Information Collection Request

Exchange Act Rule 12f-3 - Termination or Suspension of Unlisted Trading Privileges (17 CFR 240.12f-3)

ICR 202402-3235-009 · OMB 3235-0249 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
3235-0249.pdf Supplementary Document Uploaded 2024-04-23 Repair queued
3235-0249.pdf Supplementary Document Uploaded 2024-04-23 Repair queued
Supporting Statement_Rule 12f-3 2024 DGL REVISED.pdf Supporting Statement A Uploaded 2024-02-08 Repair queued
3235-0249 30 Day Notice.pdf Supplementary Document Uploaded 2021-06-09 Missing upstream
3235-0249 60 Day Notice.pdf Supplementary Document Uploaded 2021-06-09 Repair queued
IC Document Collections
ICR Details
StatusReceived in OIRA
Agency/SubagencySEC
OMB Control No3235-0249
Type of Information CollectionExtension without change of a currently approved collection
Previous ICR Reference No202103-3235-004
Agency Tracking NoTM-270-141
Date Submitted to OIRA1969-12-31
Requested Expiration Date1969-12-31