BHEILF37
BHEIC093
FRY12
20201231
99991231
Revised
A
Validity
0345
A-2A
BHEIC093
FRY12
20190331
20200930
Archived
A
Validity
0345
A-2C
BHEIC095
FRY12
20201231
99991231
Revised
A
Validity
0345
A-2D
BHEIC095
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
20200930
Archived
Revised
Archived
A
A
A
Validity
Validity
Validity
0350
0350
0355
A-2B
A-2C
A-3A
BHEIC094
BHEILF38
BHEIC097
FRY12
20201231
99991231
Revised
A
Validity
0355
A-3A
FRY12
20190331
20200930
Archived
A
Validity
0355
A-3C
FRY12
20201231
99991231
Revised
A
Validity
0355
A-3D
BHEIC099
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
20200930
Archived
Revised
Archived
A
A
A
Validity
Validity
Validity
0360
0360
0365
A-3B
A-3C
A-4A
BHEIC098
BHEILF39
BHEIC101
FRY12
20201231
99991231
Revised
A
Validity
0365
A-4A
BHEIC101
FRY12
20190331
20200930
Archived
A
Validity
0365
A-4C
BHEIC103
FRY12
20201231
99991231
Revised
A
Validity
0365
A-4D
BHEIC103
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
99991231
A
A
A
Validity
Validity
Validity
0370
0370
0385
A-4B
A-4C
A-Mem3
BHEIC102
BHEILF40
BHEIB498
FRY12
20190331
Archived
Revised
No
Change
No
Change
A
Validity
0390
A-Mem4
BHEIC716
FRY12
20190331
20200930
Archived
A
Validity
0395
A-Mem5
BHEIJ443
1,2
FRY12
20201231
99991231
Revised
A
Validity
0395
A-Mem5
BHEIJ443
1,2
FRY12
20190331
99991231
B
Validity
0400
B-1A
BHEIC107
All Codes
FRY12
20190331
B
Validity
0400
B-1B
BHEIC108
All Codes
FRY12
20190331
No
Change
No
Change
No
Change
B
Validity
0405
B-2A
BHEIC109
All Codes
FR Y-12
99991231
99991231
BHEIC097
BHEIC099
AF
D
R
99991231
Sub Flag Edit Test
Code
(BHEIF838)
All Codes A-1C must not be null.
All Codes A-2A must not be null and must not be
negative.
All Codes A-2A must not be null and must not be
negative.
All Codes A-2C must not be null and must not be
negative.
All Codes A-2D must not be null and must not be
negative.
All Codes A-2B must not be null.
All Codes A-2C must not be null.
All Codes A-3A must not be null and must not be
negative.
All Codes A-3A must not be null and must not be
negative.
All Codes A-3C must not be null and must not be
negative.
All Codes A-3D must not be null and must not be
negative.
All Codes A-3B must not be null.
All Codes A-3C must not be null.
All Codes A-4A must not be null and must not be
negative.
All Codes A-4A must not be null and must not be
negative.
All Codes A-4C must not be null and must not be
negative.
All Codes A-4D must not be null and must not be
negative.
All Codes A-4B must not be null.
All Codes A-4C must not be null.
1,2
For holding companies filing the
FR Y-9C, A-Mem3 must not be null.
All Codes A-Mem4 must not be null and must not
be negative.
T
Series
For holding companies filing the
FR Y-9C, A-Mem5 must not be null and
must not be negative.
For holding companies filing the
FR Y-9C, A-Mem5 must not be null.
B-1A must not be null and must not be
negative.
B-1B must not be null and must not be
negative.
B-2A must not be null and must not be
negative.
Alg Edit Test
bheiLF37 ne null
bheic093 ne null and bheic093
ge 0
bheic093 ne null and bheic093
ge 0
bheic095 ne null and bheic095
ge 0
bheic095 ne null and bheic095
ge 0
bheic094 ne null
bheiLF38 ne null
bheic097 ne null and bheic097
ge 0
bheic097 ne null and bheic097
ge 0
bheic099 ne null and bheic099
ge 0
bheic099 ne null and bheic099
ge 0
bheic098 ne null
bheiLF39 ne null
bheic101 ne null and bheic101
ge 0
bheic101 ne null and bheic101
ge 0
bheic103 ne null and bheic103
ge 0
bheic103 ne null and bheic103
ge 0
bheic102 ne null
bheilf40 ne null
For holding companies filing the
FR Y-9C, bheib498 ne null
For holding companies filing the
FR Y-9C, bheic716 ne null and
bheic716 ge 0
bheij443 ne null and bheij443
ge 0
bheij443 ne null
bheic107 ne null and bheic107
ge 0
bheic108 ne null and bheic108
ge 0
bheic109 ne null and bheic109
ge 0
EDIT-3
December 2020
Effective Effective
Start Date End Date
Edit
Change
Schedule
Edit Type
Edit
Number
Target Item
MDRM
Number
FRY12
20190331
99991231
B
Validity
0405
B-2B
BHEIC110
FRY12
20190331
99991231
B
Validity
0410
B-3A
BHEIC111
FRY12
20190331
99991231
B
Validity
0410
B-3B
BHEIC112
FRY12
20190331
99991231
B
Validity
0415
B-4A
BHEIC113
FRY12
20190331
99991231
B
Validity
0415
B-4B
BHEIC114
FRY12
20190331
99991231
B
Validity
0420
B-Mem1
BHEIC115
FRY12
20190331
99991231
B
Validity
0425
B-Mem2
FRY12
20190331
20200930
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
Archived
C
Validity
0430
C-1aA
FRY12
20201231
99991231
Revised
C
Validity
0430
C-1aA
FRY12
20190331
20200930
Archived
C
Validity
0430
C-1aC
BHEIC118
All Codes
FRY12
20201231
99991231
Revised
C
Validity
0430
C-1aD
BHEIC118
All Codes
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
20200930
Archived
Revised
Archived
C
C
C
Validity
Validity
Validity
0435
0435
0440
C-1aB
C-1aC
C-1bA
BHEIC718
BHEILF45
BHEIC121
All Codes
All Codes
All Codes
FRY12
20201231
99991231
Revised
C
Validity
0440
C-1bA
BHEIC121
All Codes
FRY12
20190331
20200930
Archived
C
Validity
0440
C-1bC
BHEIC122
All Codes
FRY12
20201231
99991231
Revised
C
Validity
0440
C-1bD
BHEIC122
All Codes
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
20200930
Archived
Revised
Archived
C
C
C
Validity
Validity
Validity
0445
0445
0450
C-1bB
C-1bC
C-1cA
BHEIC719
BHEILF46
BHEIC126
All Codes
All Codes
All Codes
FRY12
20201231
99991231
Revised
C
Validity
0450
C-1cA
BHEIC126
All Codes
FRY12
20190331
20200930
Archived
C
Validity
0450
C-1cC
BHEIC127
All Codes
FRY12
20201231
99991231
Revised
C
Validity
0450
C-1cD
BHEIC127
All Codes
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
20200930
Archived
Revised
Archived
C
C
C
Validity
Validity
Validity
0455
0455
0460
C-1cB
C-1cC
C-2aA
BHEIC720
BHEILF47
BHEIC136
All Codes
All Codes
All Codes
FRY12
20201231
99991231
Revised
C
Validity
0460
C-2aA
BHEIC136
All Codes
EDIT-4
FR Y-12
Alg Edit Test
BHEIC717
Sub Flag Edit Test
Code
(BHEIF838)
All Codes B-2B must not be null and must not be
negative.
All Codes B-3A must not be null and must not be
negative.
All Codes B-3B must not be null and must not be
negative.
All Codes B-4A must not be null and must not be
negative.
All Codes B-4B must not be null and must not be
negative.
All Codes B-Mem1 must not be null and must not
be negative.
All Codes B-Mem2 must not be null.
BHEIC117
All Codes
BHEIC117
All Codes
bheic117 ne null and bheic117
ge 0
bheic117 ne null and bheic117
ge 0
bheic118 ne null and bheic118
ge 0
bheic118 ne null and bheic118
ge 0
bheic718 ne null
bheiLF45 ne null
bheic121 ne null and bheic121
ge 0
bheic121 ne null and bheic121
ge 0
bheic122 ne null and bheic122
ge 0
bheic122 ne null and bheic122
ge 0
bheiLF46 ne null
bheiLF46 ne null
bheic126 ne null and bheic126
ge 0
bheic126 ne null and bheic126
ge 0
bheic127 ne null and bheic127
ge 0
bheic127 ne null and bheic127
ge 0
bheic720 ne null
bheiLF47 ne null
bheic136 ne null and bheic136
ge 0
bheic136 ne null and bheic136
ge 0
T
Series
D
R
AF
C-1aA must not be null and must not be
negative.
C-1aA must not be null and must not be
negative.
C-1aC must not be null and must not be
negative.
C-1aD must not be null and must not be
negative.
C-1aB must not be null.
C-1aC must not be null.
C-1bA must not be null and must not be
negative.
C-1bA must not be null and must not be
negative.
C-1bC must not be null and must not be
negative.
C-1bD must not be null and must not be
negative.
C-1bB must not be null.
C-1bC must not be null.
C-1cA must not be null and must not be
negative.
C-1cA must not be null and must not be
negative.
C-1cC must not be null and must not be
negative.
C-1cD must not be null and must not be
negative.
C-1cB must not be null.
C-1cC must not be null.
C-2aA must not be null and must not be
negative.
C-2aA must not be null and must not be
negative.
bheic110 ne null and bheic110
ge 0
bheic111 ne null and bheic111
ge 0
bheic112 ne null and bheic112
ge 0
bheic113 ne null and bheic113
ge 0
bheic114 ne null and bheic114
ge 0
bheic115 ne null and bheic115
ge 0
bheic717 ne null
December 2020
Effective Effective
Start Date End Date
Edit
Change
Schedule
Edit Type
Edit
Number
Target Item
MDRM
Number
FRY12
20190331
20200930
Archived
C
Validity
0460
C-2aC
BHEIC137
FRY12
20201231
99991231
Revised
C
Validity
0460
C-2aD
BHEIC137
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
20200930
Archived
Revised
Archived
C
C
C
Validity
Validity
Validity
0465
0465
0470
C-2aB
C-2aC
C-2bA
BHEIC721
BHEILF48
BHEIC722
FRY12
20201231
99991231
Revised
C
Validity
0470
C-2bA
BHEIC722
FRY12
20190331
20200930
Archived
C
Validity
0470
C-2bC
BHEIC724
FRY12
20201231
99991231
Revised
C
Validity
0470
C-2bD
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
20200930
Archived
Revised
Archived
C
C
C
Validity
Validity
Validity
0475
0475
0480
C-2bB
C-2bC
C-2cA
FRY12
20201231
99991231
Revised
C
Validity
0480
C-2cA
BHEIC131
FRY12
20190331
20200930
Archived
C
Validity
0480
C-2cC
BHEIC132
FRY12
20201231
99991231
Revised
C
Validity
0480
C-2cD
BHEIC132
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
20200930
Archived
Revised
Archived
C
C
C
Validity
Validity
Validity
0485
0485
0490
C-2cB
C-2cC
C-2dA
BHEIC725
BHEILF50
BHEIC726
FRY12
20201231
99991231
Revised
C
Validity
0490
C-2dA
BHEIC726
FRY12
20190331
FRY12
20201231
FRY12
FRY12
FRY12
20190331
20201231
20190331
FRY12
20201231
FRY12
20190331
FRY12
20201231
FRY12
FRY12
20190331
20201231
FR Y-12
Sub Flag Edit Test
Code
(BHEIF838)
All Codes C-2aC must not be null and must not be
negative.
All Codes C-2aD must not be null and must not be
negative.
All Codes C-2aB must not be null.
All Codes C-2aC must not be null.
All Codes C-2bA must not be null and must not be
negative.
All Codes C-2bA must not be null and must not be
negative.
All Codes C-2bC must not be null and must not be
negative.
All Codes C-2bD must not be null and must not be
negative.
All Codes C-2bB must not be null.
All Codes C-2bC must not be null.
All Codes C-2cA must not be null and must not be
negative.
All Codes C-2cA must not be null and must not be
negative.
All Codes C-2cC must not be null and must not be
negative.
All Codes C-2cD must not be null and must not be
negative.
All Codes C-2cB must not be null.
All Codes C-2cC must not be null.
All Codes C-2dA must not be null and must not be
negative.
All Codes C-2dA must not be null and must not be
negative.
All Codes C-2dC must not be null and must not be
negative.
All Codes C-2dD must not be null and must not be
negative.
All Codes C-2dB must not be null.
All Codes C-2dC must not be null.
All Codes C-2eA must not be null and must not be
negative.
All Codes C-2eA must not be null and must not be
negative.
All Codes C-2eC must not be null and must not be
negative.
All Codes C-2eD must not be null and must not be
negative.
All Codes C-2eB must not be null.
All Codes C-2eC must not be null.
T
Series
BHEIC724
D
R
AF
BHEIC723
BHEILF49
BHEIC131
20200930
Archived
C
Validity
0490
C-2dC
BHEIC728
99991231
Revised
C
Validity
0490
C-2dD
BHEIC728
20200930
99991231
20200930
Archived
Revised
Archived
C
C
C
Validity
Validity
Validity
0495
0495
0500
C-2dB
C-2dC
C-2eA
BHEIC727
BHEILF51
BHEIC145
99991231
Revised
C
Validity
0500
C-2eA
BHEIC145
20200930
Archived
C
Validity
0500
C-2eC
BHEIC146
99991231
Revised
C
Validity
0500
C-2eD
BHEIC146
20200930
99991231
Archived
Revised
C
C
Validity
Validity
0505
0505
C-2eB
C-2eC
BHEIC729
BHEILF52
Alg Edit Test
bheic137 ne null and bheic137
ge 0
bheic137 ne null and bheic137
ge 0
bheic721 ne null
bheiLF48 ne null
bheic722 ne null and bheic722
ge 0
bheic722 ne null and bheic722
ge 0
bheic724 ne null and bheic724
ge 0
bheic724 ne null and bheic724
ge 0
bheic723 ne null
bheiLF49 ne null
bheic131 ne null and bheic131
ge 0
bheic131 ne null and bheic131
ge 0
bheic132 ne null and bheic132
ge 0
bheic132 ne null and bheic132
ge 0
bheic725 ne null
bheiLF50 ne null
bheic726 ne null and bheic726
ge 0
bheic726 ne null and bheic726
ge 0
bheic728 ne null and bheic728
ge 0
bheic728 ne null and bheic728
ge 0
bheic727 ne null
bheiLF51 ne null
bheic145 ne null and bheic145
ge 0
bheic145 ne null and bheic145
ge 0
bheic146 ne null and bheic146
ge 0
bheic146 ne null and bheic146
ge 0
bheic729 ne null
bheiLF52 ne null
EDIT-5
December 2020
Effective Effective
Start Date End Date
Edit
Change
Schedule
Edit Type
Edit
Number
Target Item
MDRM
Number
FRY12
20190331
20200930
Archived
C
Validity
0510
C-3A
BHEIC150
FRY12
20201231
99991231
Revised
C
Validity
0510
C-3A
BHEIC150
FRY12
20190331
20200930
Archived
C
Validity
0510
C-3C
BHEIC151
FRY12
20201231
99991231
Revised
C
Validity
0510
C-3D
BHEIC151
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
20200930
Archived
Revised
Archived
C
C
C
Validity
Validity
Validity
0515
0515
0520
C-3B
C-3C
C-Mem1A
BHEIC730
BHEILF53
BHEIC155
FRY12
20201231
99991231
Revised
C
Validity
0520
C-Mem1A
FRY12
20190331
20200930
Archived
C
Validity
0520
C-Mem1C
FRY12
20201231
99991231
Revised
C
Validity
0520
C-Mem1D
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
20200930
Archived
Revised
Archived
C
C
C
Validity
Validity
Validity
0525
0525
0530
C-Mem1B
C-Mem1C
C-Mem2A
BHEIC749
BHEILF54
BHEIC157
FRY12
20201231
99991231
Revised
C
Validity
0530
C-Mem2A
BHEIC157
FRY12
20190331
20200930
Archived
C
Validity
0530
C-Mem2C
BHEIC158
FRY12
20201231
99991231
Revised
C
Validity
0530
C-Mem2D
BHEIC158
FRY12
FRY12
FRY12
20190331
20201231
20190331
20200930
99991231
99991231
C
C
D
Validity
Validity
Validity
0535
0535
0540
C-Mem2B
C-Mem2C
D-1A
BHEIC750
BHEILF55
BHEIC731
FRY12
20190331
D
Validity
0540
D-1B
BHEIC732
FRY12
20190331
D
Validity
0540
D-1C
BHEIJ434
FRY12
20190331
D
Validity
0540
D-1D
BHEIJ435
FRY12
20190331
D
Validity
0540
D-1E
BHEIC733
FRY12
20190331
D
Validity
0540
D-1F
BHEIC734
FRY12
20190331
D
Validity
0545
D-2A
BHEIC735
FRY12
20190331
D
Validity
0545
D-2B
BHEIC736
FRY12
20190331
Archived
Revised
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
D
Validity
0545
D-2C
BHEIJ436
EDIT-6
FR Y-12
99991231
99991231
99991231
99991231
99991231
99991231
99991231
BHEIC155
BHEIC156
BHEIC156
AF
D
R
99991231
Sub Flag Edit Test
Code
(BHEIF838)
All Codes C-3A must not be null and must not be
negative.
All Codes C-3A must not be null and must not be
negative.
All Codes C-3C must not be null and must not be
negative.
All Codes C-3D must not be null and must not be
negative.
All Codes C-3B must not be null.
All Codes C-3C must not be null.
All Codes C-Mem1A must not be null and must not
be negative.
All Codes C-Mem1A must not be null and must not
be negative.
All Codes C-Mem1C must not be null and must not
be negative.
All Codes C-Mem1D must not be null and must not
be negative.
All Codes C-Mem1B must not be null.
All Codes C-Mem1C must not be null.
All Codes C-Mem2A must not be null and must not
be negative.
All Codes C-Mem2A must not be null and must not
be negative.
All Codes C-Mem2C must not be null and must not
be negative.
All Codes C-Mem2D must not be null and must not
be negative.
All Codes C-Mem2B must not be null.
All Codes C-Mem2C must not be null.
All Codes D-1A must not be null and must not be
negative.
All Codes D-1B must not be null and must not be
negative.
All Codes D-1C must not be null and must not be
negative.
All Codes D-1D must not be null and must not be
negative.
All Codes D-1E must not be null and must not be
negative.
All Codes D-1F must not be null and must not be
negative.
All Codes D-2A must not be null and must not be
negative.
All Codes D-2B must not be null and must not be
negative.
All Codes D-2C must not be null and must not be
negative.
T
Series
Alg Edit Test
bheic150 ne null and bheic150
ge 0
bheic150 ne null and bheic150
ge 0
bheic151 ne null and bheic151
ge 0
bheic151 ne null and bheic151
ge 0
bheic730 ne null
bheiLF53 ne null
bheic155 ne null and bheic155
ge 0
bheic155 ne null and bheic155
ge 0
bheic156 ne null and bheic156
ge 0
bheic156 ne null and bheic156
ge 0
bheic749 ne null
bheiLF54 ne null
bheic157 ne null and bheic157
ge 0
bheic157 ne null and bheic157
ge 0
bheic158 ne null and bheic158
ge 0
bheic158 ne null and bheic158
ge 0
bheic750 ne null
bheiLF55 ne null
bheic731 ne null and bheic731
ge 0
bheic732 ne null and bheic732
ge 0
bheij434 ne null and bheij434
ge 0
bheiJ435 ne null and bheij435
ge 0
bheic733 ne null and bheic733
ge 0
bheic734 ne null and bheic734
ge 0
bheic735 ne null and bheic735
ge 0
bheic736 ne null and bheic736
ge 0
bheij436 ne null and bheij436
ge 0
December 2020
Effective Effective
Start Date End Date
Edit
Change
Schedule
Edit Type
Edit
Number
Target Item
MDRM
Number
FRY12
20190331
99991231
D
Validity
0545
D-2D
BHEIJ437
FRY12
20190331
99991231
D
Validity
0545
D-2E
BHEIC737
FRY12
20190331
99991231
D
Validity
0545
D-2F
BHEIC738
FRY12
20190331
99991231
D
Validity
0550
D-3B
FRY12
20190331
99991231
D
Validity
0550
FRY12
20190331
99991231
D
Validity
FRY12
20190331
99991231
D
FRY12
20190331
99991231
FRY12
20190331
99991231
FRY12
20190331
99991231
FRY12
20190331
99991231
FRY12
20190331
99991231
FRY12
20190331
99991231
FRY12
20190331
99991231
FRY12
20190331
99991231
FRY12
20190331
99991231
FRY12
20190331
FRY12
20190331
FRY12
20201231
99991231
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
No
Change
Added
FRY12
20201231
99991231
FRY12
20201231
FRY12
20201231
FR Y-12
Alg Edit Test
BHEIC739
Sub Flag Edit Test
Code
(BHEIF838)
All Codes D-2D must not be null and must not be
negative.
All Codes D-2E must not be null and must not be
negative.
All Codes D-2F must not be null and must not be
negative.
All Codes D-3B must not be null.
D-3D
BHEIJ438
All Codes
D-3D must not be null.
bheij438 ne null
0550
D-3F
BHEIC740
All Codes
D-3F must not be null.
bheic740 ne null
Validity
0555
D-4A
BHEIC741
All Codes
D-4A must not be null.
bheic741 ne null
D
Validity
0555
D-4B
BHEIC742
All Codes
D-4B must not be null.
bheic742 ne null
D
Validity
0555
D-4C
BHEIJ439
All Codes
D-4C must not be null.
bheij439 ne null
D
Validity
0555
D-4D
BHEIJ440
All Codes
D-4D must not be null.
bheij440 ne null
D
Validity
0555
D-4E
BHEIC743
All Codes
D-4E must not be null.
bheic743 ne null
D
Validity
0555
D-4F
BHEIC744
All Codes
D-4F must not be null.
bheic744 ne null
D
Validity
0560
D-5A
BHEIC745
All Codes
D-5A must not be null.
bheic745 ne null
D
Validity
0560
D-5B
BHEIC746
All Codes
D-5B must not be null.
bheic746 ne null
D
Validity
0560
D-5C
BHEIJ441
All Codes
D-5C must not be null.
bheij441 ne null
D
Validity
0560
D-5D
BHEIJ442
All Codes
D-5D must not be null.
bheij442 ne null
D
Validity
0560
D-5E
BHEIC747
All Codes
D-5E must not be null.
bheic747 ne null
D
Validity
0560
D-5F
BHEIC748
All Codes
D-5F must not be null.
bheic748 ne null
Cover page Validity
0565
BHEIKY38
All Codes
Added
Cover page Validity
0570
BHEIKY38
All Codes
99991231
Added
Cover page Validity
0575
BHEIC447
All Codes
If BHEIC447 equals 0 then BHEIKY38
must equal null
If BHEIC447 equals 1 then BHEIKY38
must equal 0 or 1 and must not equal null
BHEIC447 must equal 0 or 1
If BHEIC447 eq 0 then
BHEIKY38 eq null
If BHEIC447 eq 1 then
BHEIKY38 eq 0 or 1 and ne null
BHEIC447 eq 0 or 1
99991231
Added
Cover page Validity
0580
Confidentiality
Checkbox
Confidentiality
Checkbox
Confidentiality
Checkbox
Confidentiality
Checkbox
BHEIC447
All Codes
BHEIC447 must not equal null
BHEIC447 ne null
AF
D
R
99991231
99991231
T
Series
bheij437 ne null and bheij437
ge 0
bheic737 ne null and bheic737
ge 0
bheic738 ne null and bheic738
ge 0
bheic739 ne null
EDIT-7
December 2020
| File Type | application/pdf |
| File Modified | 2023-12-16 |
| File Created | 2022-12-14 |