Part 40, Provisions Common To Registered Entities

Part 40, Provisions Common to Registered Entities

OMB: 3038-0093

IC ID: 201522

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Part 40, Provisions Common To Registered Entities
No Modified
17 CFR 40.2, 40.3, 40.5, 40.6, 40.10

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

General Government Executive Functions


70 0
Private Sector Businesses or other for-profits
   100 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 2,292 0 -4 0 0 2,296
Annual IC Time Burden (Hours) 20,600 0 60 0 0 20,540
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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