CA-26 with change areas highlighted

United States Department of Labor
Office of Workers' Compensation Programs
Division of Federal Employees' Compensation

Authorization Request form and
Certification/Letter of Medical Necessity
for Compounded Drugs.

OMB No. 1240-0055
Expires: 05/31/2024

This form is to be completed and signed by the patient's treating physician for any compounded
drug. A compounded drug is a combination of two or more drugs prepared by a pharmacist to meet
the patient’s individual needs. Complete all sections of this form. Failure to complete this form in its
entirety may result in delayed processing or an adverse determination for insufficient information.
The form is valid and effective for up to 90 days following the date of the treating physician's
signature/certification.
Part A - Patient Information
1. Patient Name (Last, First, Middle Initial):

2. Patient OWCP #:

3. Street Address:

4. Date of Birth (mm/dd/yyyy):

5. City:

6. State:

7. Zip:

8. Phone #:

Part B - Treating Physician Information
9. Treating Physician Name:

10. Treating Physician NPI#:

11. Street Address:

12. Provider ID#:

13. City:

14. State:

15. Zip:

16. Phone #:

17. Secure Fax #:

18. Medication Name:

19. Primary Diagnosis:

20. ICD-10 Code:

21. Direction for use (for 90-day period or less):

22. Date of Last Physical Examination (mm/dd/yyyy):

23. Route of Administration
(and Code):

24. Anticipated Length of Therapy:

Part C - Compounded Drug Information

Oral (1)

30 days

Topical (5)

60 days

Injection (2)

90 days

Other (specify route
and code):

Other (specify):

Part D - Certification of Medical Necessity
25. Has the patient tried and failed to obtain relief through over-the-counter or other
prescribed products for the diagnosis provided? If no, explain below in item 30.

Yes

No

26. Are there commercially available FDA-approved drugs appropriate for the diagnosis?

Yes

No
Form CA-26
Oct 2016

27. Are all of the active ingredients of the compounded drug FDA-approved for the
diagnosis provided? If no, please explain below in item number 30.

Yes

No

28. Complete the following for each active and inactive ingredient in the compounded drug; IF MORE THAN TEN
ACTIVE/INACTIVE INGREDIENTS ARE BEING USED, LIST (INCLUDING NAME, NDC, QUANTITY,
STRENGTH, AND MEDICAL NECESSITY FOR EACH) AND EXPLAIN THE NEED FOR MORE THAN TEN IN
ITEM NUMBER 30. Only the most cost effective and medically necessary ingredients should be used.
Herbal supplements, such as resveratrol, lavender oil, and alpha-lipoic acid, cannot be authorized on this
form and will cause the form to be returned to the provider. Herbal supplements are authorized only on
an exception basis on approval by the OWCP Chief Medical Officer or his/her designee.
Drug Name:

NDC:

Quantity:

Strength: Medically Necessary?

Ingredient #1

Yes

No

Ingredient #2

Yes

No

Ingredient #3

Yes

No

Ingredient #4

Yes

No

Ingredient #5

Yes

No

Ingredient #6

Yes

No

Ingredient #7

Yes

No

Ingredient #8

Yes

No

Ingredient #9

Yes

No

Ingredient #10

Yes

No

Yes

No

29. Is the compounded drug medically necessary for its intended use?

30. Provide a narrative explaining why the compounded drug is medically necessary, including why no commercially
available (non-compounded) drug is sufficient. You may cite relevant medical literature to support your opinion.
You may be asked to provide clinical documentation and other relevant evidence to support use of this medication
including demonstrated improvement in both pain and function. The need for this medication is subject to review
by claims staff and medical professionals. See instructions on item 28 if the compounded drug has more than ten
ingredients.

I certify that I am the treating physician for the above-named patient and that the medication requested is
medically necessary and cost effective for the patient. I further certify, under penalty of law, that the
information provided on this form is true and correct to the best of my knowledge, and that documentation
supporting this information is available for review if requested. I understand that any person who knowingly
makes any false statement or misrepresentation to obtain prescription drugs from OWCP is subject to
administrative penalties including provider exclusion; civil penalties including those under the False Claims
Act and/or criminal prosecution. The submission of this form signifies my certification of the above and the
on-file signature on my provider enrollment form is hereby incorporated by reference.
31. Signature/CERTIFICATION of Patient’s Treating Physician:
Yes 32. Date
Form CA-26 Page 2
Oct 2016

Instructions
PART A - Patient Information
1. Provide the patient's name in this order: last name, first name, middle initial.
2. Provide the patient's Office of Workers' Compensation Programs (OWCP) claim number. The OWCP claim
number is the unique 9-digit number that OWCP assigns to the patient's (claimant's) workers' compensation
claim.
3. Provide the street address of the patient's residence (with unit or apartment number, if applicable).
4. Provide the patient's date of birth, including the month, date, and year.
5. Provide the city where the patient's residence is located.
6. Provide the state where the patient's residence is located.
7. Provide the zip code where the patient's residence is located.
8. Provide the patient's phone number.
PART B - Treating Physician Information
9. Provide the treating physician's name.
10. Provide the treating physician's National Provider Identifier (NPI) number. The NPI number is a unique, 10digit identification number issued to health care providers in the United States by the Centers for Medicare and
Medicaid Services (CMS).
11. Provide the street address of the treating physician's office (with unit or suite number, if applicable).
12. Provide the treating physician's Provider ID number. The Provider ID number is the 9-digit identification
number assigned to health care providers enrolled in OWCP's Web Bill Processing Portal.
13. Provide the city where the treating physician's office is located.
14. Provide the state where the treating physician's office is located.
15. Provide the zip code where the treating physician's office is located.
16. Provide the treating physician's office telephone number.
17. Provide the treating physician's secure office fax number. A secure fax line is one that meets or exceeds the
requirements for HIPAA privacy and security.
PART C - Compounded Drug Information
18. Provide the name, if any, of the compounded drug prescribed by the patient's treating physician, including the
name, description, or terms utilized by the treating physician to identify the compounded drug. If the
compounded drug does not have a name, provide “Compounded Drug - Unique.”
19. Provide the patient's primary diagnosis that warrants the compounded drug prescribed.
20. Provide the ICD-10 code for the primary diagnosis. The International Statistical Classification of Diseases and
Related Health Problems 10th Revision (ICD-10) is a coding of diseases, signs, and symptoms, abnormal
findings, complaints, social circumstances and external causes of injury or diseases, as classified by the
World Health Organization. The code set allows more than 14,400 different codes and permits the tracking of
diagnoses.
21. Provide the direction of the compounded drug prescribed. The direction of a medication is the amount and
rate of occurrence at which the drug is given (e.g. 1 tablet every 12 hours). The prescription must be
limited to a 30-day or less supply.
22. Provide the date at which the treating physician last conducted a medical examination of the patient. The
medical examination must have been in person and have occurred within 2 weeks of the date of
signature on this form.
23. Mark an “X” next to the applicable route of administration if it is oral, topical, or by injection. If the route of
administration is not oral, topical, or by injection, mark “other” and specify the manner of administration and
Route Code. For example: Intravenous (A); Buccal (B); Intramuscular (C); Dental (D); Perfusion (F);
Inhalation (H); Translingual (L); Miscellaneous (M); Intraperitoneal (P); Irrigation (R); Sublingual (S);
Form CA-26 Page 3
Oct 2016

Transdermal (T); Urethral (U); Vaginal (V); Rectal (3); Mucous Membrane (4); Ophthalmic (6); Nasal (7); Otic
(8); Intradermal (9).
24. Mark an “X” next to “30 days,” “60 days,” or “90 days” to indicate the anticipated length of treatment; if shorter
than 30 days or longer than 90 days, mark “other” and specify the anticipated length of treatment.
PART D Certification of Medical Necessity - Responses are Mandatory
25. Mark “yes” or “no” to the question. If “no,” explain in item 30.
26. Mark “yes” or “no” to the question.
27. Mark “yes” or “no” to the question. If “no,” explain in item 30.
28. List each active and inactive ingredient in the compounded drug by name, National Drug Code (NDC),
quantity, and strength, and mark “yes” or “no” to the question of whether the ingredient is medically necessary.
The NDC is a unique, three-segment number that serves as a universal product identifier for drugs. The
quantity must be expressed in units such as milligrams, micrograms, drops, etc. The strength is the amount of
drug in a given dosage form (e.g. 500 mg/tablet). Each ingredient (active and any inactive ingredient with an
NDC code for which payment is sought) in the compounded drug must be medically necessary for treatment
and for delivery of the compounded drug, and should be at the lowest possible cost to perform its function.
29. Mark “yes” or “no” as to whether the compounded drug prescribed is medically necessary.
30. Provide a narrative that explains why the compounded drug prescribed is medically necessary, including why
no commercially available (non-compounded) drug is sufficient. You may cite relevant medical literature to
support your opinion. The information on this form, including the narrative, is subject to review by claims staff
and medical personnel. The treating physician submitting the form may be asked to provide additional
documentation in support of his/her certification of medical necessity. Ingredients beyond ten must also be
listed here with all information required in item 28.
31. Affirm the treating physician's signature/certification by marking an "X" in the box.
32. Provide the date of the treating physician's signature/certification.
Public Burden Statement
Public reporting burden for this collection of information is estimated to average 30 minutes per response, including
time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and
completing and reviewing the collection of information. If you have any comments regarding the burden estimate or
any other aspect to this collection of information, including suggestions for reducing this burden, send them to the
Office of Workers' Compensation Programs, U.S. Department of Labor, Room S3524, 200 Constitution Avenue, N.W.,
Washington, D.C. 20210. Do not submit the completed claim form to this address. Persons are not required to
respond to this information collection unless it displays a currently valid OMB number.
Privacy Act Statement
In accordance with the Privacy Act of 1974, as amended (5 U.S.C. 552a), you are hereby notified that: (1) The
Federal Employees' Compensation Act (FECA), as amended and extended (5 U.S.C. 8101, et seq.) is administered
by the Office of Workers' Compensation Programs of the U.S. Department of Labor, which receives and maintains
personal information on claimants and their immediate families. (2) Information which the Office has will be used to
determine eligibility for and the amount of benefits payable under the FECA, and may be verified through computer
matches or other appropriate means. (3) Information may be given to the Federal agency which employed the
claimant at the time of injury in order to verify statements made, answer questions concerning the status of the claim,
verify billing, and to consider issues relating to entitlement to benefits or other relevant matters. (4) Information may
be given to Federal, state and local agencies for law enforcement purposes, to obtain information relevant to a
decision under the FECA, to determine whether benefits are being paid properly, including whether prohibited dual
payments are being made, and, where appropriate, to pursue salary/administrative offset and debt collection actions
required or permitted by the FECA and/or the Debt Collection Act. (5) Failure to disclose all requested information
may delay the processing of the claim or the payment of benefits, or may result in an unfavorable decision or reduced
level of benefits.
Form CA-26 Page 4
Oct 2016

Notice
If you have a disability, Federal law gives you the right to receive help from the OWCP/DFEC in the form of
communication assistance, accommodation(s) and modification(s) to aid you. For example, OWCP/DFEC will provide
you with the copies of documents in alternate formats, communication services such as sign language interpretation,
or other kinds of adjustments or changes to accommodate your disability. Please contact OWCP/DFEC to ask about
this assistance.

Form CA-26 Page 5
Oct 2016