National Flood Insurance Program (NFIP) Compliance Audit Reports

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form FEMA Form FF-206-F National Flood Insurance Program (NFIP) Compliance Audit Report	Form	New	Repair queued
Form FEMA Form FF-206-F Community Assistance Visit (CAV) Report	Form	Modified	Available
Form FEMA Form FF-206-F Community Assistance Contact (CAC) Report	Form	Modified	Repair queued
Narrative of Changes Table CAV to Full Evaluation.docx	Supplementary Document	Uploaded 2024-06-26	Repair queued
Narrative of Changes Table CAC to Diagnostic Assessment.docx	Supplementary Document	Uploaded 2024-06-26	Repair queued
2023-06-14_NFIP Compliance Audit Guidance.pdf	Supplementary Document	Uploaded 2024-04-03	Repair queued
NFIP Compliance Audit_Usability Tests_JG_PR.docx	Supplementary Document	Uploaded 2024-04-03	Repair queued
1660-0023 - Published 30-Day Revision FRN - 2024 07 16.pdf	Supplementary Document	Uploaded 2024-07-16	Repair queued
1660-0023 - Published 60-Day Revision FRN - 2024 03 28.pdf	Supplementary Document	Uploaded 2024-04-03	Repair queued
Section 1315 NFIA 1968.pdf	Supplementary Document	Uploaded 2017-07-20	Repair queued
1660-0023 - Supporting Statement A - 2024 07 16 clean.docx	Supporting Statement A	Uploaded 2024-07-16	Repair queued
44 CFR 59.22.pdf	Supplementary Document	Uploaded 2010-10-21	Repair queued
42 U.S.C. 4001, NFIP Regulation.pdf	Supplementary Document	Uploaded 2010-10-21	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
266559	National Flood Insurance Program (NFIP) Compliance Audit Report	Form	New
21079	Community Assistance Visit (CAV) Report	Form	Modified
182017	Community Assistance Contact (CAC) Report	Form	Modified

ICR Details

OMB Control No: 1660-0023	ICR Reference No: 202404-1660-001
Status: Received in OIRA	Previous ICR Reference No: 202310-1660-004
Agency/Subagency: DHS/FEMA	Agency Tracking No:
Title: National Flood Insurance Program (NFIP) Compliance Audit Reports
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 07/29/2024

table that charts list comparision

	Requested	Previously Approved
Expiration Date	36 Months From Approved	11/30/2026
Responses	4,002	2,000
Time Burden (Hours)	48,002	60,000
Cost Burden (Dollars)	0	0

---

Abstract: FEMA previously used the Community Assistance Contact (CAC) and the Community Assistance Visit (CAV) to make a comprehensive assessment of a community's floodplain management program. Through this assessment, FEMA assisted the community to understand the NFIP's requirements and implement effective flood loss reductions measures. Communities can achieve cost savings through flood mitigation actions by way of insurance premium discounts and reduced property damage. The CAV and CAC processes have been updated recently to the NFIP Compliance Audit process which aims to do a more efficient, consistent and transparent job of assessing the community’s floodplain management program, providing them with the needed technical assistance to improve it, and documenting the results for data analysis.

---

Authorizing Statute(s): US Code: 42 USC 4101 Name of Law: The National Flood Insurance Act of 1968
   US Code: 42 USC 4001 Name of Law: The National Flood Insurance Act of 1968
   US Code: 42 USC 4022 Name of Law: The National Flood Insurance Act of 1968
   US Code: 42 USC 4102 Name of Law: The National Flood Insurance Act of 1968
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 21534	03/28/2024
30-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 57921	07/16/2024
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 3

table that charts list of burden

IC Title	Form No.	Form Name
Community Assistance Contact (CAC) Report	FEMA Form FF-206-FY-21-142 (formerly 086-0-29(E))	Community Assistance Contact (CAC) Report
Community Assistance Visit (CAV) Report	FEMA Form FF-206-FY-21-141 (formerly 086-0-28(E))	Community Assistance Visit (CAV) Report
National Flood Insurance Program (NFIP) Compliance Audit Report	FEMA Form FF-206-FY-24-100	National Flood Insurance Program (NFIP) Compliance Audit Report

---

ICR Summary of Burden

table that charts list of burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	4,002	2,000	0	2,002	0	0
Annual Time Burden (Hours)	48,002	60,000	0	-11,998	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Forms

Short Statement: Annual burden hours decreased by -11,998. This was due to burden hour decrease of -59,998 hours collectively for the Community Assistance Visit (CAV) Report / FEMA Form FF-206-FY-21-141 (formerly 086-0-28 (E)) and Community Assistance Contact (CAC) Report / FEMA Form FF-206-FY-21-142 (formerly 086-0-29 (E)). This decrease was offset by burden hour increase of 48,000 hours, which was due to the addition of National Flood Insurance Program (NFIP) Compliance Audit Report / FEMA Form FF-206-FY-24-100. Annual burden costs decreased by -$433,834. This was due to collective burden decrease of -$2,505,514 for the Community Assistance Visit (CAV) Report / FEMA Form FF-206-FY-21-141 (formerly 086-0-28 (E)) and Community Assistance Contact (CAC) Report / FEMA Form FF-206-FY-21-142 (formerly 086-0-29 (E)). These decreases were offset by burden cost increase of $2,071,680 from the addition of National Flood Insurance Program (NFIP) Compliance Audit Report / FEMA Form FF-206-FY-24-100.

---

Annual Cost to Federal Government: $2,216,556

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/29/2024

---