Customer identification, verification, and review and recordkeeping of the beneficial ownership information

Beneficial Ownership Requirements for Legal Entity Customers

Documents and Forms

Document Name Document Type
Form CDD Certificate Customer identification, verification, and review and recordkeeping of the beneficial ownership information Form and Instruction
CDD Certificate Customer Due Diligence Certificate CDD Certification Document.docx Form and Instruction
CDD Certificate Customer Due Diligence Certificate CDD Certification Document.docx Form and Instruction

Information Collection (IC) Details

IC Title:	Customer identification, verification, and review and recordkeeping of the beneficial ownership information	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 31 CFR 1010.230

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CDD Certificate	Customer Due Diligence Certificate	CDD Certification Document.docx		No		Paper Only

Line of Business: Law Enforcement

Subfunction: Criminal Investigation and Surveillance

Privacy Act System of Records
Title: FinCEN Privacy Act of 1974 Systems of Records Notice	FR Citation: 79 FR 20969

Number of Respondents: 15,221	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	5,707,875	-3,360,375	9,068,250
Annual IC Time Burden (Hours)	7,610,500	-4,580,380	12,190,880
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.