Information Collection

FOCUS Report Part II for Stand-Alone SBSDs

IC 223463 under ICR 202403-3235-002 · OMB 3235-0749.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0749 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form X-17A-5 FOCUS Report Part II for Stand-Alone SBSDs	Form and Instruction
X-17A-5 Annual Reports Form X-17A-5, Part III (as amended by the final rulemaking).pdf	Form and Instruction
X-17A-5 Annual Reports Form X-17A-5, Part III (as amended by the final rulemaking).pdf	Form and Instruction

IC Title:

FOCUS Report Part II for Stand-Alone SBSDs

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.18a-7

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	X-17A-5	Annual Reports	Form X-17A-5, Part III (as amended by the final rulemaking).pdf		Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 8

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	96	24	72
Annual IC Time Burden (Hours)	1,643	171	1,472
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.